The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BONA FILM GROUP LTD | SPONSORED ADS | 09777B107 | 52,920 | 4,000,000 | SH | DFND | 0 | 4,000,000 | 0 | ||
| OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 5,377 | 467,551 | SH | DFND | 0 | 467,551 | 0 | ||
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 23,059 | 1,090,772 | SH | DFND | 1 | 0 | 1,090,772 | 0 | |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 4,930 | 233,186 | SH | DFND | 0 | 233,186 | 0 | ||
| CHINA MING YANG WIND PWR GRO | SPONSORED ADR | 16951C108 | 2,312 | 996,451 | SH | DFND | 1 | 0 | 996,451 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 142,984 | 5,270,314 | SH | DFND | 2 | 0 | 5,270,314 | 0 | |
| SOUFUN HLDGS LTD | ADR | 836034108 | 94,708 | 12,815,718 | SH | DFND | 2 | 0 | 12,815,718 | 0 | |
| SOUFUN HLDGS LTD | NOTE 2.000% 12/1 | 836034AB4 | 73,071 | 77,000,000 | SH | DFND | 2 | 0 | 77,000,000 | 0 | |
| SINA CORP | ORD | G81477104 | 24,297 | 491,841 | SH | DFND | 1 | 0 | 491,841 | 0 | |
| SINA CORP | ORD | G81477104 | 200,672 | 4,062,191 | SH | DFND | 2 | 0 | 4,062,191 | 0 | |
| SINA CORP | NOTE 1.000% 12/0 | 82922RAD5 | 26,723 | 27,500,000 | SH | DFND | 2 | 0 | 27,500,000 | 0 | |
| CHINA YUCHAI INTL LTD | COM | G21082105 | 12,310 | 1,144,068 | SH | DFND | 2 | 0 | 1,144,068 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 14,487 | 198,972 | SH | DFND | 1 | 0 | 198,972 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 42,403 | 582,377 | SH | DFND | 2 | 0 | 582,377 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | 8,999 | 123,600 | SH | DFND | 0 | 123,600 | 0 | ||
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 0.500% 8/1 | 74734MAE9 | 132,234 | 136,500,000 | SH | DFND | 2 | 0 | 136,500,000 | 0 | |
| QIHOO 360 TECHNOLOGY CO LTD | NOTE 1.750% 8/1 | 74734MAF6 | 23,826 | 24,500,000 | SH | DFND | 2 | 0 | 24,500,000 | 0 | |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 1,398 | 187,691 | SH | DFND | 2 | 0 | 187,691 | 0 | |
| NATURES SUNSHINE PRODUCTS IN | COM | 639027101 | 28,889 | 2,854,607 | SH | DFND | 0 | 2,854,607 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 26,701 | 466,878 | SH | DFND | 2 | 0 | 466,878 | 0 | |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | 4,371 | 2,422,923 | SH | DFND | 2 | 0 | 2,422,923 | 0 | |
| CHECK CAP LTD | SHS | M2361E112 | 2,893 | 1,530,699 | SH | DFND | 0 | 1,530,699 | 0 | ||
| CHECK CAP LTD | *W EXP 02/28/202 | M2361E120 | 233 | 333,333 | SH | DFND | 0 | 333,333 | 0 | ||
| YANDEX NV | NOTE 1.125%12/1 | 98474TAB3 | 17,523 | 20,000,000 | SH | DFND | 2 | 0 | 20,000,000 | 0 | |
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 27,637 | 1,610,522 | SH | DFND | 2 | 0 | 1,610,522 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 112,853 | 1,806,516 | SH | DFND | 2 | 0 | 1,806,516 | 0 | |
| YY INC | ADS REPCOM CLA | 98426T106 | 2,062 | 33,000 | SH | DFND | 0 | 33,000 | 0 | ||
| YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 65,813 | 67,500,000 | SH | DFND | 2 | 0 | 67,500,000 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 34,830 | 1,704,027 | SH | DFND | 2 | 0 | 1,704,027 | 0 | |
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 9,759 | 477,426 | SH | DFND | 0 | 477,426 | 0 | ||
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 14,255 | 525,642 | SH | DFND | 0 | 525,642 | 0 | ||
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 1,886 | 299,826 | SH | DFND | 0 | 299,826 | 0 | ||