0001104659-21-103587.txt : 20210811
0001104659-21-103587.hdr.sgml : 20210811
20210811172118
ACCESSION NUMBER: 0001104659-21-103587
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210810
FILED AS OF DATE: 20210811
DATE AS OF CHANGE: 20210811
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDBERG DANIEL M.
CENTRAL INDEX KEY: 0001448795
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40710
FILM NUMBER: 211164639
MAIL ADDRESS:
STREET 1: C/O SAGARD CAPITAL
STREET 2: 325 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: FRIEDBERG DANIEL
DATE OF NAME CHANGE: 20150622
FORMER NAME:
FORMER CONFORMED NAME: Friedberg Dan
DATE OF NAME CHANGE: 20081027
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition IV Co.
CENTRAL INDEX KEY: 0001855447
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2124740-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-08-10
0
0001855447
Roth CH Acquisition IV Co.
ROCGU
0001448795
FRIEDBERG DANIEL M.
C/O ROTH CH ACQUISITION IV CO.
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
1
0
0
0
Common Stock
2021-08-10
4
P
0
4569
10.00
A
33034
I
See Footnote
Warrants to purchase Common Stock
11.50
2021-08-10
4
P
0
2284
A
Common Stock
2284
2284
I
See Footnote
The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.
Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
By: /s/ Daniel Friedberg
2021-08-11