Chief Compliance Officer

0000913849-18-000406.txt : 20181115 0000913849-18-000406.hdr.sgml : 20181115 20181115145805 ACCESSION NUMBER: 0000913849-18-000406 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181115 DATE AS OF CHANGE: 20181115 EFFECTIVENESS DATE: 20181115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001447578 IRS NUMBER: 271560688 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13256 FILM NUMBER: 181187018 BUSINESS ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 312-832-0409 MAIL ADDRESS: STREET 1: 325 N. LASALLE STREET STREET 2: SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20081009 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001447578 XXXXXXXX 09-30-2018 09-30-2018 false RIVERNORTH CAPITAL MANAGEMENT, LLC

325 N. LASALLE STREET SUITE 645 CHICAGO IL 60654

13F HOLDINGS REPORT 028-13256 N Marcus Collins Chief Compliance Officer 312-445-2251 /s/Marcus Collins Chicago IL 09-15-2018 0 213 1197874 INFORMATION TABLE 2 infotable.xml ABERDEEN ASIA PACIFIC INCOM COM 003009107 3720 898507 SH SOLE 898507 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 3942 574569 SH SOLE 574569 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM 00326L100 25193 2869404 SH SOLE 2869404 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 10033 640270 SH SOLE 640270 0 0 ALLEGRO MERGER CORP COM 01749N103 953 100000 SH SOLE 100000 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 40 100000 SH SOLE 100000 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 35 100000 SH SOLE 100000 0 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 7380 543439 SH SOLE 543439 0 0 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 4716 404831 SH SOLE 404831 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 4288 346084 SH SOLE 346084 0 0 ALLIANZGI CON INCM 2024 TARG COM 01883H102 11639 1265084 SH SOLE 1265084 0 0 ALLIANZGI NFJ 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