The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8I ENTERPRISES ACQUISITIN CO | W EXP 10/29/202 | G2956M112 | 101 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
8I ENTERPRISES ACQUISITIN CO | RIGHT 10/29/2020 | G2956M120 | 94 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
8I ENTERPRISES ACQUISITIN CO | COM | G2956M104 | 2,161 | 216,128 | SH | SOLE | 216,128 | 0 | 0 | ||
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 2,419 | 715,694 | SH | SOLE | 715,694 | 0 | 0 | ||
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 6,111 | 1,179,674 | SH | SOLE | 1,179,674 | 0 | 0 | ||
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 265 | 36,137 | SH | SOLE | 36,137 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM | 00326L100 | 14,167 | 2,153,026 | SH | SOLE | 2,153,026 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | COM | G0080J104 | 987 | 99,996 | SH | SOLE | 99,996 | 0 | 0 | ||
ACT II GLOBAL ACQUISITION CO | W EXP 04/30/202 | G0080J120 | 35 | 49,998 | SH | SOLE | 49,998 | 0 | 0 | ||
ADAM NAT RES FD INC | COM | 00548F105 | 6,427 | 775,232 | SH | SOLE | 775,232 | 0 | 0 | ||
ADVENT CONVERTIBLE & INCOME | COM | 00764C109 | 3,828 | 359,764 | SH | SOLE | 359,764 | 0 | 0 | ||
AGBA ACQUISITION LTD | UNIT 05/10/2024 | G0120M133 | 2,555 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | UNIT 04/22/2020 | G35006116 | 2,002 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | W EXP 01/06/202 | 01749N111 | 5 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | RIGHT 12/31/2023 | 01749N129 | 9 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALLEGRO MERGER CORP | COM | 01749N103 | 850 | 75,351 | SH | SOLE | 75,351 | 0 | 0 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 12,162 | 1,313,394 | SH | SOLE | 1,313,394 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 7,659 | 600,719 | SH | SOLE | 600,719 | 0 | 0 | ||
ALLIANZGI ART INTEL & TECH | COM | 01883M101 | 6,310 | 394,363 | SH | SOLE | 394,363 | 0 | 0 | ||
ALLIANZGI NFJ DIVID INT & PR | COM | 01883A107 | 13,035 | 1,356,378 | SH | SOLE | 1,356,378 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COM | 02128L114 | 2,149 | 74,998 | SH | SOLE | 74,998 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | UNIT 10/31/2026 | G0232J127 | 2,970 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 2,060 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AMPLITUDE HLTHCRE AQUSTIN CO | UNIT 12/01/2026 | 03212A204 | 1,900 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 4,995 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 508 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARES CAP | CORPNOTE 3.750% 2/0 | 04010LAT0 | 1,358 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 13,064 | 1,211,881 | SH | SOLE | 1,211,881 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 5,880 | 544,939 | SH | SOLE | 544,939 | 0 | 0 | ||
ATLAS TECHNICAL CONSULTANTS | COM | 049430119 | 4,330 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BARINGS BDC INC | COM | 06759L103 | 29,519 | 3,946,404 | SH | SOLE | 3,946,404 | 0 | 0 | ||
BARINGS CORPORATE INVS | COM | 06759X107 | 125 | 10,750 | SH | SOLE | 10,750 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | RIGHT 12/01/2022 | 089482129 | 31 | 239,998 | SH | SOLE | 239,998 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | W EXP 12/01/202 | 089482111 | 8 | 119,999 | SH | SOLE | 119,999 | 0 | 0 | ||
BIG ROCK PARTNERS ACQUISI CO | COM | 089482103 | 2,007 | 67,700 | SH | SOLE | 67,700 | 0 | 0 | ||
BIOMX INC | W EXP 10/16/202 | 09090D111 | 120 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | COM | 09248E102 | 6,122 | 482,428 | SH | SOLE | 482,428 | 0 | 0 | ||
BLACKROCK CAPITAL | INVESTMENTNOTE 5.000% 6/1 | 092533AC2 | 10,569 | 12,600,000 | SH | SOLE | 12,600,000 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,472 | 167,281 | SH | SOLE | 167,281 | 0 | 0 | ||
BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 15,152 | 1,299,457 | SH | SOLE | 1,299,457 | 0 | 0 | ||
BLACKROCK DEBT STRAT FD INC | COM | 09255R202 | 26,166 | 3,096,596 | SH | SOLE | 3,096,596 | 0 | 0 | ||
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 2,394 | 288,832 | SH | SOLE | 288,832 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM | 092524107 | 1,280 | 284,551 | SH | SOLE | 284,551 | 0 | 0 | ||
BLACKROCK FLA MUN 2020 TERM | COM | 09250M109 | 340 | 23,538 | SH | SOLE | 23,538 | 0 | 0 | ||
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 3,831 | 382,671 | SH | SOLE | 382,671 | 0 | 0 | ||
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 1,295 | 132,010 | SH | SOLE | 132,010 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM | 09249W101 | 1,084 | 85,914 | SH | SOLE | 85,914 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 1,747 | 144,743 | SH | SOLE | 144,743 | 0 | 0 | ||
BLACKROCK MUN 2020 TERM TR | COM | 09249X109 | 2,634 | 179,567 | SH | SOLE | 179,567 | 0 | 0 | ||
BLACKROCK MUN 2030 TAR TERM | COM | 09257P105 | 1,232 | 54,332 | SH | SOLE | 54,332 | 0 | 0 | ||
BLACKROCK MUNI N Y INTER DUR | COM | 09255F109 | 2,705 | 184,610 | SH | SOLE | 184,610 | 0 | 0 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 8,814 | 665,219 | SH | SOLE | 665,219 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 10,093 | 800,996 | SH | SOLE | 800,996 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 13,413 | 1,006,234 | SH | SOLE | 1,006,234 | 0 | 0 | ||
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 2,239 | 186,603 | SH | SOLE | 186,603 | 0 | 0 | ||
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 794 | 60,721 | SH | SOLE | 60,721 | 0 | 0 | ||
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 1,424 | 119,163 | SH | SOLE | 119,163 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 176 | 21,699 | SH | SOLE | 21,699 | 0 | 0 | ||
BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | 4,100 | 331,970 | SH | SOLE | 331,970 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 4,639 | 379,338 | SH | SOLE | 379,338 | 0 | 0 | ||
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 24,250 | 1,897,474 | SH | SOLE | 1,897,474 | 0 | 0 | ||
BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | 8,139 | 651,102 | SH | SOLE | 651,102 | 0 | 0 | ||
BLACKROCK NY MUNICIPAL BOND | COM | 09249P106 | 3,763 | 268,183 | SH | SOLE | 268,183 | 0 | 0 | ||
BLACKROCK RES & COMM STRAT T | COM | 09257A108 | 7,266 | 1,441,601 | SH | SOLE | 1,441,601 | 0 | 0 | ||
BLACKROCK SCIENCE & TECH TR | COM | 09260K101 | 402 | 24,107 | SH | SOLE | 24,107 | 0 | 0 | ||
BLACKROCK TCP CAP CORP | COM | 09259E108 | 1,047 | 167,515 | SH | SOLE | 167,515 | 0 | 0 | ||
BLACKROCK TCP CAPITAL | CORPNOTE 4.625% 3/0 | 87238QAD5 | 13,214 | 15,000,000 | SH | SOLE | 15,000,000 | 0 | 0 | ||
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 31,473 | 2,986,012 | SH | SOLE | 2,986,012 | 0 | 0 | ||
BROOGE HLDGS LTD | W EXP 12/20/202 | G1611B115 | 170 | 212,900 | SH | SOLE | 212,900 | 0 | 0 | ||
CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | 1,256 | 86,980 | SH | SOLE | 86,980 | 0 | 0 | ||
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 1,641 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 3,135 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
CIIG MERGER CORP | UNIT 12/31/2026 | 12559C202 | 980 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q108 | 46 | 33,070 | SH | SOLE | 33,070 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 4,826 | 545,289 | SH | SOLE | 545,289 | 0 | 0 | ||
CLOUGH GLOBAL OPPORTUNITIES | COM | 09255E102 | 7,773 | 1,084,135 | SH | SOLE | 1,084,135 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 12,214 | 1,351,053 | SH | SOLE | 1,351,053 | 0 | 0 | ||
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 204 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 650 | 80,057 | SH | SOLE | 80,057 | 0 | 0 | ||
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 648 | 81,449 | SH | SOLE | 81,449 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 2,050 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 3,905 | 524,184 | SH | SOLE | 524,184 | 0 | 0 | ||
DMY TECHNOLOGY GROUP INC | COM | 233253202 | 4,913 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
DTF TAX-FREE INCOME INC | COM | 23334J107 | 5,408 | 387,640 | SH | SOLE | 387,640 | 0 | 0 | ||
DUFF & PHELPS UTIL CORP BD T | COM | 26432K108 | 16,982 | 2,028,860 | SH | SOLE | 2,028,860 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 784 | 72,691 | SH | SOLE | 72,691 | 0 | 0 | ||
EAGLE GRWTH & INCOME OPPTY F | COM | 26958J105 | 1,617 | 152,537 | SH | SOLE | 152,537 | 0 | 0 | ||
East Stone Acquisition Corporation | COM | G2911D124 | 3,902 | 165,000 | SH | SOLE | 165,000 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 5,006 | 474,508 | SH | SOLE | 474,508 | 0 | 0 | ||
EATON VANCE FLTG RATE INCOM | COM | 278284104 | 12,156 | 1,045,193 | SH | SOLE | 1,045,193 | 0 | 0 | ||
EATON VANCE FLTING RATE INC | COM | 278279104 | 4,693 | 457,859 | SH | SOLE | 457,859 | 0 | 0 | ||
EATON VANCE HIGH INCOME 2021 | COM | 27829W101 | 739 | 83,907 | SH | SOLE | 83,907 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 39,392 | 3,726,767 | SH | SOLE | 3,726,767 | 0 | 0 | ||
EATON VANCE MUN BD FD | COM | 27827X101 | 33,752 | 2,704,527 | SH | SOLE | 2,704,527 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | COM | 27826U108 | 3,501 | 292,220 | SH | SOLE | 292,220 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 145 | 12,526 | SH | SOLE | 12,526 | 0 | 0 | ||
EATON VANCE NY MUNI INCOME | COM | 27826W104 | 993 | 80,051 | SH | SOLE | 80,051 | 0 | 0 | ||
EATON VANCE SR INCOME TR | COM | 27826S103 | 8,152 | 1,768,225 | SH | SOLE | 1,768,225 | 0 | 0 | ||
EATON VANCE TAX MNGD BUY WRI | COM | 27829M103 | 1,038 | 135,717 | SH | SOLE | 135,717 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | COM | 28138X103 | 1,426 | 83,894 | SH | SOLE | 83,894 | 0 | 0 | ||
EDTECHX HLDGS ACQUISITION CO | W EXP 12/31/202 | 28138X111 | 47 | 80,510 | SH | SOLE | 80,510 | 0 | 0 | ||
FAR PT ACQUISITION CORP | COM | 30734W109 | 506 | 49,995 | SH | SOLE | 49,995 | 0 | 0 | ||
FAR PT ACQUISITION CORP | W EXP 06/01/202 | 30734W117 | 9 | 16,665 | SH | SOLE | 16,665 | 0 | 0 | ||
FELLAZO INC | UNIT 99/99/9999 | G3362K104 | 2,284 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,535 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
FIRST TR ABERDEEN GLBL OPP F | COM | 337319107 | 1,150 | 130,671 | SH | SOLE | 130,671 | 0 | 0 | ||
FIRST TR HIGH INCOME L/S FD | COM | 33738E109 | 8,361 | 687,031 | SH | SOLE | 687,031 | 0 | 0 | ||
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 6,495 | 682,997 | SH | SOLE | 682,997 | 0 | 0 | ||
FIRST TR SR FLOATING RATE 20 | COM | 33740K101 | 1,240 | 169,112 | SH | SOLE | 169,112 | 0 | 0 | ||
FLYING EAGLE ACQUISITION CORP | COM | 34407Y202 | 3,198 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
GALILEO ACQUISITION CORP | UNIT 99/99/9999 | G3770A128 | 2,256 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 2,084 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 16,713 | 1,330,677 | SH | SOLE | 1,330,677 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | W EXP 07/30/202 | 382788115 | 32 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
GORDON POINTE ACQUISITION CO | COM | 382788107 | 1,007 | 99,163 | SH | SOLE | 99,163 | 0 | 0 | ||
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 2,972 | 284,380 | SH | SOLE | 284,380 | 0 | 0 | ||
GREENROSE ACQUISITION CORP | COM | 395392202 | 5,295 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | UNIT 10/28/2024 | 39678G202 | 2,736 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 2,020 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HANCOCK JOHN INV TRUSTTAX ADV | COM | 41013P749 | 1,189 | 237,404 | SH | SOLE | 237,404 | 0 | 0 | ||
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 1,010 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HEALTHCARE MERGER CORP | UNIT 12/17/2021 | 42227L201 | 515 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 2,058 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
HERZFELD CARIBBEAN BASIN FD | COM | 42804T106 | 1,226 | 352,854 | SH | SOLE | 352,854 | 0 | 0 | ||
HIGH INCOME SECS FD | COM | 42968F108 | 1,296 | 198,409 | SH | SOLE | 198,409 | 0 | 0 | ||
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 4,021 | 924,265 | SH | SOLE | 924,265 | 0 | 0 | ||
HIGHLAND INCOME FUNDHIGHLAND INCOME | COM | 43010E404 | 25,015 | 2,932,617 | SH | SOLE | 2,932,617 | 0 | 0 | ||
HL ACQUISITIONS CORP | W EXP 06/21/202 | G4603R122 | 6 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
HL ACQUISITIONS CORP | RIGHT 07/17/2023 | G4603R130 | 10 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
IMMUNOVANT INC | W EXP 12/18/202 | 45258J110 | 240 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INDIA FD INC | COM | 454089103 | 1,003 | 73,606 | SH | SOLE | 73,606 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 1,038 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INTERPRIVATE ACQUISITION COR | COM | 46064A202 | 5,595 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | COM | 46132E103 | 1,212 | 118,037 | SH | SOLE | 118,037 | 0 | 0 | ||
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 17,742 | 2,223,331 | SH | SOLE | 2,223,331 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TRFTSE RAFI EMNG | COM | 46138E727 | 2,758 | 178,753 | SH | SOLE | 178,753 | 0 | 0 | ||
INVESCO HIGH INCOME TR II | COM | 46131F101 | 4,447 | 415,251 | SH | SOLE | 415,251 | 0 | 0 | ||
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 8,536 | 745,484 | SH | SOLE | 745,484 | 0 | 0 | ||
INVESCO MUN TR | COM | 46131J103 | 7,955 | 679,913 | SH | SOLE | 679,913 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 3,048 | 260,293 | SH | SOLE | 260,293 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 14,464 | 4,491,902 | SH | SOLE | 4,491,902 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 16,896 | 1,397,539 | SH | SOLE | 1,397,539 | 0 | 0 | ||
INVESCO VALUE MUN INCOME TR | COM | 46132P108 | 7,922 | 560,225 | SH | SOLE | 560,225 | 0 | 0 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 3,552 | 978,470 | SH | SOLE | 978,470 | 0 | 0 | ||
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 2,488 | 747,082 | SH | SOLE | 747,082 | 0 | 0 | ||
KBL MERGER CORP IV | RIGHT 04/09/2020 | 48242A120 | 31 | 208,800 | SH | SOLE | 208,800 | 0 | 0 | ||
KBL MERGER CORP IV | W EXP 01/15/202 | 48242A112 | 9 | 124,200 | SH | SOLE | 124,200 | 0 | 0 | ||
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 1,960 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LEGACY ACQUISITION CORP | W EXP 11/30/202 | 524643111 | 44 | 177,900 | SH | SOLE | 177,900 | 0 | 0 | ||
LEISURE ACQUISITION CORP | COM | 52539T107 | 2,268 | 207,923 | SH | SOLE | 207,923 | 0 | 0 | ||
LEISURE ACQUISITION CORP | W EXP 12/05/201 | 52539T115 | 26 | 153,297 | SH | SOLE | 153,297 | 0 | 0 | ||
LEO HOLDINGS CORP | COM | G5463L105 | 2,060 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | COM | 50200K108 | 1,035 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LF CAP ACQUISITION CORP | W EXP 06/22/202 | 50200K116 | 26 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LifeSci Acquisition Corp | COM | 53228P208 | 2,765 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | UNIT 99/99/9999 | G5510C124 | 2,890 | 294,940 | SH | SOLE | 294,940 | 0 | 0 | ||
LONGEVITY ACQUISITION CORP | UNIT 08/29/2024 | G56372108 | 1,070 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Mangrove Partners | COM | 39813G117 | 1,532 | 49,998 | SH | SOLE | 49,998 | 0 | 0 | ||
MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 1,590 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 3,876 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MERIDA MERGER CORP I | W EXP 11/07/202 | 58953M114 | 100 | 199,997 | SH | SOLE | 199,997 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | COM | 609754106 | 754 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MONOCLE ACQUISITION CORP | W EXP 12/06/202 | 609754114 | 23 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 6,200 | 1,190,056 | SH | SOLE | 1,190,056 | 0 | 0 | ||
MUDRICK CAP ACQUISITION CORP | W EXP 02/12/202 | 624745113 | 70 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 2,014 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | 2,736 | 315,208 | SH | SOLE | 315,208 | 0 | 0 | ||
NEUBERGER BRMAN CLIFRN MUNI | COM | 64123C101 | 950 | 72,214 | SH | SOLE | 72,214 | 0 | 0 | ||
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 5,824 | 503,408 | SH | SOLE | 503,408 | 0 | 0 | ||
NEW MTN FIN | CORPNOTE 5.750% 8/1 | 647551AC4 | 17,220 | 21,000,000 | SH | SOLE | 21,000,000 | 0 | 0 | ||
NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 1,387 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
Newborn Acquisition Corp | COM | G6463T130 | 3,698 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NEXPOINT STRATEGIC OPORTUNT | COM | 65340G205 | 10,387 | 1,257,555 | SH | SOLE | 1,257,555 | 0 | 0 | ||
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 27,386 | 1,865,500 | SH | SOLE | 1,865,500 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 56,654 | 4,184,226 | SH | SOLE | 4,184,226 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 164 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 21,910 | 1,600,463 | SH | SOLE | 1,600,463 | 0 | 0 | ||
NUVEEN CALIF MUNICPAL VALU F | COM | 6706EB106 | 237 | 16,133 | SH | SOLE | 16,133 | 0 | 0 | ||
NUVEEN CALIFORNIA AMT QLT MU | COM | 670651108 | 6,666 | 470,730 | SH | SOLE | 470,730 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM | 67073D102 | 23,642 | 4,169,593 | SH | SOLE | 4,169,593 | 0 | 0 | ||
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 3,185 | 244,245 | SH | SOLE | 244,245 | 0 | 0 | ||
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 2,676 | 354,427 | SH | SOLE | 354,427 | 0 | 0 | ||
NUVEEN FLTNG RTE INCM OPP FD | COM | 6706EN100 | 3,479 | 468,233 | SH | SOLE | 468,233 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 7,927 | 667,231 | SH | SOLE | 667,231 | 0 | 0 | ||
NUVEEN GLOBAL HIGH IN | COM | 67075G103 | 6,826 | 610,577 | SH | SOLE | 610,577 | 0 | 0 | ||
NUVEEN HIGH INCOME 2020 TARG | COM | 67075L102 | 391 | 44,284 | SH | SOLE | 44,284 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 1,043 | 78,213 | SH | SOLE | 78,213 | 0 | 0 | ||
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 6,038 | 478,094 | SH | SOLE | 478,094 | 0 | 0 | ||
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 4,721 | 351,817 | SH | SOLE | 351,817 | 0 | 0 | ||
NUVEEN MUN 2021 TARGET TERM | COM | 670687102 | 387 | 40,999 | SH | SOLE | 40,999 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 3,029 | 310,373 | SH | SOLE | 310,373 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM | 67070X101 | 4,274 | 303,735 | SH | SOLE | 303,735 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 12,060 | 964,774 | SH | SOLE | 964,774 | 0 | 0 | ||
NUVEEN NEW YORK MUN VALUE FD | COM | 670706100 | 1,499 | 110,384 | SH | SOLE | 110,384 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 4,120 | 313,748 | SH | SOLE | 313,748 | 0 | 0 | ||
NUVEEN OHIO QLTY MUN INCOME | COM | 670980101 | 4,494 | 305,068 | SH | SOLE | 305,068 | 0 | 0 | ||
NUVEEN PENNSYLVANIA QLT MUN | COM | 670972108 | 8,896 | 668,401 | SH | SOLE | 668,401 | 0 | 0 | ||
NUVEEN PFD & INCOME 2022 TER | COM | 67075T105 | 868 | 45,446 | SH | SOLE | 45,446 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 75,565 | 5,499,636 | SH | SOLE | 5,499,636 | 0 | 0 | ||
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 6,281 | 1,938,535 | SH | SOLE | 1,938,535 | 0 | 0 | ||
OPES ACQUISITION CORP | W EXP 03/13/202 | 68373P118 | 13 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ORISUN ACQUISITION CORP | UNIT 99/99/9999 | 68632T208 | 1,632 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | UNIT 10/30/2024 | 68839R401 | 1,975 | 202,400 | SH | SOLE | 202,400 | 0 | 0 | ||
PCM FUND INC | COM | 69323T101 | 274 | 34,461 | SH | SOLE | 34,461 | 0 | 0 | ||
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 49 | 349,994 | SH | SOLE | 349,994 | 0 | 0 | ||
PENSARE ACQUISITION CORP | W EXP 07/27/202 | 70957E113 | 9 | 174,897 | SH | SOLE | 174,897 | 0 | 0 | ||
PGIM GLOBAL HIGH YIELD FD INC | COM | 69346J106 | 27,451 | 2,482,017 | SH | SOLE | 2,482,017 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND INC | COM | 69346H100 | 14,427 | 1,245,838 | SH | SOLE | 1,245,838 | 0 | 0 | ||
PIMCO DYNMIC CREDIT AND MRT | COM | 72202D106 | 789 | 46,928 | SH | SOLE | 46,928 | 0 | 0 | ||
PIMCO ENRGY TACTICAL CR OPP | COM | 69346N107 | 11,649 | 2,169,354 | SH | SOLE | 2,169,354 | 0 | 0 | ||
PIMCO HIGH INCOME FD | COM | 722014107 | 3,003 | 612,765 | SH | SOLE | 612,765 | 0 | 0 | ||
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 772 | 38,196 | SH | SOLE | 38,196 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 267 | 31,655 | SH | SOLE | 31,655 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 1,440 | 189,919 | SH | SOLE | 189,919 | 0 | 0 | ||
PIONEER DIV HIGH INCOME TRUS | COM | 723653101 | 2,851 | 271,769 | SH | SOLE | 271,769 | 0 | 0 | ||
PIONEER FLOATING RATE TR | COM | 72369J102 | 10,045 | 1,313,124 | SH | SOLE | 1,313,124 | 0 | 0 | ||
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 1,992 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 3,393 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
PROPTECH ACQUISITION CORPORA | UNIT 10/01/2026 | 74349F200 | 994 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PURE ACQUISITION CORP | COM | 74621Q106 | 2,338 | 224,996 | SH | SOLE | 224,996 | 0 | 0 | ||
PURE ACQUISITION CORP | W EXP 04/17/202 | 74621Q114 | 74 | 75,112 | SH | SOLE | 75,112 | 0 | 0 | ||
PUTNAM MUN OPPORTUNITIES TR | COM | 746922103 | 9,515 | 797,557 | SH | SOLE | 797,557 | 0 | 0 | ||
REPLAY ACQUISITION CORP | UNIT 03/01/2024 | G75130123 | 1,472 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 2,924 | 363,724 | SH | SOLE | 363,724 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 4,359 | 784,042 | SH | SOLE | 784,042 | 0 | 0 | ||
ROYCE VALUE TR INC | COM | 780910105 | 1,565 | 161,805 | SH | SOLE | 161,805 | 0 | 0 | ||
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 255 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 3,093 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Shaolin Capital Management Llc | COM | G4809J114 | 3,206 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 1,990 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
SOURCE CAP INC | COM | 836144105 | 8,076 | 263,148 | SH | SOLE | 263,148 | 0 | 0 | ||
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 2,129 | 214,000 | SH | SOLE | 214,000 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 2,903 | 305,583 | SH | SOLE | 305,583 | 0 | 0 | ||
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 4,625 | 191,280 | SH | SOLE | 191,280 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 3,179 | 630,724 | SH | SOLE | 630,724 | 0 | 0 | ||
STABLE RD ACQUISITION CORP | UNIT 05/15/2026 | 85236Q208 | 678 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 5,486 | 789,381 | SH | SOLE | 789,381 | 0 | 0 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 4,683 | 626,072 | SH | SOLE | 626,072 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 295 | 26,457 | SH | SOLE | 26,457 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 21,380 | 3,996,268 | SH | SOLE | 3,996,268 | 0 | 0 | ||
TENZING ACQUISITION CORP | UNIT 08/24/2024 | G8708A124 | 1,281 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
THL CREDIT INC | COM | 872438106 | 68 | 25,805 | SH | SOLE | 25,805 | 0 | 0 | ||
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 764 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
TORTOISE ENERGY INDEPENDENC | COM | 89148K101 | 116 | 101,251 | SH | SOLE | 101,251 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | COM | G8959N106 | 1,239 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | W EXP 05/06/202 | G8959N114 | 5 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | RIGHT 06/05/2020 | G8959N122 | 13 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | NOTE 4.500% 8/0 | 87265KAD4 | 1,356 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 1,111 | 79,844 | SH | SOLE | 79,844 | 0 | 0 | ||
TRIDENT ACQUISITIONS CORP | W EXP 05/09/202 | 89615T114 | 14 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,783 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 2,528 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
UNION ACQUISITION CORP II | UNIT 99/99/9999 | G9402Q118 | 1,464 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF | COM | 922042858 | 2,349 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,596 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
VECTOIQ ACQUISITION CORP | W EXP 05/11/202 | 92243N111 | 292 | 149,999 | SH | SOLE | 149,999 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 624 | 107,003 | SH | SOLE | 107,003 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 7,110 | 1,559,160 | SH | SOLE | 1,559,160 | 0 | 0 | ||
VOYA NAT RES EQUITY INCOME F | COM | 92913C106 | 2,424 | 1,122,345 | SH | SOLE | 1,122,345 | 0 | 0 | ||
VOYA PRIME RATE TR | COM | 92913A100 | 26,583 | 7,165,176 | SH | SOLE | 7,165,176 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | W EXP 01/31/202 | G4887W128 | 29 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | RIGHT 11/02/2023 | G4887W136 | 104 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WEALTHBRIDGE ACQUISITION LTD | COM | G4887W110 | 4,646 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
WELLS FARGO INCOME OPPORTUNIWF INC OPPTY FD | COM | 94987B105 | 7,748 | 1,214,449 | SH | SOLE | 1,214,449 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 16,377 | 1,555,312 | SH | SOLE | 1,555,312 | 0 | 0 | ||
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 31,786 | 4,249,413 | SH | SOLE | 4,249,413 | 0 | 0 | ||
WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | 2,531 | 205,306 | SH | SOLE | 205,306 | 0 | 0 | ||
WESTERN ASSET HIGH INCM FD I | COM | 95766J102 | 5,905 | 1,178,625 | SH | SOLE | 1,178,625 | 0 | 0 | ||
WESTERN ASSET HIGH INCM OPP | COM | 95766K109 | 34,023 | 8,081,584 | SH | SOLE | 8,081,584 | 0 | 0 | ||
WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | 1,365 | 114,155 | SH | SOLE | 114,155 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 46,878 | 4,903,585 | SH | SOLE | 4,903,585 | 0 | 0 | ||
Yunhong International | COM | G98882114 | 4,530 | 200,000 | SH | SOLE | 200,000 | 0 | 0 |