0001104659-21-103587.txt : 20210811 0001104659-21-103587.hdr.sgml : 20210811 20210811172118 ACCESSION NUMBER: 0001104659-21-103587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210810 FILED AS OF DATE: 20210811 DATE AS OF CHANGE: 20210811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDBERG DANIEL M. CENTRAL INDEX KEY: 0001448795 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40710 FILM NUMBER: 211164639 MAIL ADDRESS: STREET 1: C/O SAGARD CAPITAL STREET 2: 325 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: FRIEDBERG DANIEL DATE OF NAME CHANGE: 20150622 FORMER NAME: FORMER CONFORMED NAME: Friedberg Dan DATE OF NAME CHANGE: 20081027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition IV Co. CENTRAL INDEX KEY: 0001855447 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 tm2124740-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-08-10 0 0001855447 Roth CH Acquisition IV Co. ROCGU 0001448795 FRIEDBERG DANIEL M. C/O ROTH CH ACQUISITION IV CO. 888 SAN CLEMENTE DRIVE, SUITE 400 NEWPORT BEACH CA 92660 1 0 0 0 Common Stock 2021-08-10 4 P 0 4569 10.00 A 33034 I See Footnote Warrants to purchase Common Stock 11.50 2021-08-10 4 P 0 2284 A Common Stock 2284 2284 I See Footnote The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. By: /s/ Daniel Friedberg 2021-08-11