0001214659-12-004425.txt : 20121009 0001214659-12-004425.hdr.sgml : 20121008 20121009094409 ACCESSION NUMBER: 0001214659-12-004425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121009 DATE AS OF CHANGE: 20121009 EFFECTIVENESS DATE: 20121009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GALAXY CAPITAL TRADING LTD CENTRAL INDEX KEY: 0001446804 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13230 FILM NUMBER: 121133881 BUSINESS ADDRESS: STREET 1: FOLIO CHAMBERS STREET 2: PO BOX 800 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 BUSINESS PHONE: 284-494-7065 MAIL ADDRESS: STREET 1: FOLIO CHAMBERS STREET 2: PO BOX 800 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: VG1110 13F-HR 1 a10512113fhr.txt FOR THE QUARTER ENDED SEPTEMBER 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Galaxy Capital Trading Ltd. Address: Folio Chambers, PO Box 800 Road Town, Tortola British Virgin Islands V61110 Form 13F File Number: 28-13230 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Harris Title: Administrator Phone: 284-494-7065 Signature, Place, and Date of Signing: /s/ William Harris Road Town, Tortola, BVI 10/05/2012 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total: $147,160 (thousands) List of Other Included Managers: NONE GALAXY TRADING FORM 13F INFORMATION TABLE
VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- APPLE INC COM NPV 037833100 334 500 SH SOLE 500 0 0 ABBOTT LABORATORIES COM NPV 002824100 247 3600 SH SOLE 3600 0 0 ANALOG DEVICES COM 032654105 799 20400 SH SOLE 20400 0 0 BLDRS EMRG MKTS 50 ADR INDEX EMER MK 50 ADR 09348R300 1689 43067 SH SOLE 43067 0 0 AGNICO EAGLE MINES LTD COM NPV 008474108 218 4200 SH SOLE 4200 0 0 AMERN EAGLE OUTFITTERS INC COM NPV 02553E106 590 28000 SH SOLE 28000 0 0 AES CORP COM 00130H105 230 21000 SH SOLE 21000 0 0 AFLAC INC COM 001055102 239 5000 SH SOLE 5000 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 277 8000 SH SOLE 8000 0 0 AGRIUM INC COM NPV 008916108 424 4100 SH SOLE 4100 0 0 AMERICAN INTERNATIONAL GROUP COM 026874784 738 22500 SH SOLE 22500 0 0 ALTERA CORP COM NPV 021441100 2485 73100 SH SOLE 73100 0 0 APPLIED MATERIALS INC COM NPV 038222105 1616 144700 SH SOLE 144700 0 0 TD AMERITRADE HOLDING CORP COM 87236Y108 440 28600 SH SOLE 28600 0 0 AMAZON.COM INC COM 023135106 407 1600 SH SOLE 1600 0 0 ABERCROMBIE & FITCH -CL A CL A COM 002896207 343 10100 SH SOLE 10100 0 0 APACHE CORP COM 037411105 631 7300 SH SOLE 7300 0 0 ANADARKO PETROLEUM CORP COM 032511107 315 4500 SH SOLE 4500 0 0 BOEING CO COM 097023105 230 3300 SH SOLE 3300 0 0 BED BATH & BEYOND INC COM 075896100 750 11900 SH SOLE 11900 0 0 BRADESCO BANCO SPONS ADR PFD 059460303 1024 63700 SH SOLE 63700 0 0 BARCLAYS PLC ADR 06738E204 208 15000 SH SOLE 15000 0 0 BAKER HUGHES INC COM 057224107 1009 22300 SH SOLE 22300 0 0 BIOGEN IDEC INC COM NPV 09062X103 1238 8300 SH SOLE 8300 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 305 13500 SH SOLE 13500 0 0 BROADCOM CORP CL A COM 111320107 557 16100 SH SOLE 16100 0 0 MARKET VECTORS BRAZIL SMLCAP ETF 57060U613 1127 27588 SH SOLE 27588 0 0 BORGWARNER INC COM 099724106 221 3200 SH SOLE 3200 0 0 BOSTON PROPERTIES INC COM 101121101 254 2300 SH SOLE 2300 0 0 CITIGROUP INC COM 172967424 275 8400 SH SOLE 8400 0 0 CA INC COM 12673P105 216 8400 SH SOLE 8400 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 437 7800 SH SOLE 7800 0 0 CATERPILLAR INC COM 149123101 215 2500 SH SOLE 2500 0 0 CBRE GROUP INC CL A COM 12504L109 348 18900 SH SOLE 18900 0 0 CARNIVAL CORP/PLC (USA) COM 143658300 2911 79900 SH SOLE 79900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1155 61200 SH SOLE 61200 0 0 CIA ENERGETICA DE MINAS SP ADR N-V PFD 204409601 2715 224000 SH SOLE 224000 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 349 1100 SH SOLE 1100 0 0 CUMMINS INC COM 231021106 1107 12000 SH SOLE 12000 0 0 CANADIAN NATURAL RESOURCES COM NPV 136385101 1675 54400 SH SOLE 54400 0 0 CONSOL ENERGY INC COM 20854P109 222 7400 SH SOLE 7400 0 0 COACH INC COM 189754104 583 10400 SH SOLE 10400 0 0 COSTCO WHOLESALE CORP COM 22160K105 481 4800 SH SOLE 4800 0 0 CIRRUS LOGIC INC COM NPV 172755100 534 13900 SH SOLE 13900 0 0 COMPUTER SCIENCES CORP COM 205363104 941 29200 SH SOLE 29200 0 0 CISCO SYSTEMS INC COM NPV 17275R102 210 11000 SH SOLE 11000 0 0 CSX CORP COM 126408103 2749 132500 SH SOLE 132500 0 0 CENTURYLINK INC COM 156700106 275 6800 SH SOLE 6800 0 0 CITRIX SYSTEMS INC COM 177376100 559 7300 SH SOLE 7300 0 0 CONCHO RESOURCES INC COM 20605P101 407 4300 SH SOLE 4300 0 0 DEUTSCHE BANK AG ORD 000514000 619 15600 SH SOLE 15600 0 0 DU PONT (E I) DE NEMOURS COM 263534109 307 6100 SH SOLE 6100 0 0 DELL INC COM 24702R101 542 55000 SH SOLE 55000 0 0 WISDOMTREE EMERG MKTS EQUITY ETF 97717W315 3024 56336 SH SOLE 56336 0 0 DEAN FOODS CO COM 242370104 453 27700 SH SOLE 27700 0 0 WISDOMTREE EMERG MKTS SM CAP ETF 97717W281 1339 29199 SH SOLE 29199 0 0 D R HORTON INC COM 23331A109 1217 59000 SH SOLE 59000 0 0 DIAMOND OFFSHRE DRILLING INC COM 25271C102 520 7900 SH SOLE 7900 0 0 DOW CHEMICAL COM 260543103 866 29900 SH SOLE 29900 0 0 ELECTRONIC ARTS INC COM 285512109 188 14800 SH SOLE 14800 0 0 EBAY INC COM 278642103 875 18100 SH SOLE 18100 0 0 ENCANA CORP COM NPV 292505104 237 10800 SH SOLE 10800 0 0 ISHARES MSCI CHILE INV MKT ETF 464286640 1122 18065 SH SOLE 18065 0 0 GUGGENHEIM BRIC ETF BRIC ETF 18383M100 2413 68009 SH SOLE 68009 0 0 ELDORADO GOLD CORP COM 284902103 180 11800 SH SOLE 11800 0 0 EMERSON ELECTRIC CO COM 291011104 468 9700 SH SOLE 9700 0 0 EQUITY RESIDENTIAL SHS BEN INT 29476L107 702 12200 SH SOLE 12200 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 351 5600 SH SOLE 5600 0 0 ENSCO PLC CL A ORD NPV 00B4VLR19 1740 31900 SH SOLE 31900 0 0 ISHARES MSCI MALAYSIA FUND MALAYSIA WEBS 464286830 2162 148341 SH SOLE 148341 0 0 ISHARES MSCI SINGAPORE FUND SHS 464286673 1417 105653 SH SOLE 105653 0 0 ISHARES MSCI BRAZIL FUND MSCI BRAZIL 464286400 4892 90488 SH SOLE 90488 0 0 ISHARES MSCI SOUTH AFRICA FD SOUTH AFRICA WEBS 464286780 2106 31551 SH SOLE 31551 0 0 FORD MOTOR CO COM 345370860 335 34000 SH SOLE 34000 0 0 FREEPORT-MCMORAN COP&GOLD COM NPV 35671D857 1433 36200 SH SOLE 36200 0 0 FEDEX CORP COM 31428X106 643 7600 SH SOLE 7600 0 0 FEDERATED INVESTORS INC CL B COM NPV 314211103 445 21500 SH SOLE 21500 0 0 FLUOR CORP COM 343412102 445 7900 SH SOLE 7900 0 0 FMC CORP COM 302491303 249 4500 SH SOLE 4500 0 0 FOREST LABORATORIES -CL A CL A COM 345838106 335 9400 SH SOLE 9400 0 0 FMC TECHNOLOGIES INC COM 30249U101 250 5400 SH SOLE 5400 0 0 GANNETT CO COM 364730101 447 25200 SH SOLE 25200 0 0 GENERAL MOTORS CO COM 37045V100 855 37600 SH SOLE 37600 0 0 GAMESTOP CORP CL A COM 36467W109 926 44100 SH SOLE 44100 0 0 SPDR S&P EMERGING ASIA PACIF ETF 78463X301 1116 15321 SH SOLE 15321 0 0 GAP INC COM 364760108 1159 32400 SH SOLE 32400 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 921 8100 SH SOLE 8100 0 0 HAIN CELESTIAL GROUP INC COM 405217100 542 8600 SH SOLE 8600 0 0 HALLIBURTON CO COM 406216101 822 24400 SH SOLE 24400 0 0 HCP INC COM 40414L109 365 8200 SH SOLE 8200 0 0 HARLEY-DAVIDSON INC COM 412822108 788 18600 SH SOLE 18600 0 0 HOST HOTELS & RESORTS INC COM 44107P104 2298 143200 SH SOLE 143200 0 0 HUNTSMAN CORP COM 447011107 558 37400 SH SOLE 37400 0 0 ISHARES TRUST S&P LTN AM 40 S&P LTN AM 40 464287390 4094 96145 SH SOLE 96145 0 0 BARCLAYS IPTH MSCI INDIA ETN ETN 06739F291 1119 19061 SH SOLE 19061 0 0 INTEL CORP COM NPV 458140100 469 20700 SH SOLE 20700 0 0 INTERPUBLIC GROUP OF COS COM 460690100 128 11500 SH SOLE 11500 0 0 ITAU UNIBANCO HLDG SA SP ADR REP PFD 465562106 486 31800 SH SOLE 31800 0 0 JABIL CIRCUIT INC COM 466313103 616 32900 SH SOLE 32900 0 0 PENNEY (J C) CO COM 708160106 1103 45400 SH SOLE 45400 0 0 JUNIPER NETWORKS INC COM 48203R104 508 29700 SH SOLE 29700 0 0 NORDSTROM INC COM NPV 655664100 1297 23500 SH SOLE 23500 0 0 KLA-TENCOR CORP COM 482480100 496 10400 SH SOLE 10400 0 0 CARMAX INC COM NPV 143130102 1409 49800 SH SOLE 49800 0 0 KOHL''S CORP COM 500255104 512 10000 SH SOLE 10000 0 0 LENNAR CORP CL A COM 526057104 654 18800 SH SOLE 18800 0 0 LAM RESEARCH CORP COM NPV 512807108 283 8900 SH SOLE 8900 0 0 MACY'S INC COM NPV 55616P104 1603 42600 SH SOLE 42600 0 0 MARRIOTT INTL INC CL A COM NPV 571903202 813 20800 SH SOLE 20800 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 1183 67500 SH SOLE 67500 0 0 MOODY''S CORP COM 615369105 230 5200 SH SOLE 5200 0 0 METLIFE INC COM 59156R108 575 16700 SH SOLE 16700 0 0 3M CO COM NPV 88579Y101 360 3900 SH SOLE 3900 0 0 ALTRIA GROUP INC COM 02209S103 240 7200 SH SOLE 7200 0 0 MOSAIC CO COM 61945C103 1198 20800 SH SOLE 20800 0 0 MORGAN STANLEY COM 617446448 1229 73400 SH SOLE 73400 0 0 MICROSOFT CORP COM 594918104 735 24700 SH SOLE 24700 0 0 ARCELORMITTAL SA CL A ADR 03938L104 631 43700 SH SOLE 43700 0 0 NOBLE CORP COM 003334731 755 21100 SH SOLE 21100 0 0 ANNALY CAPITAL MANAGEMENT COM 035710409 219 13000 SH SOLE 13000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1506 18800 SH SOLE 18800 0 0 NRG ENERGY INC COM NEW 629377508 978 45700 SH SOLE 45700 0 0 NORFOLK SOUTHERN CORP COM 655844108 3888 61100 SH SOLE 61100 0 0 NETAPP INC COM NPV 64110D104 299 9100 SH SOLE 9100 0 0 NORTHERN TRUST CORP COM 665859104 306 6600 SH SOLE 6600 0 0 NUCOR CORP COM 670346105 731 19100 SH SOLE 19100 0 0 ORACLE CORP COM 68389X105 289 9200 SH SOLE 9200 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 456 5300 SH SOLE 5300 0 0 PITNEY BOWES INC COM 724479100 173 12500 SH SOLE 12500 0 0 PLUM CREEK TIMBER CO INC COM 729251108 219 5000 SH SOLE 5000 0 0 PRINCIPAL FINANCIAL GRP INC COM 74251V102 207 7700 SH SOLE 7700 0 0 PULTEGROUP INC COM 745867101 1020 65800 SH SOLE 65800 0 0 PNC FINANCIAL SVCS GROUP INC COM 693475105 1376 21800 SH SOLE 21800 0 0 PRUDENTIAL FINANCIAL INC COM 744320102 932 17100 SH SOLE 17100 0 0 PUBLIC STORAGE COM 74460D109 919 6600 SH SOLE 6600 0 0 PIONEER NATURAL RESOURCES CO COM NPV 723787107 699 6700 SH SOLE 6700 0 0 POWERSHARES FTSE RAFI EMR MK ETF 73936T763 1117 52371 SH SOLE 52371 0 0 QUESTCOR PHARMACEUTICALS INC COM NPV 74835Y101 388 21000 SH SOLE 21000 0 0 REYNOLDS AMERICAN INC COM 761713106 485 11200 SH SOLE 11200 0 0 ROWAN COMPANIES PLC COM 00B6SLMV1 317 9400 SH SOLE 9400 0 0 TRANSOCEAN LTD COM 004826551 467 10400 SH SOLE 10400 0 0 RIO TINTO GROUP (GBP) SPON ADR 767204100 2408 51500 SH SOLE 51500 0 0 RALPH LAUREN CORP CL A COM 751212101 484 3200 SH SOLE 3200 0 0 ROSS STORES INC COM 778296103 1356 21000 SH SOLE 21000 0 0 DONNELLEY (R R) & SONS CO COM 257867101 388 36600 SH SOLE 36600 0 0 SAIC INC COM 78390X101 199 16500 SH SOLE 16500 0 0 SCHWAB (CHARLES) CORP COM 808513105 1139 89100 SH SOLE 89100 0 0 SHERWIN-WILLIAMS CO COM 824348106 491 3300 SH SOLE 3300 0 0 ISHARES BARCLY 1-3 YR TREAS 1-3 YR TRS BD 464287457 1114 13183 SH SOLE 13183 0 0 SCHLUMBERGER LTD COM 806857108 564 7800 SH SOLE 7800 0 0 SONY CORP ADR 835699307 158 13500 SH SOLE 13500 0 0 SIMON PROPERTY GROUP INC COM 828806109 759 5000 SH SOLE 5000 0 0 SUNTRUST BANKS INC COM 867914103 537 19000 SH SOLE 19000 0 0 CONSTELLATION BRANDS CL A COM 21036P108 851 26300 SH SOLE 26300 0 0 SUNCOR ENERGY INC COM NPV 867224107 828 25200 SH SOLE 25200 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 648 27500 SH SOLE 27500 0 0 SYMANTEC CORP COM NPV 871503108 1780 99000 SH SOLE 99000 0 0 TECK RESOURCES LTD Cl B Com Npv Svtg 878742204 825 28000 SH SOLE 28000 0 0 TJX COMPANIES INC COM 872540109 587 13100 SH SOLE 13100 0 0 TALISMAN ENERGY INC COM NPV 87425E103 706 53000 SH SOLE 53000 0 0 TOLL BROTHERS INC COM 889478103 751 22600 SH SOLE 22600 0 0 TOTAL SA SPON ADR 89151E109 296 5900 SH SOLE 5900 0 0 TESORO CORP COM 881609101 302 7200 SH SOLE 7200 0 0 UNION PACIFIC CORP COM 907818108 795 6700 SH SOLE 6700 0 0 UNITED PARCEL SERVICE INC CL B COM 911312106 809 11300 SH SOLE 11300 0 0 URBAN OUTFITTERS INC COM 917047102 1375 36600 SH SOLE 36600 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1096 14000 SH SOLE 14000 0 0 VALE SA SPONSORED ADR 91912E105 218 12200 SH SOLE 12200 0 0 VALERO ENERGY CORP COM 91913Y100 459 14500 SH SOLE 14500 0 0 VENTAS INC COM 92276F100 280 4500 SH SOLE 4500 0 0 WESTERN DIGITAL CORP COM 958102105 496 12800 SH SOLE 12800 0 0 WHOLE FOODS MARKET INC COM NPV 966837106 234 2400 SH SOLE 2400 0 0 WEATHERFORD INTERNATIONAL COM 003883839 138 10900 SH SOLE 10900 0 0 WINDSTREAM CORP COM 97381W104 331 32800 SH SOLE 32800 0 0 WHITING PETROLEUM CORP COM 966387102 730 15400 SH SOLE 15400 0 0 WELLPOINT INC COM 94973V107 598 10300 SH SOLE 10300 0 0 WASTE MANAGEMENT INC COM NPV 94106L109 2239 69800 SH SOLE 69800 0 0 WAL-MART STORES INC COM 931142103 207 2800 SH SOLE 2800 0 0 UNITED STATES STEEL CORP COM NPV 912909108 286 15000 SH SOLE 15000 0 0