0000899243-19-004398.txt : 20190221 0000899243-19-004398.hdr.sgml : 20190221 20190221165437 ACCESSION NUMBER: 0000899243-19-004398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Upnorth Investment Ltd CENTRAL INDEX KEY: 0001766474 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38811 FILM NUMBER: 19622600 BUSINESS ADDRESS: STREET 1: VISTRA CORPORATE SERVICES CENTRE STREET 2: WICKHAMS CAY II ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 284-494-4640 MAIL ADDRESS: STREET 1: VISTRA CORPORATE SERVICES CENTRE STREET 2: WICKHAMS CAY II ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: VG1110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China Molybdenum Co., Ltd. CENTRAL INDEX KEY: 0001447960 STATE OF INCORPORATION: F4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38811 FILM NUMBER: 19622601 BUSINESS ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-319-7600 MAIL ADDRESS: STREET 1: 60 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China Molybdenum (Hong Kong) Co Ltd CENTRAL INDEX KEY: 0001767622 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38811 FILM NUMBER: 19622602 BUSINESS ADDRESS: STREET 1: 21/F CENTRAL 88, NO. 88 DES VOEUX STREET 2: ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 852 3105 2630 MAIL ADDRESS: STREET 1: 21/F CENTRAL 88, NO. 88 DES VOEUX STREET 2: ROAD CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TCR2 THERAPEUTICS INC. CENTRAL INDEX KEY: 0001750019 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 474152751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 BINNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-949-5200 MAIL ADDRESS: STREET 1: 100 BINNEY STREET CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-19 1 0001750019 TCR2 THERAPEUTICS INC. TCRR 0001766474 Upnorth Investment Ltd VISTRA CORPORATE SERVICES CENTRE WICKHAM'S CAY II ROAD TOWN D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001447960 China Molybdenum Co., Ltd. NORTH YIHE, HUAMEI SHAN ROAD LUANCHUAN, LUOYANG, HENAN F4 471500 CHINA 0 0 1 0 0001767622 China Molybdenum (Hong Kong) Co Ltd 21/F., CENTRAL 88 NO. 88 DES VOEUX ROAD CENTRAL HONG KONG K3 HONG KONG 0 0 1 0 Common Stock 2019-02-19 4 C 0 322902 A 322902 I By Upnorth Investment Limited Common Stock 2019-02-19 4 C 0 1614517 A 1937419 I By Upnorth Investment Limited Common Stock 2019-02-19 4 P 0 200000 15.00 A 2137419 I By Upnorth Investment Limited Series A Preferred Stock 2019-02-19 4 C 0 2000000 D Common Stock 322902 0 I By Upnorth Investment Limited Series B Preferred Stock 2019-02-19 4 C 0 10000000 D Common Stock 1614517 0 I By Upnorth Investment Limited Each share of Series A Preferred Stock converted into shares of the Issuer's common stock, par value $0.0001 ("Common Stock"), on a 6.1938:1 basis upon the closing of the Issuer's initial public offering. The reported securities are owned directly by Upnorth Investment Limited. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Each share of Series B Preferred Stock converted into shares of the Issuer's Common Stock on a 6.1938:1 basis upon the closing of the Issuer's initial public offering. /s/ Li Chaochun for China Molybdenum Co., Ltd. 2019-02-21 /s/ Li Chaochun for China Molybdenum (Hong Kong) Company Limited 2019-02-21 /s/ Li Chaochun for Upnorth Investment Limited 2019-02-21