0001104659-13-081111.txt : 20131105 0001104659-13-081111.hdr.sgml : 20131105 20131105152036 ACCESSION NUMBER: 0001104659-13-081111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131105 DATE AS OF CHANGE: 20131105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Essent Group Ltd. CENTRAL INDEX KEY: 0001448893 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 980673656 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 61 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 BUSINESS PHONE: 877-673-8190 MAIL ADDRESS: STREET 1: 61 FRONT STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 FORMER COMPANY: FORMER CONFORMED NAME: Essent group Ltd. DATE OF NAME CHANGE: 20081028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gibbons Mary Lourdes CENTRAL INDEX KEY: 0001590264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36157 FILM NUMBER: 131192401 MAIL ADDRESS: STREET 1: C/O ESSENT GROUP LTD. STREET 2: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM 11 4 1 a4.xml 4 X0306 4 2013-11-05 0 0001448893 Essent Group Ltd. ESNT 0001590264 Gibbons Mary Lourdes C/O ESSENT GROUP LTD. CLARENDON HOUSE 2 CHURCH STREET HAMILTON D0 HM 11 BERMUDA 0 1 0 0 SVP, Chief Legal Officer Common Shares, par value $0.015 2013-11-05 4 C 0 56045 A 56045 D Common Shares, par value $0.015 2013-11-05 4 C 0 144468 A 200513 D Common Shares, par value $0.015 2013-11-05 4 A 0 75000 A 275513 D Class A Common Shares 2013-11-05 4 C 0 41832 D Common Shares 56045 0 D Class B-2 Common Shares 2013-11-05 4 C 0 370787 D Common Shares 144468 0 D The Class A Common Shares automatically converted into Common Shares, par value $0.015, after giving effect to the 2 for 3 share split, immediately prior to consummation of the issuer's initial public offering. The Class B-2 Common Shares that are eligible to vest under the issuer's Amended and Restated 2009 Restricted Share Plan (the "2009 Plan") automatically converted into Common Shares, par value $0.015, after giving effect to the 2 for 3 share split, immediately prior to consummation of the issuer's initial public offering and any Class B-2 Common Shares that are not eligible to vest under the 2009 Plan were forfeited immediately prior to consummation of the issuer's initial public offering. Represents restricted shares granted under the issuer's 2013 Long-Term Incentive Plan effective immediately prior to the consummation of the issuer's initial public offering, including 37,500 restricted shares subject to time-based and performance-based percentage vesting, with any shares becoming earned based upon the issuer's compounded annual book value per share growth percentage during a three-year performance period commencing January 1, 2014, vesting on the one year anniversary of the completion of the performance period, and 37,500 restricted shares subject to time-based vesting, vesting in equal annual installments during the four-year period commencing January 1, 2014. Includes 32,364 restricted shares granted under the issuer's Annual Leadership Bonus Plan, of which 15,356 vest on January 1, 2014, 10,688 vest on January 1, 2015, and the remaining restricted shares vest on January 1, 2016. Includes 48,156 restricted shares granted under the issuer's 2009 Plan that vest on June 1, 2014. /s/ Mary Lourdes Gibbons 2013-11-05