0001094891-17-000277.txt : 20171127
0001094891-17-000277.hdr.sgml : 20171127
20171127180436
ACCESSION NUMBER: 0001094891-17-000277
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171122
FILED AS OF DATE: 20171127
DATE AS OF CHANGE: 20171127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenspan Ira Scott
CENTRAL INDEX KEY: 0001449211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37685
FILM NUMBER: 171223770
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAVmed Inc.
CENTRAL INDEX KEY: 0001624326
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 471214177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: SUITE 4600
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-949-4319
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: SUITE 4600
CITY: NEW YORK
STATE: NY
ZIP: 10165
FORMER COMPANY:
FORMER CONFORMED NAME: PAXmed Inc.
DATE OF NAME CHANGE: 20141105
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-11-22
0001624326
PAVmed Inc.
PAVM
0001449211
Greenspan Ira Scott
420 LEXINGTON AVENUE
SUITE 300
NEW YORK
NY
10170
1
0
1
0
Common Stock
28465
D
Common Stock
2017-11-22
4
J
0
67317
0
D
5646562
I
By HCFP/Capital Partners III LLC
Common Stock
87020
I
By HCFP Inc.
Common Stock
20000
I
By HCFP/AG LLC
Warrants
5.00
2016-10-28
2022-01-29
Common Stock
28293
28293
D
Warrants
5.00
2017-11-22
4
J
0
67317
0
D
2016-10-28
2022-01-29
Common Stock
5646562
5646562
I
By HCFP/Capital Partners III LLC
Warrants
5.00
2016-10-28
2022-01-29
Common Stock
387020
387020
I
By HCFP Inc.
Warrants
5.00
2016-10-28
2022-01-29
Common Stock
20000
20000
I
By HCFP/AG LLC
The securities were contributed to an affiliated entity and then distributed pro rata by such entity to its equity holders.
Mr. Greenspan is a member and a co-manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.
Mr. Greenspan is a controlling shareholder of HCFP Inc., and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his proportionate pecuniary interest therein.
Mr. Greenspan is a co-manager of HCFP/AG LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of his pecuniary interest therein.
The reporting person no longer has a reportable beneficial interest in the following securities, which were included in the reporting person's prior ownership reports: (i) 20,904 shares of common stock and 6,968 warrants owned by his son, who ceased to share a household with him; and (ii) 125,000 shares of common stock and 125,000 warrants distributed by HCFP/Capital Partners IIIB LLC to its members on a pro rata basis (none of which were distributed to the reporting person).
/s/ Ira Scott Greenspan
2017-11-27