0001398344-21-009675.txt : 20210505
0001398344-21-009675.hdr.sgml : 20210505
20210505104109
ACCESSION NUMBER: 0001398344-21-009675
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210430
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001447578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22472
FILM NUMBER: 21891666
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-0409
MAIL ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER NAME:
FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC.
DATE OF NAME CHANGE: 20081009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC.
CENTRAL INDEX KEY: 0001501072
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-1440
MAIL ADDRESS:
STREET 1: 325 NORTH LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC.
DATE OF NAME CHANGE: 20100909
4
1
fp0065115_4.xml
X0306
4
2021-04-30
0
0001501072
RIVERNORTH OPPORTUNITIES FUND, INC.
RIV
0001447578
RIVERNORTH CAPITAL MANAGEMENT, LLC
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
0
0
0
1
Subadviser
Common Stock
2021-04-30
2021-04-30
4
S
0
5302
17.68
D
26289
D
Marcus L. Collins
2021-05-04