0001209191-15-055501.txt : 20150622
0001209191-15-055501.hdr.sgml : 20150622
20150622202002
ACCESSION NUMBER: 0001209191-15-055501
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150618
FILED AS OF DATE: 20150622
DATE AS OF CHANGE: 20150622
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUBEMOGUL INC
CENTRAL INDEX KEY: 0001449278
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 510633881
STATE OF INCORPORATION: CA
BUSINESS ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: 510-653-0677
MAIL ADDRESS:
STREET 1: 1250 53RD STREET, SUITE 6
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garg Ashu
CENTRAL INDEX KEY: 0001601862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36543
FILM NUMBER: 15945902
MAIL ADDRESS:
STREET 1: 250 MIDDLEFIELD ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-18
0
0001449278
TUBEMOGUL INC
TUBE
0001601862
Garg Ashu
C/O FOUNDATION CAPITAL
250 MIDDLEFIELD ROAD
MENLO PARK
CA
94025
1
0
0
0
Common Stock
2015-06-18
4
A
0
3174
0.00
A
3174
D
Common Stock
7408097
I
Foundation Capital VI, L.P.
Common Stock
82732
I
Foundation Capital VI Principals Fund, LLC
Non-Qualified Stock Option (right to buy)
15.37
2015-06-18
4
A
0
5679
0.00
A
Common Stock
5679
5679
D
Each share of common stock is represented by a Restricted Stock Unit ("RSU"). 100% of the shares subject to the RSU vest upon the earlier of (1) the day prior to the next year's annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person following vesting.
Foundation Capital Management Co. VI, LLC is the sole manager of Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC and has sole voting and investment power with respect to the shares held by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. William B. Elmore, Paul G. Koontz, Michael N. Schuh, Paul R. Holland, Richard A. Redelfs, Steve P. Vassallo, Charles P. Moldow and Warren M. Weiss are managing members of Foundation Capital Management Co. VI, LLC, and may be deemed to share voting and investment power over the shares owned by Foundation Capital VI, L.P. and Foundation Capital VI Principals Fund, LLC. Each of the managing members of Foundation Capital Management Co. VI, LLC disclaims beneficial ownership in the shares held by the aforementioned entities except to the extent of his or her pecuniary interest therein.
The stock options shall vest to 100% of the shares at the earlier of (i) the day prior to next year's annual meeting of stockholders, or (ii) one year from the date of grant, subject to continued service as a director through the applicable vesting date.
/s/ Gail M. Haney as Attorney-In-Fact
2015-06-22