The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIRBNB INC | NOTE 3/1 | 009066AB7 | 1,575,018 | 1,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 27,947,813 | 26,150,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 35,474,771 | 296,364 | SH | DFND | 1,2 | 0 | 296,364 | 0 | ||
ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 04271TAB6 | 4,027,205 | 3,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 26,599,023 | 78,003 | SH | DFND | 1,2 | 0 | 78,003 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 24,340,500 | 16,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
BURLINGTON STORES INC | NOTE 2.250% 4/1 | 122017AB2 | 6,998,940 | 6,750,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 18,937,387 | 604,449 | SH | DFND | 1,2 | 0 | 604,449 | 0 | ||
CARNIVAL PLC | ADR | 14365C103 | 19,234,937 | 1,151,484 | SH | DFND | 1,2 | 0 | 1,151,484 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 1,266,183 | 34,728 | SH | DFND | 1,2 | 0 | 34,728 | 0 | ||
CLEARWAY ENERGY INC | CL A | 18539C105 | 5,165,586 | 191,318 | SH | DFND | 1,2 | 0 | 191,318 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 7,462,500 | 6,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 6,909,536 | 52,600 | SH | DFND | 1,2 | 0 | 52,600 | 0 | ||
EOG RES INC | COM | 26875P101 | 5,275,684 | 46,100 | SH | DFND | 1,2 | 0 | 46,100 | 0 | ||
ENERGY FUELS INC | COM NEW | 292671708 | 3,760,829 | 602,697 | SH | DFND | 1,2 | 0 | 602,697 | 0 | ||
ENPHASE ENERGY INC | NOTE 3/0 | 29355AAK3 | 10,521,056 | 11,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 36,996,750 | 37,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 32,302,500 | 29,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
FOX CORP | CL B COM | 35137L204 | 46,454,195 | 1,456,701 | SH | DFND | 1,2 | 0 | 1,456,701 | 0 | ||
GOLD RESOURCE CORP | COM | 38068T105 | 199,066 | 315,978 | SH | DFND | 1,2 | 0 | 315,978 | 0 | ||
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 2,485,823 | 271,230 | SH | DFND | 1,2 | 0 | 271,230 | 0 | ||
HEICO CORP NEW | CL A | 422806208 | 14,702,964 | 104,573 | SH | DFND | 1,2 | 0 | 104,573 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 1,678,911 | 877,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
ILLUMINA INC | NOTE 8/1 | 452327AK5 | 23,968,875 | 24,150,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 3.500% 6/0 | 45867GAD3 | 10,218,750 | 7,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
IVANHOE ELECTRIC INC | COM | 46578C108 | 2,745,324 | 210,531 | SH | DFND | 1,2 | 0 | 210,531 | 0 | ||
JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 477143AP6 | 13,254,975 | 16,140,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 6,792,100 | 7,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 19,062,157 | 152,120 | SH | DFND | 1,2 | 0 | 152,120 | 0 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 30,180,641 | 376,740 | SH | DFND | 1,2 | 0 | 376,740 | 0 | ||
LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 | 19,573,015 | 289,456 | SH | DFND | 1,2 | 0 | 289,456 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 | 581,875 | 500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 2,704,264 | 323,864 | SH | DFND | 1,2 | 0 | 323,864 | 0 | ||
LIVENT CORP | NOTE 4.125% 7/1 | 53814LAB4 | 7,020,750 | 2,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
MAG SILVER CORP | COM | 55903Q104 | 2,606,760 | 234,000 | SH | DFND | 1,2 | 0 | 234,000 | 0 | ||
MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 57164YAD9 | 8,325,900 | 9,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 3,486,000 | 2,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
NEWS CORP NEW | CL A | 65249B109 | 11,613,615 | 595,570 | SH | DFND | 1,2 | 0 | 595,570 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | 43,961,182 | 23,900,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
OSISKO GOLD ROYALTIES LTD | COM | 68827L101 | 1,537,000 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 1,029,752 | 400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 2,815,800 | 130,000 | SH | DFND | 1,2 | 0 | 130,000 | 0 | ||
PDD HOLDINGS INC | NOTE 12/0 | 722304AC6 | 2,421,875 | 2,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 2,071,800 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | ||
PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 | 12,348,000 | 5,600,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 1,254,378 | 883,365 | SH | DFND | 1,2 | 0 | 883,365 | 0 | ||
SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | 967,224 | 950,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 802,000 | 1,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 | 218,400 | 35,000 | SH | DFND | 1,2 | 0 | 35,000 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 462,190 | 500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 31,300,500 | 27,100,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 8,904,420 | 9,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 19,310,253 | 19,250,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 850,700 | 1,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 4,775,432 | 5,050,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
BLOCK INC | NOTE 5/0 | 852234AJ2 | 3,119,550 | 3,750,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 7,630,009 | 469,539 | SH | DFND | 1,2 | 0 | 469,539 | 0 | ||
TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 | 5,032,125 | 6,300,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 18,176,307 | 5,150,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 501,250 | 74,702 | SH | DFND | 1,2 | 0 | 74,702 | 0 | ||
UR-ENERGY INC | COM | 91688R108 | 13,656,881 | 13,006,553 | SH | DFND | 1,2 | 0 | 13,006,553 | 0 | ||
URANIUM ENERGY CORP | COM | 916896103 | 5,439,541 | 1,599,865 | SH | DFND | 1,2 | 0 | 1,599,865 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 34,952,079 | 1,160,813 | SH | DFND | 1,2 | 0 | 1,160,813 | 0 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 14,959,370 | 419,500 | SH | DFND | 1,2 | 0 | 419,500 | 0 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 2,854,200 | 3,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
WAYFAIR INC | NOTE 0.625%10/0 | 94419LAM3 | 8,715,744 | 10,176,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 15,500,000 | 16,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 3,284,720 | 76,000 | SH | DFND | 1,2 | 0 | 76,000 | 0 | ||
ZILLOW GROUP INC | CL A | 98954M101 | 12,779,060 | 259,737 | SH | DFND | 1,2 | 0 | 259,737 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 37,963,999 | 2,251,720 | SH | DFND | 1,2 | 0 | 2,251,720 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 9,498,550 | 1,355,000 | SH | DFND | 1,2 | 0 | 1,355,000 | 0 |