The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
TRANSOCEAN LTD | REG SHS | H8817H100 | 6,228 | 1,870,000 | SH | DFND | 1,2 | 0 | 1,870,000 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 102,660 | 4,876,958 | SH | DFND | 1,2 | 0 | 4,876,958 | 0 | |
EURONAV NV | SHS | B38564108 | 1,694 | 142,000 | SH | DFND | 1,2 | 0 | 142,000 | 0 | |
ZILLOW GROUP INC | NOTE 1.375% 9/0 | 98954MAG6 | 2,026 | 2,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 6,720 | 6,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 30,720 | 32,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 14,910 | 2,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
WAYFAIR INC | NOTE 0.625%10/0 | 94419LAM3 | 36,462 | 55,078,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 4,786 | 6,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PARAMOUNT GLOBAL | CLASS A COM | 92556H107 | 2,776 | 101,876 | SH | DFND | 1,2 | 0 | 101,876 | 0 | |
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 34,174 | 1,248,186 | SH | DFND | 1,2 | 0 | 1,248,186 | 0 | |
URANIUM ENERGY CORP | COM | 916896103 | 9,856 | 3,199,730 | SH | DFND | 1,2 | 0 | 3,199,730 | 0 | |
UR-ENERGY INC | COM | 91688R108 | 22,776 | 21,513,106 | SH | DFND | 1,2 | 0 | 21,513,106 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 330 | 43,520 | SH | DFND | 1,2 | 0 | 43,520 | 0 | |
TWITTER INC | NOTE 3/1 | 90184LAN2 | 2,138 | 2,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 4,746 | 4,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 44,706 | 15,802,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 | 10,006 | 13,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 9,946 | 781,308 | SH | DFND | 1,2 | 0 | 781,308 | 0 | |
BLOCK INC | NOTE 5/0 | 852234AJ2 | 5,962 | 7,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 29,856 | 31,600,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BLOCK INC | NOTE 0.500% 5/1 | 852234AD5 | 14,900 | 13,600,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 1,590 | 2,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 43,020 | 45,700,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 17,440 | 18,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 52,420 | 44,300,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 2,688 | 2,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SILICON LABORATORIES INC | NOTE 0.625% 6/1 | 826919AD4 | 54,376 | 41,900,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SIBANYE STILLWATER LTD | SPONSORED ADR | 82575P107 | 698 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 3,366 | 4,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 3,674 | 5,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | 5,434 | 4,700,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 | 12,920 | 27,310,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 1,460 | 1,300,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 2,316 | 1,766,730 | SH | DFND | 1,2 | 0 | 1,766,730 | 0 | |
PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 | 100,558 | 46,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 4,462 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 4,084 | 4,500,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 6,476 | 10,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PEBBLEBROOK HOTEL TR | NOTE 1.750%12/1 | 70509VAA8 | 724 | 800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PEABODY ENGR CORP | COM | 704551100 | 5,544 | 260,000 | SH | DFND | 1,2 | 0 | 260,000 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 42,928 | 25,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 51,136 | 27,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | 67,168 | 58,248,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 1,770 | 2,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 17,164 | 1,101,552 | SH | DFND | 1,2 | 0 | 1,101,552 | 0 | |
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 3,414 | 3,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 57164YAD9 | 32,038 | 35,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
MAG SILVER CORP | COM | 55903Q104 | 4,966 | 408,000 | SH | DFND | 1,2 | 0 | 408,000 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 19,664 | 19,100,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
LIVENT CORP | NOTE 4.125% 7/1 | 53814LAB4 | 12,148 | 4,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 6,240 | 706,480 | SH | DFND | 1,2 | 0 | 706,480 | 0 | |
LIBERTY MEDIA CORP DEL | NOTE 1.375%10/1 | 531229AB8 | 4,486 | 3,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 | 29,948 | 516,640 | SH | DFND | 1,2 | 0 | 516,640 | 0 | |
LIBERTY MEDIA CORP DEL | COM C SIRIUSXM | 531229607 | 15,124 | 419,510 | SH | DFND | 1,2 | 0 | 419,510 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 880 | 7,622 | SH | DFND | 1,2 | 0 | 7,622 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 16,548 | 145,730 | SH | DFND | 1,2 | 0 | 145,730 | 0 | |
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 18,126 | 20,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 477143AP6 | 22,196 | 30,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
IVANHOE ELECTRIC INC | COM | 46578C108 | 7,158 | 822,662 | SH | DFND | 1,2 | 0 | 822,662 | 0 | |
ITRON INC | NOTE 3/1 | 465741AN6 | 16,000 | 20,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
ILLUMINA INC | NOTE 8/1 | 452327AK5 | 72,324 | 75,700,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 2,756 | 2,154,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 2,440 | 23,166 | SH | DFND | 1,2 | 0 | 23,166 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 1,036 | 1,100,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
GRIFOLS S A | SP ADR REP B NVT | 398438408 | 6,366 | 542,460 | SH | DFND | 1,2 | 0 | 542,460 | 0 | |
GOLD RESOURCE CORP | COM | 38068T105 | 1,018 | 631,956 | SH | DFND | 1,2 | 0 | 631,956 | 0 | |
FOX CORP | CL B COM | 35137L204 | 121,856 | 4,102,896 | SH | DFND | 1,2 | 0 | 4,102,896 | 0 | |
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 86,036 | 93,900,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
FIVE9 INC | NOTE 0.500% 6/0 | 338307AD3 | 3,344 | 3,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 448 | 62,280 | SH | DFND | 1,2 | 0 | 62,280 | 0 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 512 | 700,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 90,878 | 88,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 684 | 600,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
ENERGY FUELS INC | COM NEW | 292671708 | 5,918 | 1,205,394 | SH | DFND | 1,2 | 0 | 1,205,394 | 0 | |
EOG RES INC | COM | 26875P101 | 33,568 | 303,950 | SH | DFND | 1,2 | 0 | 303,950 | 0 | |
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 6,710 | 2,800,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 16,144 | 133,200 | SH | DFND | 1,2 | 0 | 133,200 | 0 | |
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 15,224 | 12,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 1,378 | 1,300,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 19260QAB3 | 4,512 | 8,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
CLEARWAY ENERGY INC | CL A | 18539C105 | 24,852 | 777,322 | SH | DFND | 1,2 | 0 | 777,322 | 0 | |
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 9,148 | 228,632 | SH | DFND | 1,2 | 0 | 228,632 | 0 | |
CARNIVAL PLC | ADR | 14365C103 | 3,154 | 413,126 | SH | DFND | 1,2 | 0 | 413,126 | 0 | |
CAMECO CORP | COM | 13321L108 | 14,756 | 702,000 | SH | DFND | 1,2 | 0 | 702,000 | 0 | |
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 23,032 | 28,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BURLINGTON STORES INC | NOTE 2.250% 4/1 | 122017AB2 | 10,330 | 10,300,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 33,776 | 28,000,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BILL COM HLDGS INC | NOTE 12/0 | 090043AB6 | 1,414 | 1,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
BILIBILI INC | NOTE 1.250% 6/1 | 090040AD8 | 1,510 | 1,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 31,944 | 2,814,490 | SH | DFND | 1,2 | 0 | 2,814,490 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 24,080 | 11,050 | SH | DFND | 1,2 | 0 | 11,050 | 0 | |
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 92,806 | 84,400,000 | PRN | DFND | 1,2 | 0 | 0 | 0 | |
AIRBNB INC | NOTE 3/1 | 009066AB7 | 5,952 | 7,200,000 | PRN | DFND | 1,2 | 0 | 0 | 0 |