0001104659-22-019031.txt : 20220210 0001104659-22-019031.hdr.sgml : 20220210 20220210101022 ACCESSION NUMBER: 0001104659-22-019031 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220210 DATE AS OF CHANGE: 20220210 EFFECTIVENESS DATE: 20220210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fosun International Ltd CENTRAL INDEX KEY: 0001447884 IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15992 FILM NUMBER: 22611757 BUSINESS ADDRESS: STREET 1: ROOM 808, ICBC TOWER STREET 2: 3 GARDEN ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 85225093228 MAIL ADDRESS: STREET 1: ROOM 808, ICBC TOWER STREET 2: 3 GARDEN ROAD, CENTRAL CITY: HONG KONG STATE: K3 ZIP: 00000 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447884 XXXXXXXX 12-31-2021 12-31-2021 false Fosun International Ltd

ROOM 808, ICBC TOWER 3 GARDEN ROAD, CENTRAL Hong Kong K3 00000

13F HOLDINGS REPORT 028-15992 N Angel Sze 852-2509-3228 /s/ Angel Sze Hong Kong K3 02-10-2022 4 280 1749631 1 0001623510 028-16288 Fidelidade-Companhia de Seguros, S.A. 2 0001615258 028-18303 Shanghai Fosun Pharmaceutical (Group) Co., Ltd. 3 0001762249 028-18996 Hauck & Aufhaeuser Fund Services S.A. 4 0000949156 028-20162 AMERITRUST GROUP, INC. INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4573 25742 SH DFND 1 0 25742 0 3M CO COM 88579Y101 219 1225 SH DFND 3 0 1225 0 ABBOTT LABS COM 002824100 2090 14800 SH DFND 3 0 14800 0 ABBVIE INC COM 00287Y109 487 3600 SH DFND 3 0 3600 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4587 11047 SH DFND 3 0 11047 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 4965 8756 SH DFND 1 0 8756 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 672 1180 SH DFND 3 0 1180 0 ADVANCED EMISSIONS SOLUTIONS COM 00770C101 284 43246 SH DFND 3 0 43246 0 AGILENT TECHNOLOGIES INC COM 00846U101 803 5000 SH DFND 3 0 5000 0 AGNICO EAGLE MINES LTD COM 008474108 2030 23928 SH DFND 3 0 23928 0 AIR PRODS & CHEMS INC COM 009158106 259 850 SH DFND 0 850 0 AKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 00971TAL5 4492 3800000 SH DFND 3 0 3800000 0 ALAMO GROUP INC COM 011311107 325 2200 SH DFND 3 0 2200 0 ALCON AG ORD SHS H01301128 3721 42713 SH DFND 0 42713 0 ALCON AG ORD SHS H01301128 7237 83074 SH DFND 4 0 83074 0 ALCON AG ORD SHS H01301128 2493 26100 SH DFND 1 0 26100 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1282 11440 SH DFND 3 0 11440 0 ALPHABET INC CAP STK CL A 02079K305 4548 1570 SH DFND 0 1570 0 ALPHABET INC CAP STK CL A 02079K305 3433 1185 SH DFND 1 0 1185 0 ALPHABET INC CAP STK CL C 02079K107 6386 2207 SH DFND 1 0 2207 0 ALPHABET INC CAP STK CL A 02079K305 9983 3404 SH DFND 3 0 3404 0 ALPHABET INC CAP STK CL C 02079K107 2596 886 SH DFND 3 0 886 0 ALTRIA GROUP INC COM 02209S103 237 5000 SH DFND 3 0 5000 0 AMARIN CORP PLC SPONS ADR NEW 023111206 232 70000 SH DFND 3 0 70000 0 AMAZON COM INC COM 023135106 233 70 SH DFND 0 70 0 AMAZON COM INC COM 023135106 7473 2209 SH DFND 3 0 2209 0 AMBRX BIOPHARMA INC SPONSORED ADS 02290A102 17451 1932591 SH DFND 2 0 1932591 0 AMERICAN TOWER CORP NEW COM 03027X100 907 3141 SH DFND 3 0 3141 0 AMERICAN WELL CORP CL A 03044L105 12266 2030767 SH DFND 0 2030767 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 88173 18407656 SH DFND 0 18407656 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 14914 3113645 SH DFND 2 0 3113645 0 AMPHENOL CORP NEW CL A 032095101 879 10000 SH DFND 3 0 10000 0 AMPLIFY ETF TR BLOCKCHAIN LDR 032108607 1374 34000 SH DFND 3 0 34000 0 ANALOG DEVICES INC COM 032654105 2320 13200 SH DFND 1 0 13200 0 ANALOG DEVICES INC COM 032654105 5997 34117 SH DFND 4 0 34117 0 ANALOG DEVICES INC COM 032654105 4111 23390 SH DFND 0 23390 0 ANGI INC COM CL A NEW 00183L102 130 15000 SH DFND 3 0 15000 0 ANGLOGOLD ASHANTI LIMITED SPONSORED ADR 035128206 401 20000 SH DFND 3 0 20000 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6404 105765 SH DFND 4 0 105765 0 APPLE INC COM 037833100 7975 44911 SH DFND 1 0 44911 0 APPLE INC COM 037833100 2545 14190 SH DFND 3 0 14190 0 AURORA MOBILE LTD ADS 051857100 2238 2152377 SH DFND 0 2152377 0 AVIENT CORPORATION COM 05368V106 376 6600 SH DFND 3 0 6600 0 BALL CORP COM 058498106 1058 11110 SH DFND 3 0 11110 0 BARRICK GOLD CORP COM 067901108 2824 101420 SH DFND 3 0 101420 0 BECTON DICKINSON & CO COM 075887109 2145 8530 SH DFND 1 0 8530 0 BECTON DICKINSON & CO COM 075887109 7879 31330 SH DFND 4 0 31330 0 BECTON DICKINSON & CO COM 075887109 5953 23672 SH DFND 0 23672 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1808 4 SH DFND 3 0 4 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5299 17695 SH DFND 3 0 17695 0 BEST INC SPONSORED ADS 08653C106 5569 6552117 SH DFND 0 6552117 0 BIONTECH SE SPONSORED ADS 09075V102 407524 1580777 SH DFND 2 0 1580777 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 5427 3712 SH DFND 3 0 3712 0 BLACKROCK INC COM 09247X101 3937 4325 SH DFND 3 0 4325 0 BLOCK INC NOTE 0.250%11/0 852234AK9 4747 4400000 SH DFND 3 0 4400000 0 BLOCK INC NOTE 5/0 852234AJ2 5243 5000000 SH DFND 3 0 5000000 0 BOOKING HOLDINGS INC COM 09857L108 1502 630 SH DFND 3 0 630 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 10588 7152000 SH DFND 3 0 7152000 0 BOSTON BEER INC CL A 100557107 251 500 SH DFND 3 0 500 0 BOSTON PROPERTIES INC COM 101121101 347 3000 SH DFND 3 0 3000 0 BOSTON SCIENTIFIC CORP COM 101137107 888 20565 SH DFND 3 0 20565 0 BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 11275Q107 3446 31400 SH DFND 3 0 31400 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 1067 30000 SH DFND 3 0 30000 0 BURLINGTON STORES INC COM 122017106 684 2343 SH DFND 3 0 2343 0 BUTTERFLY NETWORK INC COM CL A 124155102 71694 10716630 SH DFND 2 0 10716630 0 CARMAX INC COM 143130102 417 3200 SH DFND 0 3200 0 CARRIAGE SVCS INC COM 143905107 461 7000 SH DFND 3 0 7000 0 CATERPILLAR INC COM 149123101 1205 5810 SH DFND 3 0 5810 0 CHECK CAP LTD SHS M2361E203 85 127559 SH DFND 2 0 127559 0 CHEVRON CORP NEW COM 166764100 1078 9140 SH DFND 3 0 9140 0 CHINA INDEX HLDGS LTD SPNSRD ADS A 16954W101 1565 1613208 SH DFND 1 0 1613208 0 CHUBB LIMITED COM H1467J104 252 1295 SH DFND 3 0 1295 0 CISCO SYS INC COM 17275R102 6530 103041 SH DFND 1 0 103041 0 CISCO SYS INC COM 17275R102 1097 17200 SH DFND 3 0 17200 0 COCA COLA CO COM 191216100 5712 96470 SH DFND 1 0 96470 0 COCA COLA CO COM 191216100 589 10000 SH DFND 3 0 10000 0 COFFEE HLDG CO INC COM 192176105 513 118468 SH DFND 3 0 118468 0 COGNEX CORP COM 192422103 299 3800 SH DFND 3 0 3800 0 COLGATE PALMOLIVE CO COM 194162103 576 6800 SH DFND 3 0 6800 0 COMPUTER TASK GROUP INC COM 205477102 544 56837 SH DFND 3 0 56837 0 CONTRAFECT CORP COM NEW 212326300 1960 745385 SH DFND 2 0 745385 0 CUMMINS INC COM 231021106 350 1600 SH DFND 3 0 1600 0 CUREVAC N V COM N2451R105 337 10000 SH DFND 3 0 10000 0 CYMABAY THERAPEUTICS INC COM 23257D103 625 185000 SH DFND 0 185000 0 CYMABAY THERAPEUTICS INC COM 23257D103 265 78529 SH DFND 4 0 78529 0 DECKERS OUTDOOR CORP COM 243537107 768 2100 SH DFND 3 0 2100 0 DEUTSCHE BANK A G NAMEN AKT D18190898 6040 478950 SH DFND 3 0 478950 0 DEXCOM INC NOTE 0.250%11/1 252131AK3 15064 12712000 SH DFND 3 0 12712000 0 DIAGEO PLC SPON ADR NEW 25243Q205 5390 24483 SH DFND 4 0 24483 0 DIGITAL RLTY TR INC COM 253868103 456 2600 SH DFND 3 0 2600 0 DIGITALBRIDGE GROUP INC NOTE 5.000% 4/1 19624RAA4 8184 8000000 SH DFND 1 0 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DFND 0 58575 0 FOOT LOCKER INC COM 344849104 383 8790 SH DFND 3 0 8790 0 FORTINET INC COM 34959E109 315 860 SH DFND 3 0 860 0 FORTUNA SILVER MINES INC COM 349915108 191 50000 SH DFND 3 0 50000 0 FRANCHISE GROUP INC COM 35180X105 954 18000 SH DFND 3 0 18000 0 FRANCO NEV CORP COM 351858105 4017 18100 SH DFND 3 0 18100 0 FTI CONSULTING INC COM 302941109 465 3000 SH DFND 3 0 3000 0 GALLAGHER ARTHUR J & CO COM 363576109 3417 20140 SH DFND 1 0 20140 0 GALLAGHER ARTHUR J & CO COM 363576109 8842 52114 SH DFND 4 0 52114 0 GALLAGHER ARTHUR J & CO COM 363576109 4798 28276 SH DFND 0 28276 0 GILEAD SCIENCES INC COM 375558103 552 7500 SH DFND 3 0 7500 0 GLOBAL NET LEASE INC COM NEW 379378201 382 25000 SH DFND 3 0 25000 0 GOLD RESOURCE CORP COM 38068T105 631 399055 SH DFND 3 0 399055 0 GRAND CANYON ED INC COM 38526M106 324 3800 SH DFND 3 0 3800 0 GUARDANT HEALTH INC NOTE 11/1 40131MAB5 4020 4000000 SH DFND 3 0 4000000 0 HDFC BANK LTD SPONSORED ADS 40415F101 2457 38390 SH DFND 3 0 38390 0 HECLA MNG CO COM 422704106 76 15000 SH DFND 3 0 15000 0 HELLO GROUP INC NOTE 1.250% 7/0 60879BAB3 26614 30523000 SH DFND 1 0 30523000 0 HOME DEPOT INC COM 437076102 604 1470 SH DFND 3 0 1470 0 HONEYWELL INTL INC COM 438516106 417 2008 SH DFND 3 0 2008 0 HUAZHU GROUP LTD SPONSORED ADS 44332N106 1266 33900 SH DFND 0 33900 0 HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 2585 2500000 SH DFND 3 0 2500000 0 HUIZE HLDG LTD SPONSORED ADS 44473E105 515 360000 SH DFND 0 360000 0 HYPERFINE INC COM CL A 44916K106 12630 1742020 SH DFND 2 0 1742020 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 321 2500 SH DFND 3 0 2500 0 IAMGOLD CORP COM 450913108 309 100000 SH DFND 3 0 100000 0 ICF INTL INC COM 44925C103 504 4900 SH DFND 3 0 4900 0 ILLINOIS TOOL WKS INC COM 452308109 235 950 SH DFND 3 0 950 0 ILLUMINA INC NOTE 8/1 452327AK5 31222 27372000 SH DFND 3 0 27372000 0 INTEL CORP COM 458140100 5189 100755 SH DFND 1 0 100755 0 INTEL CORP COM 458140100 604 11645 SH DFND 3 0 11645 0 INTERNATIONAL BUSINESS MACHS COM 459200101 587 4400 SH DFND 3 0 4400 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2290 15200 SH DFND 1 0 15200 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 7083 47017 SH DFND 4 0 47017 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 6768 44924 SH DFND 0 44924 0 INTUIT COM 461202103 3127 4826 SH DFND 3 0 4826 0 IROBOT CORP COM 462726100 216 3200 SH DFND 3 0 3200 0 ISHARES TR IBOXX HI YD ETF 464288513 7348 84460 SH DFND 4 0 84460 0 ISHARES TR USD INV GRDE ETF 464288620 3887 65071 SH DFND 4 0 65071 0 ISHARES TR 0-5YR HI YL CP 46434V407 9183 202708 SH DFND 4 0 202708 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 3246 3200000 SH DFND 3 0 3200000 0 JOHNSON & JOHNSON COM 478160104 5378 31440 SH DFND 1 0 31440 0 JOHNSON & JOHNSON COM 478160104 3183 18545 SH DFND 3 0 18545 0 JPMORGAN CHASE & CO COM 46625H100 2760 17410 SH DFND 3 0 17410 0 KILROY RLTY CORP COM 49427F108 269 4000 SH DFND 3 0 4000 0 KINROSS GOLD CORP COM 496902404 282 50000 SH DFND 3 0 50000 0 KONINKLIJKE PHILIPS N V NY REGIS SHS NEW 500472303 4367 118508 SH DFND 4 0 118508 0 KRAFT HEINZ CO COM 500754106 358 10000 SH DFND 3 0 10000 0 KULICKE & SOFFA INDS INC COM 501242101 238 4000 SH DFND 3 0 4000 0 LAKELAND INDS INC COM 511795106 253 11700 SH DFND 3 0 11700 0 LAUDER ESTEE COS INC CL A 518439104 259 700 SH DFND 3 0 700 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 489 3000 SH DFND 3 0 3000 0 LILLY ELI & CO COM 532457108 312 1120 SH DFND 3 0 1120 0 LINDE PLC SHS G5494J103 5061 14700 SH DFND 3 0 14700 0 LOGITECH INTL S A SHS H50430232 1161 16485 SH DFND 3 0 16485 0 LULULEMON ATHLETICA INC COM 550021109 602 1500 SH DFND 3 0 1500 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 3024 2244000 SH DFND 3 0 2244000 0 MADDEN STEVEN LTD COM 556269108 377 8250 SH DFND 3 0 8250 0 MANHATTAN ASSOCIATES INC COM 562750109 635 4000 SH DFND 3 0 4000 0 MARSH & MCLENNAN COS INC COM 571748102 784 4507 SH DFND 3 0 4507 0 MARTIN MARIETTA MATLS INC COM 573284106 477 1080 SH DFND 3 0 1080 0 MASIMO CORP COM 574795100 703 2400 SH DFND 3 0 2400 0 MASTERCARD INCORPORATED CL A 57636Q104 5581 15447 SH DFND 3 0 15447 0 MATCH GROUP INC NEW COM 57667L107 260 2000 SH DFND 3 0 2000 0 MCDONALDS CORP COM 580135101 451 1680 SH DFND 3 0 1680 0 MEDTRONIC PLC SHS G5960L103 1206 11600 SH DFND 3 0 11600 0 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 2295 748000 SH DFND 3 0 748000 0 MERCK & CO. INC COM 58933Y105 4400 57405 SH DFND 4 0 57405 0 MERCK & CO. INC COM 58933Y105 3809 49700 SH DFND 0 49700 0 MERCK & CO. INC COM 58933Y105 1603 20920 SH DFND 1 0 20920 0 META PLATFORMS INC CL A 30303M102 335 997 SH DFND 0 997 0 META PLATFORMS INC CL A 30303M102 3839 11195 SH DFND 3 0 11195 0 MICROSOFT CORP COM 594918104 7545 22435 SH DFND 1 0 22435 0 MICROSOFT CORP COM 594918104 9217 27405 SH DFND 4 0 27405 0 MICROSOFT CORP COM 594918104 5144 15293 SH DFND 0 15293 0 MICROSOFT CORP COM 594918104 12900 37755 SH DFND 3 0 37755 0 NATURES SUNSHINE PRODS INC COM 639027101 53547 2894443 SH DFND 2 0 2894443 0 NETEASE INC SPONSORED ADS 64110W102 2867 28170 SH DFND 1 0 28170 0 NETFLIX INC COM 64110L106 775 1270 SH DFND 3 0 1270 0 NEW FRONTIER HEALTH CORP ORD SHS G6461G106 107724 9400000 SH DFND 2 0 9400000 0 NEXTERA ENERGY INC COM 65339F101 706 7680 SH DFND 3 0 7680 0 NICE LTD NOTE 9/1 653656AB4 8337 6800000 SH DFND 3 0 6800000 0 NIKE INC CL B 654106103 5663 33979 SH DFND 1 0 33979 0 NIKE INC CL B 654106103 749 4440 SH DFND 3 0 4440 0 NORFOLK SOUTHN CORP COM 655844108 3712 12560 SH DFND 3 0 12560 0 NORTHERN TR CORP COM 665859104 629 5242 SH DFND 3 0 5242 0 NUTRIEN LTD COM 67077M108 498 4000 SH DFND 3 0 4000 0 NVIDIA CORPORATION COM 67066G104 3192 10641 SH DFND 3 0 10641 0 OKTA INC NOTE 0.125% 9/0 679295AD7 5448 4000000 SH DFND 3 0 4000000 0 OKTA INC NOTE 0.375% 6/1 679295AF2 4273 3600000 SH DFND 3 0 3600000 0 OMEGA FLEX INC COM 682095104 245 2000 SH DFND 3 0 2000 0 ONCORUS INC COM 68236R103 5071 962323 SH DFND 2 0 962323 0 ORACLE CORP COM 68389X105 247 2800 SH DFND 3 0 2800 0 PALO ALTO NETWORKS INC COM 697435105 344 610 SH DFND 3 0 610 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10134 4768000 SH DFND 3 0 4768000 0 PARAMOUNT GROUP INC COM 69924R108 254 30000 SH DFND 3 0 30000 0 PAYPAL HLDGS INC COM 70450Y103 2970 15630 SH DFND 3 0 15630 0 PFIZER INC COM 717081103 9304 157561 SH DFND 1 0 157561 0 PFIZER INC COM 717081103 387 6720 SH DFND 3 0 6720 0 PHILIP MORRIS INTL INC COM 718172109 7444 78355 SH DFND 4 0 78355 0 PHILIP MORRIS INTL INC COM 718172109 237 2494 SH DFND 0 2494 0 PHILIP MORRIS INTL INC COM 718172109 1703 18063 SH DFND 3 0 18063 0 PINDUODUO INC NOTE 12/0 722304AC6 4470 4984000 SH DFND 3 0 4984000 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 9162 5096000 SH DFND 3 0 5096000 0 PROCTER AND GAMBLE CO COM 742718109 5751 35155 SH DFND 1 0 35155 0 PROCTER AND GAMBLE CO COM 742718109 1557 9482 SH DFND 3 0 9482 0 PS BUSINESS PKS INC CALIF COM 69360J107 334 1800 SH DFND 3 0 1800 0 QORVO INC COM 74736K101 684 4361 SH DFND 3 0 4361 0 QUANTUM SI INC COM CL A 74765K105 5855 743935 SH DFND 2 0 743935 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 227 100000 SH DFND 3 0 100000 0 ROYAL CARIBBEAN GROUP NOTE 2.875%11/1 780153BF8 4558 3800000 SH DFND 3 0 3800000 0 S&P GLOBAL INC COM 78409V104 567 1194 SH DFND 3 0 1194 0 SALESFORCE COM INC COM 79466L302 458 1800 SH DFND 3 0 1800 0 SAP SE SPON ADR 803054204 7751 55318 SH DFND 4 0 55318 0 SCHLUMBERGER LTD COM STK 806857108 297 10000 SH DFND 3 0 10000 0 SCHWAB CHARLES CORP COM 808513105 1861 21900 SH DFND 3 0 21900 0 SEA LTD NOTE 0.250% 9/1 81141RAG5 5966 6540000 SH DFND 3 0 6540000 0 SERA PROGNOSTICS INC CLASS A COM 81749D107 3807 554148 SH DFND 2 0 554148 0 SERVICENOW INC NOTE 6/0 81762PAC6 3341 688000 SH DFND 3 0 688000 0 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 7647 6088000 SH DFND 3 0 6088000 0 SILGAN HOLDINGS INC COM 827048109 249 5800 SH DFND 3 0 5800 0 SL GREEN RLTY CORP COM 78440X804 1404 19432 SH DFND 3 0 19432 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 223 100000 SH DFND 3 0 100000 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 1519 29660 SH DFND 3 0 29660 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 4422 3324000 SH DFND 3 0 3324000 0 SOUTHWEST GAS HLDGS INC COM 844895102 214 3070 SH DFND 3 0 3070 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 5090 5436000 SH DFND 3 0 5436000 0 STANLEY BLACK & DECKER INC COM 854502101 262 1400 SH DFND 3 0 1400 0 STRYKER CORPORATION COM 863667101 312 1150 SH DFND 3 0 1150 0 SYSCO CORP COM 871829107 342 4350 SH DFND 0 4350 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 8332 69257 SH DFND 4 0 69257 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7195 59800 SH DFND 0 59800 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 7471 61584 SH DFND 3 0 61584 0 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 4495 4880000 SH DFND 3 0 4880000 0 THERMO FISHER SCIENTIFIC INC COM 883556102 298 450 SH DFND 3 0 450 0 THOR INDS INC COM 885160101 749 7300 SH DFND 3 0 7300 0 TJX COS INC NEW COM 872540109 261 3460 SH DFND 3 0 3460 0 T-MOBILE US INC COM 872590104 445 3800 SH DFND 3 0 3800 0 TRANSUNION COM 89400J107 370 3100 SH DFND 3 0 3100 0 TRIP COM GROUP LTD ADS 89677Q107 2131 86537 SH DFND 0 86537 0 TRUPANION INC COM 898202106 5529 41990 SH DFND 3 0 41990 0 TTEC HLDGS INC COM 89854H102 311 3300 SH DFND 3 0 3300 0 TURTLE BEACH CORP COM NEW 900450206 281 12200 SH DFND 3 0 12200 0 UBER TECHNOLOGIES INC NOTE 12/1 90353TAJ9 2463 2480000 SH DFND 3 0 2480000 0 UBS GROUP AG SHS H42097107 4886 324090 SH DFND 3 0 324090 0 ULTA BEAUTY INC COM 90384S303 1540 3800 SH DFND 3 0 3800 0 UNION PAC CORP COM 907818108 4665 18585 SH DFND 3 0 18585 0 UNITED PARCEL SERVICE INC CL B 911312106 5399 25187 SH DFND 1 0 25187 0 UNITEDHEALTH GROUP INC COM 91324P102 527 1050 SH DFND 0 1050 0 UNITEDHEALTH GROUP INC COM 91324P102 478 945 SH DFND 3 0 945 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 17133 519668 SH DFND 1 0 519668 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5158 11818 SH DFND 4 0 11818 0 VERISK ANALYTICS INC COM 92345Y106 3184 13920 SH DFND 1 0 13920 0 VERISK ANALYTICS INC COM 92345Y106 6337 27706 SH DFND 4 0 27706 0 VERISK ANALYTICS INC COM 92345Y106 3266 14280 SH DFND 0 14280 0 VERIZON COMMUNICATIONS INC COM 92343V104 216 4130 SH DFND 3 0 4130 0 VERRICA PHARMACEUTICALS INC COM 92511W108 1405 153395 SH DFND 0 153395 0 VERRICA PHARMACEUTICALS INC COM 92511W108 1182 129013 SH DFND 4 0 129013 0 VIACOMCBS INC CL B 92556H206 769 25493 SH DFND 1 0 25493 0 VIACOMCBS INC CL B 92556H206 210 7000 SH DFND 3 0 7000 0 VIEWRAY INC COM 92672L107 85512 15519500 SH DFND 0 15519500 0 VISA INC COM CL A 92826C839 5129 23668 SH DFND 1 0 23668 0 VISA INC COM CL A 92826C839 6269 28739 SH DFND 3 0 28739 0 VORNADO RLTY TR SH BEN INT 929042109 417 10000 SH DFND 3 0 10000 0 WASTE MGMT INC DEL COM 94106L109 767 4610 SH DFND 3 0 4610 0 WEIBO CORP NOTE 1.250% 11/1 948596AC5 80019 81730000 SH DFND 1 0 81730000 0 WEIBO CORP NOTE 1.250% 11/1 948596AC5 975 1000000 SH DFND 0 1000000 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 15861 15600000 SH DFND 3 0 15600000 0 WHEATON PRECIOUS METALS CORP COM 962879102 1904 27390 SH DFND 3 0 27390 0 WIX COM LTD NOTE 8/1 92940WAD1 3230 3600000 SH DFND 3 0 3600000 0 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 4443 3660000 SH DFND 3 0 3660000 0 ZHANGMEN ED INC SPONSORED ADS 98955H200 1503 332494 SH DFND 0 332494 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 1510 1200000 SH DFND 3 0 1200000 0 ZYNEX INC COM 98986M103 150 15000 SH DFND 3 0 15000 0