0001094891-16-000415.txt : 20160129 0001094891-16-000415.hdr.sgml : 20160129 20160129163342 ACCESSION NUMBER: 0001094891-16-000415 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160129 DATE AS OF CHANGE: 20160129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PAVmed Inc. CENTRAL INDEX KEY: 0001624326 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 471214177 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-401-1951 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PAXmed Inc. DATE OF NAME CHANGE: 20141105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenspan Ira Scott CENTRAL INDEX KEY: 0001449211 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37685 FILM NUMBER: 161373790 MAIL ADDRESS: STREET 1: 888 SEVENTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10106 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2016-01-29 0 0001624326 PAVmed Inc. PAVM 0001449211 Greenspan Ira Scott 420 LEXINGTON AVENUE SUITE 300 NEW YORK NY 10170 1 0 0 0 Common Stock 27873 D Common Stock 5713879 I By HCFP/Capital Partners III LLC Common Stock 20904 I By Robert M. Greenspan Warrant 5.00 2021-11-25 Common Stock 27837 D Warrant 5.00 2021-11-25 Common Stock 5713879 I By HCFP/Capital Partners III LLC Warrant 5.00 2021-11-25 Common Stock 20904 I By Robert M. Greenspan Mr. Greenspan is a member and co-manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of their proportionate pecuniary interest therein. Robert M. Greenspan is the Reporting Person's son. The warrants will be exercisable commencing 6 months from the consummation of the Issuer's initial public offering. /s/ Ira Scott Greenspan 2016-01-29