0001868726-24-000071.txt : 20240815 0001868726-24-000071.hdr.sgml : 20240815 20240815160730 ACCESSION NUMBER: 0001868726-24-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240813 FILED AS OF DATE: 20240815 DATE AS OF CHANGE: 20240815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUNLEAVY CATHERINE CENTRAL INDEX KEY: 0001448918 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40860 FILM NUMBER: 241212464 MAIL ADDRESS: STREET 1: 8350 BROAD STREET, SUITE 2000 CITY: TYSONS STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLAPLEX HOLDINGS, INC. CENTRAL INDEX KEY: 0001868726 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1187 COAST VILLAGE ROAD STREET 2: SUITE 1-520 CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 617-951-9461 MAIL ADDRESS: STREET 1: 1187 COAST VILLAGE ROAD STREET 2: SUITE 1-520 CITY: SANTA BARBARA STATE: CA ZIP: 93108 FORMER COMPANY: FORMER CONFORMED NAME: OLAPEX HOLDINGS, INC. DATE OF NAME CHANGE: 20210622 4 1 wk-form4_1723752443.xml FORM 4 X0508 4 2024-08-13 0 0001868726 OLAPLEX HOLDINGS, INC. OLPX 0001448918 DUNLEAVY CATHERINE 432 PARK AVENUE SOUTH, THIRD FLOOR NEW YORK NY 10016 0 1 0 0 COO and CFO 0 Common Stock 2024-08-13 4 A 0 806452 0 A 806452 D Common Stock 2024-08-13 4 A 0 268817 0 A 1075269 D Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. The RSUs will vest in four equal installments on each of August 13, 2025, August 13, 2026, August 13, 2027 and August 13, 2028, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. Represents RSUs granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. The RSUs will vest in four equal installments on each of August 13, 2025, August 13, 2026, August 13, 2027 and August 13, 2028, and one-hundred percent in the event of a change in control of the Issuer (as defined in the award agreement), in each case, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. /s/ John Duffy, attorney-in-fact 2024-08-15