0001447946-23-000003.txt : 20230512 0001447946-23-000003.hdr.sgml : 20230512 20230512112022 ACCESSION NUMBER: 0001447946-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230512 DATE AS OF CHANGE: 20230512 EFFECTIVENESS DATE: 20230512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CQS (US), LLC CENTRAL INDEX KEY: 0001447946 IRS NUMBER: 753266974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13237 FILM NUMBER: 23914005 BUSINESS ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122592900 MAIL ADDRESS: STREET 1: 152 WEST 57TH STREET STREET 2: 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: CQS (US) LLC DATE OF NAME CHANGE: 20081014 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001447946 XXXXXXXX 028-13237 03-31-2023 03-31-2023 CQS (US), LLC

152 WEST 57TH STREET 40TH FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-13237 000147329 801-69452 N Maria Piccolino 2122592617 Maria Piccolino NEW YORK NY 05-10-2023 2 71 803667319 1 0001435249 028-13133 CQS (HONG KONG) LTD 2 0001438311 028-13136 000282124 802-107009 CQS (UK) LLP INFORMATION TABLE 2 information_table.xml ARK ETF TR INNOVATION ETF 00214Q104 8068000 200000 SH Put DFND 1,2 0 200000 0 AIRBNB INC NOTE 3/1 009066AB7 1582884 1800000 PRN DFND 1,2 0 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 27169104 26950000 PRN DFND 1,2 0 0 0 ALPHABET INC CAP STK CL A 02079K305 29839283 287663 SH DFND 1,2 0 287663 0 ARRAY TECHNOLOGIES INC NOTE 1.000%12/0 04271TAB6 3863125 3500000 PRN DFND 1,2 0 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 24641000 16400000 PRN DFND 1,2 0 0 0 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 7775190 6750000 PRN DFND 1,2 0 0 0 CAMECO CORP COM 13321L108 15818430 604449 SH DFND 1,2 0 604449 0 CARNIVAL PLC ADR 14365C103 10193598 1108671 SH DFND 1,2 0 1108671 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 2440351 62461 SH DFND 1,2 0 62461 0 CLEARWAY ENERGY INC CL A 18539C105 6075549 202316 SH DFND 1,2 0 202316 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 6480000 6000000 PRN DFND 1,2 0 0 0 DIAMONDBACK ENERGY INC COM 25278X109 9002322 66600 SH DFND 1,2 0 66600 0 EOG RES INC COM 26875P101 5284443 46100 SH DFND 1,2 0 46100 0 ENERGY FUELS INC COM NEW 292671708 3363049 602697 SH DFND 1,2 0 602697 0 ENPHASE ENERGY INC NOTE 3/0 29355AAK3 3138750 3000000 PRN DFND 1,2 0 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 38045822 39400000 PRN DFND 1,2 0 0 0 FORD MTR CO DEL NOTE 3/1 345370CZ1 29592335 29500000 PRN DFND 1,2 0 0 0 FOX CORP CL B COM 35137L204 62005917 1980387 SH DFND 1,2 0 1980387 0 GOLD RESOURCE CORP COM 38068T105 331777 315978 SH DFND 1,2 0 315978 0 GRIFOLS S A SP ADR REP B NVT 398438408 1951500 271230 SH DFND 1,2 0 271230 0 HEICO CORP NEW CL A 422806208 16188680 119122 SH DFND 1,2 0 119122 0 HUBSPOT INC NOTE 0.375% 6/0 443573AD2 1713109 1077000 PRN DFND 1,2 0 0 0 ILLUMINA INC NOTE 8/1 452327AK5 33132380 33850000 PRN DFND 1,2 0 0 0 IVANHOE ELECTRIC INC COM 46578C108 3772952 310531 SH DFND 1,2 0 310531 0 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 12578125 16100000 PRN DFND 1,2 0 0 0 LCI INDS NOTE 1.125% 5/1 501812AB7 4570000 5000000 PRN DFND 1,2 0 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 24993827 305922 SH DFND 1,2 0 305922 0 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 669717 23927 SH DFND 1,2 0 23927 0 LIBERTY MEDIA CORP DEL COM SER A FRMLA 531229870 19524780 289256 SH DFND 1,2 0 289256 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 2071000 1900000 PRN DFND 1,2 0 0 0 LIONS GATE ENTMNT CORP CL B NON VTG 535919500 3361708 323864 SH Put DFND 1,2 0 323864 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 5689750 2200000 PRN DFND 1,2 0 0 0 MAG SILVER CORP COM 55903Q104 2964780 234000 SH DFND 1,2 0 234000 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1/1 57164YAD9 5832600 6000000 PRN DFND 1,2 0 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 3484264 2800000 PRN DFND 1,2 0 0 0 NEWS CORP NEW CL A 65249B109 10288948 595770 SH DFND 1,2 0 595770 0 ON SEMICONDUCTOR CORP NOTE 5/0 682189AS4 41014930 25124000 PRN DFND 1,2 0 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 27919125 12450000 PRN DFND 1,2 0 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 807752 400000 PRN DFND 1,2 0 0 0 PEABODY ENGR CORP COM 704551100 3328000 130000 SH DFND 1,2 0 130000 0 PINDUODUO INC NOTE 12/0 722304AC6 1916260 2000000 PRN DFND 1,2 0 0 0 PIONEER NAT RES CO COM 723787107 2042400 10000 SH DFND 1,2 0 10000 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 15863750 7400000 PRN DFND 1,2 0 0 0 PLATINUM GROUP METALS LTD COM 72765Q882 1263212 883365 SH DFND 1,2 0 883365 0 SEA LTD NOTE 2.375%12/0 81141RAF7 1164349 950000 PRN DFND 1,2 0 0 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 791900 1000000 PRN DFND 1,2 0 0 0 SIBANYE STILLWATER LTD SPONSORED ADR 82575P107 291200 35000 SH DFND 1,2 0 35000 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 30563258 20350000 PRN DFND 1,2 0 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 921880 1000000 PRN DFND 1,2 0 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 28974375 25500000 PRN DFND 1,2 0 0 0 SPLUNK INC NOTE 0.500% 9/1 848637AC8 8836920 9000000 PRN DFND 1,2 0 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 18672500 19250000 PRN DFND 1,2 0 0 0 SPOTIFY USA INC NOTE 3/1 84921RAB6 837500 1000000 PRN DFND 1,2 0 0 0 BLOCK INC NOTE 0.500% 5/1 852234AD5 5150000 5000000 PRN DFND 1,2 0 0 0 BLOCK INC NOTE 0.125% 3/0 852234AF0 4860625 5050000 PRN DFND 1,2 0 0 0 BLOCK INC NOTE 5/0 852234AJ2 3084375 3750000 PRN DFND 1,2 0 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142409 7207424 469539 SH DFND 1,2 0 469539 0 TRANSOCEAN LTD REG SHS H8817H100 8617800 1355000 SH DFND 1,2 0 1355000 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 36765924 1885432 SH DFND 1,2 0 1885432 0 ZILLOW GROUP INC CL A 98954M101 11350507 259737 SH DFND 1,2 0 259737 0 WHEATON PRECIOUS METALS CORP COM 962879102 3371200 70000 SH DFND 1,2 0 70000 0 WESTERN DIGITAL CORP. 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