The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3-D SYS CORP DEL | COM NEW | 88554D205 | 305 | 30,000 | SH | DFND | 3 | 0 | 30,000 | 0 | |
3M CO | COM | 88579Y101 | 2,786 | 15,941 | SH | DFND | 1 | 0 | 15,941 | 0 | |
3M CO | COM | 88579Y101 | 213 | 1,225 | SH | DFND | 3 | 0 | 1,225 | 0 | |
ABBOTT LABS | COM | 002824100 | 3,945 | 36,415 | SH | DFND | 3 | 0 | 36,415 | 0 | |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,896 | 7,354 | SH | DFND | 3 | 0 | 7,354 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 603 | 1,201 | SH | DFND | 3 | 0 | 1,201 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 1,114 | 9,500 | SH | DFND | 3 | 0 | 9,500 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 4,258 | 39,900 | SH | DFND | 3 | 0 | 39,900 | 0 | |
ALAMO GROUP INC | COM | 011311107 | 300 | 2,200 | SH | DFND | 3 | 0 | 2,200 | 0 | |
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 2,176 | 79,850 | SH | DFND | 3 | 0 | 79,850 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,328 | 18,320 | SH | DFND | 3 | 0 | 18,320 | 0 | |
ALKERMES PLC | SHS | G01767105 | 2,491 | 120,000 | SH | DFND | 3 | 0 | 120,000 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,024 | 1,726 | SH | DFND | 1 | 0 | 1,726 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 7,630 | 4,344 | SH | DFND | 3 | 0 | 4,344 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 674 | 383 | SH | DFND | 3 | 0 | 383 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 204 | 5,000 | SH | DFND | 3 | 0 | 5,000 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 288 | 60,000 | SH | DFND | 3 | 0 | 60,000 | 0 | |
AMAZON COM INC | COM | 023135106 | 5,776 | 1,740 | SH | DFND | 3 | 0 | 1,740 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 346 | 1,571 | SH | DFND | 3 | 0 | 1,571 | 0 | |
AMERICAN WELL CORP | CL A | 03044L105 | 51,439 | 2,030,767 | SH | DFND | 0 | 2,030,767 | 0 | ||
AMGEN INC | COM | 031162100 | 358 | 1,580 | SH | DFND | 3 | 0 | 1,580 | 0 | |
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 84,122 | 18,407,656 | SH | DFND | 0 | 18,407,656 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 14,229 | 3,113,645 | SH | DFND | 2 | 0 | 3,113,645 | 0 | |
AMPHENOL CORP NEW | CL A | 032095101 | 1,079 | 8,400 | SH | DFND | 3 | 0 | 8,400 | 0 | |
ANGLOGOLD ASHANTI LIMITED | SPONSORED ADR | 035128206 | 459 | 20,000 | SH | DFND | 3 | 0 | 20,000 | 0 | |
AON PLC | SHS CL A | G0403H108 | 236 | 1,140 | SH | DFND | 3 | 0 | 1,140 | 0 | |
APPLE INC | COM | 037833100 | 3,506 | 26,425 | SH | DFND | 1 | 0 | 26,425 | 0 | |
APPLE INC | COM | 037833100 | 2,913 | 21,600 | SH | DFND | 3 | 0 | 21,600 | 0 | |
ARES CAPITAL CORP | NOTE 3.750% 2/0 | 04010LAT0 | 28,731 | 28,000,000 | SH | DFND | 1 | 0 | 28,000,000 | 0 | |
ARES CAPITAL CORP | COM | 04010L103 | 2,977 | 178,707 | SH | DFND | 3 | 0 | 178,707 | 0 | |
AVNET INC | COM | 053807103 | 2,756 | 79,000 | SH | DFND | 3 | 0 | 79,000 | 0 | |
B2GOLD CORP | COM | 11777Q209 | 328 | 35,900 | SH | DFND | 3 | 0 | 35,900 | 0 | |
BALL CORP | COM | 058498106 | 654 | 7,095 | SH | DFND | 3 | 0 | 7,095 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 3,292 | 87,580 | SH | DFND | 3 | 0 | 87,580 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 1,379 | 4 | SH | DFND | 3 | 0 | 4 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,401 | 10,460 | SH | DFND | 3 | 0 | 10,460 | 0 | |
BEST INC | SPONSORED ADS | 08653C106 | 13,366 | 6,552,117 | SH | DFND | 0 | 6,552,117 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 1,067 | 12,452 | SH | DFND | 4 | 0 | 12,452 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 215 | 2,500 | SH | DFND | 3 | 0 | 2,500 | 0 | |
BLACKROCK INC | COM | 09247X101 | 982 | 1,391 | SH | DFND | 3 | 0 | 1,391 | 0 | |
BOOKING HOLDINGS INC | COM | 09857L108 | 1,377 | 630 | SH | DFND | 3 | 0 | 630 | 0 | |
BOSTON BEER INC | CL A | 100557107 | 1,008 | 1,030 | SH | DFND | 3 | 0 | 1,030 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 561 | 15,800 | SH | DFND | 3 | 0 | 15,800 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 4,887 | 238,150 | SH | DFND | 4 | 0 | 238,150 | 0 | |
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 14,224 | 205,000 | SH | DFND | 3 | 0 | 205,000 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 375 | 1,447 | SH | DFND | 3 | 0 | 1,447 | 0 | |
CARRIAGE SVCS INC | COM | 143905107 | 215 | 7,000 | SH | DFND | 3 | 0 | 7,000 | 0 | |
CATERPILLAR INC | COM | 149123101 | 374 | 2,120 | SH | DFND | 3 | 0 | 2,120 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 2,952 | 50,000 | SH | DFND | 3 | 0 | 50,000 | 0 | |
CHECK CAP LTD | SHS | M2361E203 | 59 | 127,559 | SH | DFND | 2 | 0 | 127,559 | 0 | |
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 467 | 3,460 | SH | DFND | 3 | 0 | 3,460 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 443 | 7,405 | SH | DFND | 3 | 0 | 7,405 | 0 | |
CHINA INDEX HLDGS LTD | SPNSRD ADS A | 16954W101 | 3,178 | 1,613,208 | SH | DFND | 1 | 0 | 1,613,208 | 0 | |
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 3,670 | 331,794 | SH | DFND | 4 | 0 | 331,794 | 0 | |
CHUBB LIMITED | COM | H1467J104 | 3,965 | 26,276 | SH | DFND | 3 | 0 | 26,276 | 0 | |
CINTAS CORP | COM | 172908105 | 3,647 | 10,500 | SH | DFND | 3 | 0 | 10,500 | 0 | |
CISCO SYS INC | COM | 17275R102 | 1,034 | 23,200 | SH | DFND | 3 | 0 | 23,200 | 0 | |
COCA COLA CO | COM | 191216100 | 2,791 | 50,892 | SH | DFND | 1 | 0 | 50,892 | 0 | |
COCA COLA CO | COM | 191216100 | 543 | 10,000 | SH | DFND | 3 | 0 | 10,000 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 3,610 | 44,850 | SH | DFND | 3 | 0 | 44,850 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 694 | 8,170 | SH | DFND | 3 | 0 | 8,170 | 0 | |
COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 15,916 | 16,000,000 | SH | DFND | 1 | 0 | 16,000,000 | 0 | |
COMMUNICATIONS SYS INC | COM | 203900105 | 308 | 68,975 | SH | DFND | 3 | 0 | 68,975 | 0 | |
COMPUTER TASK GROUP INC | COM | 205477102 | 495 | 78,130 | SH | DFND | 3 | 0 | 78,130 | 0 | |
CONTRAFECT CORP | COM NEW | 212326300 | 3,764 | 745,385 | SH | DFND | 2 | 0 | 745,385 | 0 | |
CUMMINS INC | COM | 231021106 | 779 | 3,500 | SH | DFND | 3 | 0 | 3,500 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 1,062 | 185,000 | SH | DFND | 0 | 185,000 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 451 | 78,529 | SH | DFND | 4 | 0 | 78,529 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 5,616 | 25,200 | SH | DFND | 3 | 0 | 25,200 | 0 | |
DECKERS OUTDOOR CORP | COM | 243537107 | 1,199 | 4,170 | SH | DFND | 3 | 0 | 4,170 | 0 | |
DEUTSCHE BANK A G | NAMEN AKT | D18190898 | 5,661 | 517,000 | SH | DFND | 3 | 0 | 517,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 3,965 | 21,886 | SH | DFND | 1 | 0 | 21,886 | 0 | |
DISNEY WALT CO | COM | 254687106 | 656 | 3,702 | SH | DFND | 3 | 0 | 3,702 | 0 | |
ECOLAB INC | COM | 278865100 | 223 | 1,040 | SH | DFND | 3 | 0 | 1,040 | 0 | |
EDAP TMS S A | SPONSORED ADR | 268311107 | 964 | 194,710 | SH | DFND | 3 | 0 | 194,710 | 0 | |
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 417 | 13,720 | SH | DFND | 3 | 0 | 13,720 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 212 | 1,505 | SH | DFND | 3 | 0 | 1,505 | 0 | |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 210 | 2,550 | SH | DFND | 3 | 0 | 2,550 | 0 | |
EPAM SYS INC | COM | 29414B104 | 352 | 1,000 | SH | DFND | 3 | 0 | 1,000 | 0 | |
EQUINIX INC | COM | 29444U700 | 496 | 700 | SH | DFND | 3 | 0 | 700 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 2,623 | 63,642 | SH | DFND | 1 | 0 | 63,642 | 0 | |
EZCORP INC | CL A NON VTG | 302301106 | 57 | 12,000 | SH | DFND | 3 | 0 | 12,000 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 4,059 | 14,665 | SH | DFND | 3 | 0 | 14,665 | 0 | |
FANG HLDGS LTD | ADR NEW | 30711Y300 | 3,722 | 277,734 | SH | DFND | 1 | 0 | 277,734 | 0 | |
FANG HLDGS LTD | ADR NEW | 30711Y300 | 682 | 50,886 | SH | DFND | 0 | 50,886 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 528 | 3,734 | SH | DFND | 3 | 0 | 3,734 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 647 | 50,000 | SH | DFND | 3 | 0 | 50,000 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 395 | 9,790 | SH | DFND | 3 | 0 | 9,790 | 0 | |
FORTIS INC | COM | 349553107 | 3,537 | 52,580 | SH | DFND | 3 | 0 | 52,580 | 0 | |
FRANCO NEV CORP | COM | 351858105 | 4,141 | 21,475 | SH | DFND | 3 | 0 | 21,475 | 0 | |
FRESHPET INC | COM | 358039105 | 506 | 3,600 | SH | DFND | 3 | 0 | 3,600 | 0 | |
FRONTLINE LTD | SHS NEW | G3682E192 | 530 | 85,000 | SH | DFND | 3 | 0 | 85,000 | 0 | |
FTI CONSULTING INC | COM | 302941109 | 332 | 3,000 | SH | DFND | 3 | 0 | 3,000 | 0 | |
GARMIN LTD | SHS | H2906T109 | 4,059 | 34,000 | SH | DFND | 3 | 0 | 34,000 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,928 | 33,098 | SH | DFND | 4 | 0 | 33,098 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 3,768 | 66,305 | SH | DFND | 3 | 0 | 66,305 | 0 | |
GRAND CANYON ED INC | COM | 38526M106 | 348 | 3,800 | SH | DFND | 3 | 0 | 3,800 | 0 | |
HDFC BANK LTD | SPONSORED ADS | 40415F101 | 3,377 | 47,750 | SH | DFND | 3 | 0 | 47,750 | 0 | |
HOME DEPOT INC | COM | 437076102 | 492 | 1,850 | SH | DFND | 3 | 0 | 1,850 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 605 | 2,893 | SH | DFND | 3 | 0 | 2,893 | 0 | |
IAMGOLD CORP | COM | 450913108 | 357 | 100,000 | SH | DFND | 3 | 0 | 100,000 | 0 | |
ICF INTL INC | COM | 44925C103 | 366 | 4,900 | SH | DFND | 3 | 0 | 4,900 | 0 | |
IDT CORP | CL B NEW | 448947507 | 317 | 25,200 | SH | DFND | 3 | 0 | 25,200 | 0 | |
ILLUMINA INC | COM | 452327109 | 4,759 | 13,000 | SH | DFND | 3 | 0 | 13,000 | 0 | |
INTEL CORP | COM | 458140100 | 2,079 | 41,736 | SH | DFND | 1 | 0 | 41,736 | 0 | |
INTEL CORP | COM | 458140100 | 242 | 4,900 | SH | DFND | 3 | 0 | 4,900 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 495 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
INTUIT | COM | 461202103 | 2,162 | 5,715 | SH | DFND | 3 | 0 | 5,715 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 4,722 | 5,800 | SH | DFND | 3 | 0 | 5,800 | 0 | |
IROBOT CORP | COM | 462726100 | 351 | 4,200 | SH | DFND | 3 | 0 | 4,200 | 0 | |
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 9,211 | 202,708 | SH | DFND | 4 | 0 | 202,708 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,897 | 205,000 | SH | DFND | 1 | 0 | 205,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 7,373 | 84,460 | SH | DFND | 4 | 0 | 84,460 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 52,977 | 383,532 | SH | DFND | 4 | 0 | 383,532 | 0 | |
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 51,251 | 928,972 | SH | DFND | 4 | 0 | 928,972 | 0 | |
ISHARES TR | USD INV GRDE ETF | 464288620 | 38,993 | 629,219 | SH | DFND | 4 | 0 | 629,219 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,761 | 17,541 | SH | DFND | 1 | 0 | 17,541 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,645 | 10,675 | SH | DFND | 3 | 0 | 10,675 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 415 | 3,320 | SH | DFND | 3 | 0 | 3,320 | 0 | |
LAKELAND INDS INC | COM | 511795106 | 225 | 8,100 | SH | DFND | 3 | 0 | 8,100 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 5,963 | 12,600 | SH | DFND | 3 | 0 | 12,600 | 0 | |
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 296 | 3,000 | SH | DFND | 3 | 0 | 3,000 | 0 | |
LINDE PLC | SHS | G5494J103 | 3,511 | 13,454 | SH | DFND | 3 | 0 | 13,454 | 0 | |
LKQ CORP | COM | 501889208 | 2,580 | 73,000 | SH | DFND | 3 | 0 | 73,000 | 0 | |
LOGITECH INTL S A | SHS | H50430232 | 1,133 | 15,000 | SH | DFND | 3 | 0 | 15,000 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 530 | 1,500 | SH | DFND | 3 | 0 | 1,500 | 0 | |
MADDEN STEVEN LTD | COM | 556269108 | 281 | 8,250 | SH | DFND | 3 | 0 | 8,250 | 0 | |
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 2,129 | 72,098 | SH | DFND | 4 | 0 | 72,098 | 0 | |
MANHATTAN ASSOCS INC | COM | 562750109 | 414 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
MARSH & MCLENNAN COS INC | COM | 571748102 | 416 | 3,625 | SH | DFND | 3 | 0 | 3,625 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 450 | 1,643 | SH | DFND | 3 | 0 | 1,643 | 0 | |
MASIMO CORP | COM | 574795100 | 934 | 3,500 | SH | DFND | 3 | 0 | 3,500 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 7,030 | 20,280 | SH | DFND | 3 | 0 | 20,280 | 0 | |
MAXIMUS INC | COM | 577933104 | 244 | 3,355 | SH | DFND | 3 | 0 | 3,355 | 0 | |
MCDONALDS CORP | COM | 580135101 | 1,900 | 8,930 | SH | DFND | 3 | 0 | 8,930 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 1,456 | 12,600 | SH | DFND | 3 | 0 | 12,600 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 2,393 | 1,430 | SH | DFND | 3 | 0 | 1,430 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 8,495 | 103,852 | SH | DFND | 4 | 0 | 103,852 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 4,065 | 49,700 | SH | DFND | 0 | 49,700 | 0 | ||
MERCK & CO. INC | COM | 58933Y105 | 1,711 | 20,920 | SH | DFND | 1 | 0 | 20,920 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 464 | 5,695 | SH | DFND | 3 | 0 | 5,695 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,687 | 12,080 | SH | DFND | 1 | 0 | 12,080 | 0 | |
MICROSOFT CORP | COM | 594918104 | 8,603 | 38,405 | SH | DFND | 3 | 0 | 38,405 | 0 | |
MOLECULAR DATA INC | SPONSORED ADS | 60852L106 | 3,691 | 4,394,446 | SH | DFND | 0 | 4,394,446 | 0 | ||
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 25,689 | 30,523,000 | SH | DFND | 1 | 0 | 30,523,000 | 0 | |
NATURES SUNSHINE PRODS INC | COM | 639027101 | 43,261 | 2,893,732 | SH | DFND | 2 | 0 | 2,893,732 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 727 | 7,779 | SH | DFND | 3 | 0 | 7,779 | 0 | |
NEW FRONTIER HEALTH CORP | ORD SHS | G6461G106 | 80,840 | 9,400,000 | SH | DFND | 2 | 0 | 9,400,000 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 579 | 7,680 | SH | DFND | 3 | 0 | 7,680 | 0 | |
NIKE INC | CL B | 654106103 | 3,621 | 25,595 | SH | DFND | 1 | 0 | 25,595 | 0 | |
NIKE INC | CL B | 654106103 | 5,000 | 35,317 | SH | DFND | 3 | 0 | 35,317 | 0 | |
NORFOLK SOUTHN CORP | COM | 655844108 | 1,769 | 7,560 | SH | DFND | 3 | 0 | 7,560 | 0 | |
NORTHERN TR CORP | COM | 665859104 | 385 | 4,187 | SH | DFND | 3 | 0 | 4,187 | 0 | |
NUTRIEN LTD | COM | 67077M108 | 309 | 4,000 | SH | DFND | 3 | 0 | 4,000 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 7,719 | 14,910 | SH | DFND | 3 | 0 | 14,910 | 0 | |
OMEGA FLEX INC | COM | 682095104 | 291 | 2,000 | SH | DFND | 3 | 0 | 2,000 | 0 | |
ONCORUS INC | COM | 68236R103 | 31,112 | 962,321 | SH | DFND | 2 | 0 | 962,321 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,829 | 43,728 | SH | DFND | 1 | 0 | 43,728 | 0 | |
ORACLE CORP | COM | 68389X105 | 303 | 4,695 | SH | DFND | 3 | 0 | 4,695 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 6,446 | 27,900 | SH | DFND | 3 | 0 | 27,900 | 0 | |
PEPSICO INC | COM | 713448108 | 470 | 3,185 | SH | DFND | 3 | 0 | 3,185 | 0 | |
PFIZER INC | COM | 717081103 | 7,132 | 193,742 | SH | DFND | 4 | 0 | 193,742 | 0 | |
PFIZER INC | COM | 717081103 | 4,049 | 110,000 | SH | DFND | 0 | 110,000 | 0 | ||
PFIZER INC | COM | 717081103 | 4,231 | 114,942 | SH | DFND | 1 | 0 | 114,942 | 0 | |
PFIZER INC | COM | 717081103 | 360 | 9,720 | SH | DFND | 3 | 0 | 9,720 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 2,456 | 30,000 | SH | DFND | 3 | 0 | 30,000 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3,025 | 21,744 | SH | DFND | 1 | 0 | 21,744 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,324 | 9,564 | SH | DFND | 3 | 0 | 9,564 | 0 | |
PROGRESSIVE CORP | COM | 743315103 | 224 | 2,295 | SH | DFND | 3 | 0 | 2,295 | 0 | |
QORVO INC | COM | 74736K101 | 714 | 4,361 | SH | DFND | 3 | 0 | 4,361 | 0 | |
QUALCOMM INC | COM | 747525103 | 4,054 | 27,300 | SH | DFND | 3 | 0 | 27,300 | 0 | |
RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | 551 | 8,000 | SH | DFND | 3 | 0 | 8,000 | 0 | |
REPLIGEN CORP | NOTE 0.375% 7/1 | 759916AB5 | 171 | 100,000 | SH | DFND | 3 | 0 | 100,000 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 6,627 | 233,841 | SH | DFND | 1 | 0 | 233,841 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 348 | 1,084 | SH | DFND | 3 | 0 | 1,084 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 3,337 | 15,000 | SH | DFND | 3 | 0 | 15,000 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 214 | 10,000 | SH | DFND | 3 | 0 | 10,000 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,492 | 28,400 | SH | DFND | 3 | 0 | 28,400 | 0 | |
SERVICENOW INC | COM | 81762P102 | 300 | 550 | SH | DFND | 3 | 0 | 550 | 0 | |
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 6,016 | 40,000 | SH | DFND | 3 | 0 | 40,000 | 0 | |
SL GREEN RLTY CORP | COM | 78440X101 | 1,154 | 20,000 | SH | DFND | 3 | 0 | 20,000 | 0 | |
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 1,207 | 25,000 | SH | DFND | 3 | 0 | 25,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,500 | 9,362 | SH | DFND | 4 | 0 | 9,362 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 30,563 | 30,000,000 | SH | DFND | 1 | 0 | 30,000,000 | 0 | |
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 10,186 | 9,992,000 | SH | DFND | 0 | 9,992,000 | 0 | ||
SPIRIT RLTY CAP INC NEW | NOTE 3.750% 5/1 | 84860WAB8 | 9,141 | 9,000,000 | SH | DFND | 4 | 0 | 9,000,000 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 508 | 2,400 | SH | DFND | 3 | 0 | 2,400 | 0 | |
STRYKER CORPORATION | COM | 863667101 | 513 | 2,130 | SH | DFND | 3 | 0 | 2,130 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 3,609 | 34,190 | SH | DFND | 3 | 0 | 34,190 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 4,521 | 63,227 | SH | DFND | 4 | 0 | 63,227 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 3,018 | 42,200 | SH | DFND | 0 | 42,200 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 836 | 4,200 | SH | DFND | 3 | 0 | 4,200 | 0 | |
THOR INDS INC | COM | 885160101 | 731 | 7,610 | SH | DFND | 3 | 0 | 7,610 | 0 | |
TJX COS INC NEW | COM | 872540109 | 235 | 3,460 | SH | DFND | 3 | 0 | 3,460 | 0 | |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 681 | 713,258 | SH | DFND | 1 | 0 | 713,258 | 0 | |
TRANSUNION | COM | 89400J107 | 304 | 3,100 | SH | DFND | 3 | 0 | 3,100 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 4,166 | 123,500 | SH | DFND | 0 | 123,500 | 0 | ||
TRUPANION INC | COM | 898202106 | 2,231 | 18,900 | SH | DFND | 3 | 0 | 18,900 | 0 | |
UBS GROUP AG | SHS | H42097107 | 911 | 82,245 | SH | DFND | 3 | 0 | 82,245 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 1,276 | 4,600 | SH | DFND | 3 | 0 | 4,600 | 0 | |
UNION PAC CORP | COM | 907818108 | 2,531 | 12,380 | SH | DFND | 3 | 0 | 12,380 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,335 | 19,807 | SH | DFND | 1 | 0 | 19,807 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 830 | 2,390 | SH | DFND | 3 | 0 | 2,390 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 4,062 | 11,818 | SH | DFND | 4 | 0 | 11,818 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 243 | 4,130 | SH | DFND | 3 | 0 | 4,130 | 0 | |
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 2,245 | 195,048 | SH | DFND | 0 | 195,048 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 1,485 | 129,013 | SH | DFND | 4 | 0 | 129,013 | 0 | |
VIATRIS INC | COM | 92556V106 | 325,926 | 17,392 | SH | DFND | 4 | 0 | 17,392 | 0 | |
VIEWRAY INC | COM | 92672L107 | 90,990 | 23,819,500 | SH | DFND | 0 | 23,819,500 | 0 | ||
VISA INC | COM CL A | 92826C839 | 2,750 | 12,574 | SH | DFND | 1 | 0 | 12,574 | 0 | |
VISA INC | COM CL A | 92826C839 | 5,078 | 23,686 | SH | DFND | 3 | 0 | 23,686 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 912 | 7,810 | SH | DFND | 3 | 0 | 7,810 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 91,246 | 93,730,000 | SH | DFND | 1 | 0 | 93,730,000 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 1,169 | 1,200,000 | SH | DFND | 0 | 1,200,000 | 0 | ||
WHEATON PRECIOUS METALS CORP | COM | 962879102 | 6,986 | 102,110 | SH | DFND | 3 | 0 | 102,110 | 0 | |
XYLEM INC | COM | 98419M100 | 273 | 2,740 | SH | DFND | 3 | 0 | 2,740 | 0 | |
ZIX CORP | COM | 98974P100 | 253 | 30,000 | SH | DFND | 3 | 0 | 30,000 | 0 | |
ZOETIS INC | CL A | 98978V103 | 5,709 | 35,000 | SH | DFND | 3 | 0 | 35,000 | 0 |