0001628280-23-000314.txt : 20230104 0001628280-23-000314.hdr.sgml : 20230104 20230104181827 ACCESSION NUMBER: 0001628280-23-000314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230104 DATE AS OF CHANGE: 20230104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Jayme L. CENTRAL INDEX KEY: 0001447591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36541 FILM NUMBER: 23508766 MAIL ADDRESS: STREET 1: 21211 NORDHOFF STREET CITY: CHATSWORTH STATE: CA ZIP: 91311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Limbach Holdings, Inc. CENTRAL INDEX KEY: 0001606163 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 BUSINESS PHONE: (412) 359-2100 MAIL ADDRESS: STREET 1: 797 COMMONWEALTH DRIVE CITY: WARRENDALE STATE: PA ZIP: 15086 FORMER COMPANY: FORMER CONFORMED NAME: 1347 Capital Corp DATE OF NAME CHANGE: 20140422 4 1 wf-form4_167287429077121.xml FORM 4 X0306 4 2022-12-31 0 0001606163 Limbach Holdings, Inc. LMB 0001447591 Brooks Jayme L. 797 COMMONWEALTH DRIVE WARRENDALE PA 15086 0 1 0 0 Chief Financial Officer Common Stock 2022-12-31 4 M 0 2000 0 A 53027 D Common Stock 2022-12-31 4 F 0 747 10.41 D 52280 D Common Stock 2023-01-01 4 M 0 3334 0 A 55614 D Common Stock 2023-01-01 4 M 0 3333 0 A 58947 D Common Stock 2023-01-01 4 M 0 3631 0 A 62578 D Common Stock 2023-01-01 4 F 0 4393 10.41 D 58185 D Common Stock 2170 I By Brooks Family Trust Restricted Stock Units 2022-12-31 4 M 0 2000 0 D Common Stock 2000.0 20894 D Restricted Stock Units 2023-01-01 4 M 0 3334 0 D Common Stock 3334.0 17560 D Restricted Stock Units 2023-01-01 4 M 0 3333 0 D Common Stock 3333.0 14227 D Restricted Stock Units 2023-01-01 4 M 0 3631 0 D Common Stock 3631.0 10596 D Restricted Stock Units 2023-01-04 4 A 0 13320 0 A Common Stock 13320.0 23916 D Reflects the withholding of 5,140 shares by Limbach Holdings, Inc. (the "Company") to satisfy tax withholding requirements. Such transactions were exempt from Section 16(b) pursuant to Rule 16b-3. Shares held by the Brooks Family Trust. The reporting person and her spouse are trustees of the Brooks Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report will not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock, exempt under Rule 16b-3. This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. Reflects the cancellation of 6,000 RSUs subject to vesting upon the achievement of certain performance milestones. This award of RSUs was granted on 01/01/2020. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2021, January 1, 2022 and January 1, 2023, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSUs will be reported on a Form 4 within two business days of the date of such determination. This award of RSUs was granted on 01/01/2021. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2022, January 1, 2023 and January 1, 2024, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. This award of RSUs was granted on 01/01/2022. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2023, January 1, 2024 and January 1, 2025, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. This award of RSUs was granted on 01/04/2023. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2024, January 1, 2025 and January 1, 2026, subject to continued employment through the applicable vesting date. The amounts reported above (related to this grant) do not include performance-based RSUs, if any, that may be earned by the reporting person but for which the Compensation Committee has not yet determined the achievement of the applicable performance goals. Any such RSU's will be reported on a Form 4 within two business days of the date of such determination. /s/ Jeremiah G. Garvey, Attorney-in-Fact for Jayme L. Brooks 2023-01-04