0001398344-21-010201.txt : 20210511
0001398344-21-010201.hdr.sgml : 20210511
20210511104245
ACCESSION NUMBER: 0001398344-21-010201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210507
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001447578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22472
FILM NUMBER: 21910120
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-0409
MAIL ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER NAME:
FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC.
DATE OF NAME CHANGE: 20081009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001501072
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-1440
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
DATE OF NAME CHANGE: 20100909
4
1
fp0065491_4.xml
X0306
4
2021-05-07
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV
0001447578
RIVERNORTH CAPITAL MANAGEMENT, LLC
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
0
1
Subadviser
Common Stock
2021-05-07
2021-05-07
4
S
0
8800
18.09
D
17489
D
Common Stock
2021-05-10
2021-05-10
4
S
0
4917
18.04
D
12572
D
Marcus L. Collins
2021-05-11