0001094891-16-000415.txt : 20160129
0001094891-16-000415.hdr.sgml : 20160129
20160129163342
ACCESSION NUMBER: 0001094891-16-000415
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160129
FILED AS OF DATE: 20160129
DATE AS OF CHANGE: 20160129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAVmed Inc.
CENTRAL INDEX KEY: 0001624326
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 471214177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 300
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-401-1951
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 300
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PAXmed Inc.
DATE OF NAME CHANGE: 20141105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenspan Ira Scott
CENTRAL INDEX KEY: 0001449211
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37685
FILM NUMBER: 161373790
MAIL ADDRESS:
STREET 1: 888 SEVENTH AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10106
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2016-01-29
0
0001624326
PAVmed Inc.
PAVM
0001449211
Greenspan Ira Scott
420 LEXINGTON AVENUE
SUITE 300
NEW YORK
NY
10170
1
0
0
0
Common Stock
27873
D
Common Stock
5713879
I
By HCFP/Capital Partners III LLC
Common Stock
20904
I
By Robert M. Greenspan
Warrant
5.00
2021-11-25
Common Stock
27837
D
Warrant
5.00
2021-11-25
Common Stock
5713879
I
By HCFP/Capital Partners III LLC
Warrant
5.00
2021-11-25
Common Stock
20904
I
By Robert M. Greenspan
Mr. Greenspan is a member and co-manager of HCFP/Capital Partners III LLC, and shares joint voting and dispositive power over the shares held by this entity. Mr. Greenspan disclaims beneficial ownership of shares held by this entity, except to the extent of their proportionate pecuniary interest therein.
Robert M. Greenspan is the Reporting Person's son.
The warrants will be exercisable commencing 6 months from the consummation of the Issuer's initial public offering.
/s/ Ira Scott Greenspan
2016-01-29