0000913849-18-000358.txt : 20180814
0000913849-18-000358.hdr.sgml : 20180814
20180814161254
ACCESSION NUMBER: 0000913849-18-000358
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180814
DATE AS OF CHANGE: 20180814
EFFECTIVENESS DATE: 20180814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001447578
IRS NUMBER: 271560688
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13256
FILM NUMBER: 181017638
BUSINESS ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
BUSINESS PHONE: 312-832-0409
MAIL ADDRESS:
STREET 1: 325 N. LASALLE STREET
STREET 2: SUITE 645
CITY: CHICAGO
STATE: IL
ZIP: 60654
FORMER COMPANY:
FORMER CONFORMED NAME: RIVERNORTH CAPITAL MANAGEMENT, INC.
DATE OF NAME CHANGE: 20081009
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001447578
XXXXXXXX
06-30-2018
06-30-2018
false
RIVERNORTH CAPITAL MANAGEMENT, LLC
325 N. LASALLE STREET
SUITE 645
CHICAGO
IL
60654
13F HOLDINGS REPORT
028-13256
N
Marcus Collins
Chief Compliance Officer
312-445-2251
/s/Marcus Collins
Chicago
IL
08-14-2018
0
209
1269104
INFORMATION TABLE
2
infotable.xml
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2411
558031
SH
SOLE
558031
0
0
ABERDEEN EMRG MRKTS EQT INM
COM
00301W105
429
61250
SH
SOLE
61250
0
0
ABERDEEN TOTAL DYNAMIC DIVD
COM SH BEN INT
00326L100
33290
3804615
SH
SOLE
3804615
0
0
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
561
36374
SH
SOLE
36374
0
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
4528
810003
SH
SOLE
810003
0
0
ADVENT CLAYMORE CV SECS & IN
COM
00764C109
4175
273051
SH
SOLE
273051
0
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
3954
510904
SH
SOLE
510904
0
0
ALLIANCE CALIF MUN INCOME FD
COM
018546101
3697
281354
SH
SOLE
281354
0
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
4412
382331
SH
SOLE
382331
0
0
ALLIANCEBERNSTEIN NATL MUNI
COM
01864U106
4368
346084
SH
SOLE
346084
0
0
ALLIANZGI CON INCM 2024 TARG
COM
01883H102
11499
1243096
SH
SOLE
1243096
0
0
ALLIANZGI NFJ DIVID INT & PR
COM
01883A107
14562
1153896
SH
SOLE
1153896
0
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
4621
375674
SH
SOLE
375674
0
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
7120
442503
SH
SOLE
442503
0
0
ATLANTIC ACQUISITION CORP
COM
048206106
1523
150000
SH
SOLE
150000
0
0
ATLANTIC ACQUISITION CORP
RIGHT 02/08/2019
048206304
86
150000
SH
SOLE
150000
0
0
BIG ROCK PARTNERS ACQUISI CO
COM
089482103
1785
180082
SH
SOLE
180082
0
0
BIG ROCK PARTNERS ACQUISI CO
UNIT 11/20/2022
089482202
628
59918
SH
SOLE
59918
0
0
BIG ROCK PARTNERS ACQUISI CO
RIGHT 12/01/2022
089482129
81
180082
SH
SOLE
180082
0
0
BIG ROCK PARTNERS ACQUISI CO
*W EXP 12/01/202
089482111
34
90041
SH
SOLE
90041
0
0
BISON CAP ACQUISITION CORP
ORD SHS
G1142P104
1253
125000
SH
SOLE
125000
0
0
BISON CAP ACQUISITION CORP
RIGHT 03/20/2019
G1142P138
41
125000
SH
SOLE
125000
0
0
BISON CAP ACQUISITION CORP
*W EXP 06/20/202
G1142P112
23
62500
SH
SOLE
62500
0
0
BLACK RIDGE ACQUISITION CORP
COM
09216T107
1872
191057
SH
SOLE
191057
0
0
BLACK RIDGE ACQUISITION CORP
*W EXP 07/10/202
09216T115
129
300000
SH
SOLE
300000
0
0
BLACK RIDGE ACQUISITION CORP
RIGHT 07/10/2019
09216T123
35
100000
SH
SOLE
100000
0
0
BLACKROCK 2022 GBL INCM OPP
COM
09258P104
1576
176099
SH
SOLE
176099
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
1419
108896
SH
SOLE
108896
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
36585
3497621
SH
SOLE
3497621
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
35694
2954815
SH
SOLE
2954815
0
0
BLACKROCK DEBT STRAT FD INC
COM NEW
09255R202
1762
157580
SH
SOLE
157580
0
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
5824
391655
SH
SOLE
391655
0
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
15131
885394
SH
SOLE
885394
0
0
BLACKROCK MUN 2030 TAR TERM
COM SHS BEN IN
09257P105
3229
149759
SH
SOLE
149759
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
6362
481578
SH
SOLE
481578
0
0
BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
1065
79800
SH
SOLE
79800
0
0
BRANDYWINEGBL GLBAL INM OPRT
COM
10537L104
26028
2281172
SH
SOLE
2281172
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
13554
597078
SH
SOLE
597078
0
0
CENTRAL FD CDA LTD
CL A
153501101
5479
437244
SH
SOLE
437244
0
0
CHINA FD INC
COM
169373107
812
38838
SH
SOLE
38838
0
0
CLOUGH GLOBAL EQUITY FD
COM
18914C100
2267
158397
SH
SOLE
158397
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
23939
2180256
SH
SOLE
2180256
0
0
CM SEVEN STAR ACQUISITION CO
SHS
G2345N102
2967
300000
SH
SOLE
300000
0
0
CM SEVEN STAR ACQUISITION CO
RIGHT 08/21/2022
G2345N136
96
300000
SH
SOLE
300000
0
0
CM SEVEN STAR ACQUISITION CO
*W EXP 08/21/202
G2345N110
59
150000
SH
SOLE
150000
0
0
CONSTELLATION ALPHA CAP CORP
SHS
G2379F108
1120
112469
SH
SOLE
112469
0
0
CONSTELLATION ALPHA CAP CORP
*W EXP 03/23/202
G2379F116
43
120000
SH
SOLE
120000
0
0
CONSTELLATION ALPHA CAP CORP
RIGHT 99/99/9999
G2379F132
78
120000
SH
SOLE
120000
0
0
CORPORATE CAP TR INC
COM
219880101
1776
113670
SH
SOLE
113670
0
0
CUSHING RENAISSANCE FD
COM
231647108
2549
140826
SH
SOLE
140826
0
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
17956
1584861
SH
SOLE
1584861
0
0
DELAWARE INVTS DIV & INCOME
COM
245915103
2904
252093
SH
SOLE
252093
0
0
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
5684
645132
SH
SOLE
645132
0
0
DEUTSCHE STRATEGIC INCOME TR
SHS
25160F109
214
17460
SH
SOLE
17460
0
0
DRAPER OAKWOOD TECHNOLOGY
COM CL A
26146L103
1198
120000
SH
SOLE
120000
0
0
DRAPER OAKWOOD TECHNOLOGY
RIGHT 09/19/2018
26146L129
71
120000
SH
SOLE
120000
0
0
DRAPER OAKWOOD TECHNOLOGY
*W EXP 09/19/202
26146L111
44
60000
SH
SOLE
60000
0
0
EAGLE GRWTH & INCOME OPPTY F
COM SHS BEN IN
26958J105
8234
535344
SH
SOLE
535344
0
0
EATON VANCE CALIF MUN BD FD
COM
27828A100
1580
152960
SH
SOLE
152960
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
44062
3502533
SH
SOLE
3502533
0
0
EATON VANCE MI MUNI INCOME T
SH BEN INT
27826D106
410
31810
SH
SOLE
31810
0
0
EATON VANCE MICH MUN BD FD
COM
27828M104
540
40847
SH
SOLE
40847
0
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
685
52603
SH
SOLE
52603
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
6889
1079850
SH
SOLE
1079850
0
0
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
353
34652
SH
SOLE
34652
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
150
15348
SH
SOLE
15348
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
1250
125002
SH
SOLE
125002
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
100
62501
SH
SOLE
62501
0
0
FIRST TR INTER DUR PFD & IN
COM
33718W103
1700
78750
SH
SOLE
78750
0
0
FIRST TR SR FLOATING RATE 20
COM SHS
33740K101
4382
472151
SH
SOLE
472151
0
0
FLAHERTY & CRUMRINE TOTAL RE
COM
338479108
2071
106151
SH
SOLE
106151
0
0
GABELLI UTIL TR
COM
36240A101
2733
464091
SH
SOLE
464091
0
0
GARRISON CAP INC
COM
366554103
10175
1251570
SH
SOLE
1251570
0
0
GENERAL AMERN INVS INC
COM
368802104
3055
89020
SH
SOLE
89020
0
0
GORDON POINTE ACQUISITION CO
COM CLASS A
382788107
1553
159798
SH
SOLE
159798
0
0
GORDON POINTE ACQUISITION CO
*W EXP 07/30/202
382788115
88
159798
SH
SOLE
159798
0
0
GORDON POINTE ACQUISITION CO
UNIT 01/18/2023
382788206
156
15202
SH
SOLE
15202
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
808
80001
SH
SOLE
80001
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 10/25/202
G4182A128
33
26667
SH
SOLE
26667
0
0
HAYMAKER ACQUISITION CORP
COM CLASS A
420870107
2143
219604
SH
SOLE
219604
0
0
HAYMAKER ACQUISITION CORP
UNIT 10/19/2022
420870206
762
75396
SH
SOLE
75396
0
0
HAYMAKER ACQUISITION CORP
*W EXP 10/27/202
420870115
91
109802
SH
SOLE
109802
0
0
HENNESSY CAP ACQUSTON CORP I
COM
42588L105
3153
310904
SH
SOLE
310904
0
0
HENNESSY CAP ACQUSTON CORP I
*W EXP 06/15/202
42588L113
243
168750
SH
SOLE
168750
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
23561
1508394
SH
SOLE
1508394
0
0
HL ACQUISITIONS CORP
UNIT 06/21/2023
G4603R114
1258
125000
SH
SOLE
125000
0
0
HUNTER MARITIME ACQUISITION
*W EXP 11/17/202
Y37828129
32
75001
SH
SOLE
75001
0
0
I AM CAP ACQUISITION CO
*W EXP 05/22/202
45074Q116
63
150000
SH
SOLE
150000
0
0
INDIA FD INC
COM
454089103
2607
107450
SH
SOLE
107450
0
0
INDUSTREA ACQUISITION CORP
CL A
45579J104
1479
150000
SH
SOLE
150000
0
0
INDUSTREA ACQUISITION CORP
*W EXP 08/01/202
45579J112
90
150000
SH
SOLE
150000
0
0
INVESCO CALIF VALUE MUN INC
COM
46132H106
499
42300
SH
SOLE
42300
0
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
20055
1725921
SH
SOLE
1725921
0
0
INVESCO HIGH INCOME 2024 TAR
COM
46136K105
1180
128830
SH
SOLE
128830
0
0
INVESCO HIGH INCOME TR II
COM
46131F101
11458
849343
SH
SOLE
849343
0
0
INVESCO SR INCOME TR
COM
46131H107
27792
6493528
SH
SOLE
6493528
0
0
KAYNE ANDERSON MLP INVT CO
COM
486606106
21099
1119926
SH
SOLE
1119926
0
0
KBL MERGER CORP IV
COM
48242A104
2191
220375
SH
SOLE
220375
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
67
230000
SH
SOLE
230000
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
82
230000
SH
SOLE
230000
0
0
LAZARD WORLD DIVID & INCOME
COM
521076109
1885
181977
SH
SOLE
181977
0
0
LEGACY ACQUISITION CORP
COM CL A
524643103
1446
150299
SH
SOLE
150299
0
0
LEGACY ACQUISITION CORP
UNIT 05/31/2024
524643202
498
49701
SH
SOLE
49701
0
0
LEGACY ACQUISITION CORP
*W EXP 11/30/202
524643111
65
150299
SH
SOLE
150299
0
0
LEISURE ACQUISITION CORP
COM
52539T107
2175
225156
SH
SOLE
225156
0
0
LEISURE ACQUISITION CORP
UNIT 99/99/9999
52539T206
819
81444
SH
SOLE
81444
0
0
LEISURE ACQUISITION CORP
*W EXP 12/05/201
52539T115
80
112578
SH
SOLE
112578
0
0
LF CAP ACQUISITION CORP
UNIT 06/19/2025
50200K207
1007
100000
SH
SOLE
100000
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
16230
2535945
SH
SOLE
2535945
0
0
LMP CAP & INCOME FD INC
COM
50208A102
834
64910
SH
SOLE
64910
0
0
MADISON CVRED CALL & EQ STR
COM
557437100
4130
554341
SH
SOLE
554341
0
0
MANAGED DURATION INVT GRD FU
COM
56165R103
14773
1030216
SH
SOLE
1030216
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
1482
150000
SH
SOLE
150000
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 05/28/202
57682V114
102
150000
SH
SOLE
150000
0
0
MEXICO EQUITY & INCOME FD
COM
592834105
1935
187268
SH
SOLE
187268
0
0
MFS CHARTER INCOME TR
SH BEN INT
552727109
5006
631304
SH
SOLE
631304
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
1429
252833
SH
SOLE
252833
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
2275
228000
SH
SOLE
228000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
120
230000
SH
SOLE
230000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
75
115000
SH
SOLE
115000
0
0
MORGAN STANLEY EM MKTS DM DE
COM
617477104
12547
1872658
SH
SOLE
1872658
0
0
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
10323
1179724
SH
SOLE
1179724
0
0
MORGAN STANLEY EMER MKTS FD
COM
61744G107
6596
406186
SH
SOLE
406186
0
0
MTECH ACQUISITION CORP
COM CLASS A
55378W107
1359
139229
SH
SOLE
139229
0
0
MTECH ACQUISITION CORP
*W EXP 08/01/202
55378W115
90
139229
SH
SOLE
39229
0
0
MTECH ACQUISITION CORP
UNIT 01/19/2023
55378W206
164
15771
SH
SOLE
15771
0
0
MUDRICK CAP ACQUISITION CORP
COM CLASS A
624745105
1843
191189
SH
SOLE
191189
0
0
MUDRICK CAP ACQUISITION CORP
*W EXP 02/12/202
624745113
122
191189
SH
SOLE
191189
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
259
216015
SH
SOLE
216015
0
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
6058
559900
SH
SOLE
559900
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
22183
1010611
SH
SOLE
1010611
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
46012
3536627
SH
SOLE
3536627
0
0
NUVEEN BUILD AMER BD FD
COM
67074C103
1669
80997
SH
SOLE
80997
0
0
NUVEEN BUILD AMER BD OPPTNY
COM
67074Q102
759
34541
SH
SOLE
34541
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
7975
596966
SH
SOLE
596966
0
0
NUVEEN CA SELECT TAX FREE PR
SH BEN INT
67063R103
166
11900
SH
SOLE
11900
0
0
NUVEEN CALIF MUN VALUE FD
COM
67062C107
1723
181586
SH
SOLE
181586
0
0
NUVEEN CONNECTICUT QLTY MUN
COM
67060D107
2842
239235
SH
SOLE
239235
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
34095
4288690
SH
SOLE
4288690
0
0
NUVEEN EMERGING MKTS DEBT 20
COM
67077P101
3904
446647
SH
SOLE
446647
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
8851
573221
SH
SOLE
573221
0
0
NUVEEN INT DUR QUAL MUN TRM
COM
670677103
6563
522097
SH
SOLE
522097
0
0
NUVEEN INTER DURATION MN TMF
COM
670671106
4243
341046
SH
SOLE
341046
0
0
NUVEEN MTG OPPORTUNITY TERM
COM
670735109
10340
439820
SH
SOLE
439820
0
0
NUVEEN MTG OPPTY TERM FD 2
COM
67074R100
9000
396311
SH
SOLE
396311
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
28474
2140919
SH
SOLE
2140919
0
0
OHA INVT CORP
COM
67091U102
3251
2132087
SH
SOLE
2132087
0
0
ONE MADISON CORP
COM CL A
G6772P100
3486
359396
SH
SOLE
359396
0
0
ONE MADISON CORP
UNIT 99/99/9999
G6772P118
411
40604
SH
SOLE
40604
0
0
ONE MADISON CORP
*W EXP 99/99/999
G6772P126
183
179698
SH
SOLE
179698
0
0
OPES ACQUISITION CORP
COM
68373P100
2373
244677
SH
SOLE
244677
0
0
OPES ACQUISITION CORP
*W EXP 03/13/202
68373P118
87
244677
SH
SOLE
244677
0
0
OSPREY ENERGY ACQUISITION CO
CL A COM
688397108
1015
100000
SH
SOLE
100000
0
0
OSPREY ENERGY ACQUISITION CO
*W EXP 07/21/202
688397116
140
87500
SH
SOLE
87500
0
0
PENSARE ACQUISITION CORP
COM
70957E105
3857
389994
SH
SOLE
389994
0
0
PENSARE ACQUISITION CORP
RIGHT 99/99/9999
70957E121
171
349994
SH
SOLE
349994
0
0
PENSARE ACQUISITION CORP
*W EXP 07/27/202
70957E113
112
174997
SH
SOLE
174997
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
991
86783
SH
SOLE
86783
0
0
POWERSHARES ETF TR II
EMER MRKT PORT
73936T763
6357
307565
SH
SOLE
307565
0
0
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
11331
100632
SH
SOLE
100632
0
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
27673
2025814
SH
SOLE
2025814
0
0
PRUDENTIAL SHT DURATION HG Y
COM
74442F107
14364
1026024
SH
SOLE
1026024
0
0
PURE ACQUISITION CORP
CL A
74621Q106
1936
200780
SH
SOLE
200780
0
0
PURE ACQUISITION CORP
UNIT 04/13/2023
74621Q205
248
24220
SH
SOLE
24220
0
0
PURE ACQUISITION CORP
*W EXP 04/17/202
74621Q114
128
100390
SH
SOLE
100390
0
0
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
1572
168707
SH
SOLE
168707
0
0
REAVES UTIL INCOME FD
COM SH BEN INT
756158101
8020
277404
SH
SOLE
277404
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
1051
105156
SH
SOLE
105156
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
19020
70096
SH
SOLE
70096
0
0
SPECIAL OPPORTUNITIES FD INC
COM
84741T104
1049
69821
SH
SOLE
69821
0
0
SPECIAL OPPORTUNITIES FD INC
PFD CONV SE B
84741T302
4878
191280
SH
SOLE
191280
0
0
SPROTT FOCUS TR INC
COM
85208J109
9216
1178558
SH
SOLE
1178558
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
2076
200000
SH
SOLE
200000
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
52
200000
SH
SOLE
200000
0
0
SWISS HELVETIA FD INC
COM
870875101
270
21859
SH
SOLE
21859
0
0
TEMPLETON EMERG MKTS INCOME
COM
880192109
23668
2304588
SH
SOLE
2304588
0
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
29957
4878926
SH
SOLE
4878926
0
0
THUNDER BRIDGE ACQUISITION L
UNIT 01/01/2025
G8857R118
1505
150000
SH
SOLE
150000
0
0
TIBERIUS ACQUISITION CORP
COM
88633A107
1201
125000
SH
SOLE
125000
0
0
TIBERIUS ACQUISITION CORP
*W EXP 02/28/202
88633A115
70
125000
SH
SOLE
125000
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
3187
119394
SH
SOLE
119394
0
0
TORTOISE MLP FD INC
RIGHT 07/18/2018
89148B119
52
139163
SH
SOLE
139163
0
0
TRI CONTL CORP
COM
895436103
5965
225002
SH
SOLE
225002
0
0
TRIANGLE CAP CORP
COM
895848109
15917
1384049
SH
SOLE
1384049
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
1463
150000
SH
SOLE
150000
0
0
TRIDENT ACQUISITIONS CORP
*W EXP 05/09/202
89615T114
48
150000
SH
SOLE
150000
0
0
TRINITY MERGER CORP
COM CL A
89653L106
938
96000
SH
SOLE
96000
0
0
TRINITY MERGER CORP
*W EXP 05/11/202
89653L114
38
96000
SH
SOLE
96000
0
0
TWELVE SEAS INVESTMENT COMPA
UNIT 06/21/2023
G9145A123
2264
225000
SH
SOLE
225000
0
0
UNION ACQUISITION CORP
SHS
G9366W101
1890
195006
SH
SOLE
195006
0
0
UNION ACQUISITION CORP
*W EXP 07/01/202
G9366W127
68
195006
SH
SOLE
195006
0
0
UNION ACQUISITION CORP
RIGHT 12/02/2019
G9366W135
62
195006
SH
SOLE
195006
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2356
105594
SH
SOLE
105594
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
12949
306859
SH
SOLE
306859
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
5417
126277
SH
SOLE
126277
0
0
VECTOIQ ACQUISITION CORP
COM
92243N103
1310
136694
SH
SOLE
136694
0
0
VECTOIQ ACQUISITION CORP
*W EXP 05/16/202
92243N111
70
136694
SH
SOLE
136694
0
0
VECTOIQ ACQUISITION CORP
UNIT 05/11/2023
92243N202
134
13306
SH
SOLE
13306
0
0
VIRTUS TOTAL RETURN FUND INC
COM
92837G100
6818
621519
SH
SOLE
621519
0
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
24168
4804858
SH
SOLE
4804858
0
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
7491
937570
SH
SOLE
937570
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
57348
4321638
SH
SOLE
4321638
0
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
20352
2231575
SH
SOLE
2231575
0
0
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
1947
116261
SH
SOLE
116261
0
0
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
13283
910427
SH
SOLE
910427
0
0
WESTERN ASSET HIGH INCM FD I
COM
95766J102
6444
1002125
SH
SOLE
1002125
0
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
43923
9112703
SH
SOLE
9112703
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
9775
855178
SH
SOLE
55178
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
21671
1943615
SH
SOLE
1943615
0
0