13F-HR 1 c111411013fhr.txt FOR THE QUARTER ENDED SEPTEMBER 30, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Galaxy Capital Trading Ltd. Address: Folio Chambers, PO Box 800 Road Town, Tortola British Virgin Islands V61110 Form 13F File Number: 28-13230 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: William Harris Title: Administrator Phone: 284-494-7065 Signature, Place, and Date of Signing: /s/ William Harris Road Town, Tortola, BVI 11/14/2011 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 170 Form 13F Information Table Value Total: $117,787 (thousands) List of Other Included Managers: NONE GALAXY TRADING FORM 13F INFORMATION TABLE
VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE -------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- APPLE INC COM NPV 037833100 419 1100 SH SOLE 1100 0 0 CIA DE BEBIDAS DAS AMERICAS SPONSD ADR PFD 20441W203 273 8900 SH SOLE 8900 0 0 BARRICK GOLD CORP COM NPV 067901108 905 19400 SH SOLE 19400 0 0 ACE LTD ORD KYD.125 004432874 297 4900 SH SOLE 4900 0 0 ARCHER-DANIELS-MIDLAND CO COM NPV 039483102 481 19400 SH SOLE 19400 0 0 AGNICO EAGLE MINES LTD COM NPV 008474108 982 16500 SH SOLE 16500 0 0 AETNA INC COM 00817Y108 240 6600 SH SOLE 6600 0 0 AGCO CORP COM 001084102 294 8500 SH SOLE 8500 0 0 AGRIUM INC COM NPV 008916108 647 9700 SH SOLE 9700 0 0 APARTMENT INVST & MGMT CO CL A COM 03748R101 925 41800 SH SOLE 41800 0 0 ALTERA CORP COM NPV 021441100 1138 36100 SH SOLE 36100 0 0 AUTONATION INC COM 05329W102 423 12900 SH SOLE 12900 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 929 52500 SH SOLE 52500 0 0 AON CORP COM 037389103 1024 24400 SH SOLE 24400 0 0 APACHE CORP COM 037411105 481 6000 SH SOLE 6000 0 0 ASML HOLDING NV ADR NY SHS N07059186 352 10200 SH SOLE 10200 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 233 6300 SH SOLE 6300 0 0 YAMANA GOLD INC COM 98462Y100 522 38200 SH SOLE 38200 0 0 AVALONBAY COMMUNITIES INC COM 053484101 285 2500 SH SOLE 2500 0 0 AVON PRODUCTS COM 054303102 917 46800 SH SOLE 46800 0 0 AMERICAN EXPRESS CO COM 025816109 305 6800 SH SOLE 6800 0 0 AUTOZONE INC COM NPV 053332102 319 1000 SH SOLE 1000 0 0 BRADESCO BANCO SPONS ADR PFD 059460303 1404 94900 SH SOLE 94900 0 0 BHP BILLITON GROUP (GBR) ADR 05545E209 260 4900 SH SOLE 4900 0 0 FRANKLIN RESOURCES INC COM 354613101 669 7000 SH SOLE 7000 0 0 BAKER HUGHES INC COM 057224107 1149 24900 SH SOLE 24900 0 0 BHP BILLITON GROUP (AUS) ADR 088606108 837 12600 SH SOLE 12600 0 0 BLACKROCK INC COM 09247X101 385 2600 SH SOLE 2600 0 0 BP PLC ADR 055622104 242 6700 SH SOLE 6700 0 0 PEABODY ENERGY CORP COM 704549104 756 22300 SH SOLE 22300 0 0 BOSTON PROPERTIES INC COM 101121101 490 5500 SH SOLE 5500 0 0 CATERPILLAR INC COM 149123101 1019 13800 SH SOLE 13800 0 0 CF INDUSTRIES HOLDINGS INC COM 125269100 469 3800 SH SOLE 3800 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1801 70500 SH SOLE 70500 0 0 CLIFFS NATURAL RESOURCES INC COM 18683K101 1494 29200 SH SOLE 29200 0 0 COMCAST CORP CL A COM 20030N101 203 9700 SH SOLE 9700 0 0 CANADIAN NATURAL RESOURCES COM NPV 136385101 480 16400 SH SOLE 16400 0 0 CONSOL ENERGY INC COM 20854P109 1707 50300 SH SOLE 50300 0 0 CABOT OIL & GAS CORP COM 127097103 285 4600 SH SOLE 4600 0 0 COSTCO WHOLESALE CORP COM 22160K105 511 6223 SH SOLE 6223 0 0 COVIDIEN PLC COM 00B68SQD2 437 9900 SH SOLE 9900 0 0 CANADIAN PACIFIC RAILWAY LTD COM CAD5 13645T100 433 9000 SH SOLE 9000 0 0 CREE INC COM 225447101 553 21300 SH SOLE 21300 0 0 CSX CORP COM 126408103 990 53000 SH SOLE 53000 0 0 CABLEVISION SYS CORP -CL A CL A COM NPV 12686C109 285 18100 SH SOLE 18100 0 0 DU PONT (E I) DE NEMOURS COM 263534109 835 20900 SH SOLE 20900 0 0 DEERE & CO COM 244199105 536 8300 SH SOLE 8300 0 0 DISCOVER FINANCIAL SVCS INC COM 254709108 1335 58200 SH SOLE 58200 0 0 DOLLAR GENERAL CORP COM 256677105 506 13400 SH SOLE 13400 0 0 DANAHER CORP COM 235851102 306 7300 SH SOLE 7300 0 0 DISCOVERY COMMUNICATIONS INC CL A COM 25470F104 436 11600 SH SOLE 11600 0 0 DENBURY RESOURCES INC COM NPV 247916208 244 21200 SH SOLE 21200 0 0 DIAMOND OFFSHRE DRILLING INC COM 25271C102 301 5500 SH SOLE 5500 0 0 DOVER CORP COM 260003108 969 20800 SH SOLE 20800 0 0 DOW CHEMICAL COM 260543103 822 36600 SH SOLE 36600 0 0 DARDEN RESTAURANTS INC COM NPV 237194105 513 12000 SH SOLE 12000 0 0 DAVITA INC CL A COM NPV VTG 23918K108 420 6700 SH SOLE 6700 0 0 EBAY INC COM 278642103 327 11100 SH SOLE 11100 0 0 ENCANA CORP COM NPV 292505104 275 14300 SH SOLE 14300 0 0 ELDORADO GOLD CORP COM 284902103 548 32000 SH SOLE 32000 0 0 LAUDER (ESTEE) COS INC -CL A CL A COM 518439104 509 5800 SH SOLE 5800 0 0 EASTMAN CHEMICAL CO COM 277432100 260 3800 SH SOLE 3800 0 0 EOG RESOURCES INC COM NPV 26875P101 234 3300 SH SOLE 3300 0 0 EQUITY RESIDENTIAL SHS BEN INT 29476L107 394 7600 SH SOLE 7600 0 0 ELECTRONIC ARTS INC COM 285512109 1059 51800 SH SOLE 51800 0 0 EXPRESS SCRIPTS INC COM 302182100 1646 44400 SH SOLE 44400 0 0 ENSCO PLC -ADR ADR 29358Q109 299 7400 SH SOLE 7400 0 0 EATON CORP COM 278058102 263 7400 SH SOLE 7400 0 0 EXPEDIA INC COM 30212P105 876 34000 SH SOLE 34000 0 0 FREEPORT-MCMORAN COP&GOLD COM NPV 35671D857 2332 76600 SH SOLE 76600 0 0 FLUOR CORP COM 343412102 582 12500 SH SOLE 12500 0 0 FOREST LABORATORIES -CL A CL A COM 345838106 616 20000 SH SOLE 20000 0 0 GOLD FIELDS LTD SPON ADR 38059T106 1483 96800 SH SOLE 96800 0 0 GOLDCORP INC COM NPV 380956409 1748 38300 SH SOLE 38300 0 0 GRAINGER (W W) INC COM 384802104 254 1700 SH SOLE 1700 0 0 HALLIBURTON CO COM 406216101 833 27300 SH SOLE 27300 0 0 HELMERICH & PAYNE COM 423452101 394 9700 SH SOLE 9700 0 0 HUMANA INC COM NPV 444859102 342 4700 SH SOLE 4700 0 0 ISHARES BARCLY 7-10 YR TREAS TR 7-10YR TR BD 464287440 10346 98463 SH SOLE 98463 0 0 ILLUMINA INC COM 452327109 241 5900 SH SOLE 5900 0 0 INTL PAPER CO COM 460146103 770 33100 SH SOLE 33100 0 0 INTUITIVE SURGICAL INC COM 46120E602 364 1000 SH SOLE 1000 0 0 IVANHOE MINES LTD COM NPV 46579N103 306 22300 SH SOLE 22300 0 0 JOHNSON CONTROLS INC COM 478366107 820 31100 SH SOLE 31100 0 0 JDS UNIPHASE CORP COM 46612J507 754 75600 SH SOLE 75600 0 0 JUNIPER NETWORKS INC COM 48203R104 706 40900 SH SOLE 40900 0 0 JOY GLOBAL INC COM 481165108 549 8800 SH SOLE 8800 0 0 JPMORGAN CHASE & CO COM 46625H100 355 11800 SH SOLE 11800 0 0 KINROSS GOLD CORP COM NPV 496902404 1491 100900 SH SOLE 100900 0 0 CARMAX INC COM NPV 143130102 770 32300 SH SOLE 32300 0 0 KROGER CO COM 501044101 488 22200 SH SOLE 22200 0 0 LINEAR TECHNOLOGY CORP COM NPV 535678106 650 23500 SH SOLE 23500 0 0 LOCKHEED MARTIN CORP COM 539830109 472 6499 SH SOLE 6499 0 0 LINCOLN NATIONAL CORP COM 534187109 342 21900 SH SOLE 21900 0 0 LIMITED BRANDS INC COM 532716107 239 6200 SH SOLE 6200 0 0 LAS VEGAS SANDS CORP COM 517834107 694 18100 SH SOLE 18100 0 0 MASTERCARD INC CL A COM 57636Q104 444 1400 SH SOLE 1400 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 462 37600 SH SOLE 37600 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 305 9800 SH SOLE 9800 0 0 SPDR MIDCAP 400 ETF TRUST UNIT SER 1 78467Y107 682 4800 SH SOLE 4800 0 0 MGM RESORTS INTERNATIONAL COM 552953101 618 66500 SH SOLE 66500 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 585 8500 SH SOLE 8500 0 0 MARSH & MCLENNAN COS COM 571748102 342 12900 SH SOLE 12900 0 0 MOSAIC CO COM 61945C103 695 14200 SH SOLE 14200 0 0 MELCO CROWN ENTMT LTD -ADR ADR NPV 585464100 254 30600 SH SOLE 30600 0 0 MARATHON OIL CORP COM NPV 565849106 671 31100 SH SOLE 31100 0 0 MICROSOFT CORP COM 594918104 274 11000 SH SOLE 11000 0 0 MURPHY OIL CORP COM 626717102 344 7800 SH SOLE 7800 0 0 MYLAN INC COM 628530107 2144 126200 SH SOLE 126200 0 0 NOBLE ENERGY INC COM 655044105 241 3400 SH SOLE 3400 0 0 NABORS INDUSTRIES LTD COM G6359F103 302 24600 SH SOLE 24600 0 0 NEWMONT MINING CORP COM 651639106 900 14300 SH SOLE 14300 0 0 NETFLIX INC COM 64110L106 1631 14400 SH SOLE 14400 0 0 NEWFIELD EXPLORATION CO COM 651290108 345 8700 SH SOLE 8700 0 0 NII HOLDINGS INC CL B NEW 62913F201 620 23000 SH SOLE 23000 0 0 ANNALY CAPITAL MANAGEMENT COM 035710409 210 12600 SH SOLE 12600 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1854 36200 SH SOLE 36200 0 0 NRG ENERGY INC COM NEW 629377508 804 37900 SH SOLE 37900 0 0 NUCOR CORP COM 670346105 288 9100 SH SOLE 9100 0 0 NVIDIA CORP COM 67066G104 151 12100 SH SOLE 12100 0 0 NEWS CORP COM CL A 65248E104 622 40200 SH SOLE 40200 0 0 NEXEN INC COM NPV 65334H102 748 48300 SH SOLE 48300 0 0 OWENS CORNING COM NEW 690742101 299 13800 SH SOLE 13800 0 0 OMNICOM GROUP COM 681919106 210 5700 SH SOLE 5700 0 0 O''REILLY AUTOMOTIVE INC COM 67103H107 400 6000 SH SOLE 6000 0 0 PETROBRAS-PETROLEO BRASILIER SPONSORED ADR 71654V408 548 24400 SH SOLE 24400 0 0 PRECISION CASTPARTS CORP COM NPV 740189105 466 3000 SH SOLE 3000 0 0 PFIZER INC COM 717081103 221 12500 SH SOLE 12500 0 0 PHILIP MORRIS INTERNATIONAL COM NPV 718172109 250 4000 SH SOLE 4000 0 0 PIONEER NATURAL RESOURCES CO COM NPV 723787107 671 10200 SH SOLE 10200 0 0 PLAINS EXPLORATION & PROD CO COM 726505100 586 25800 SH SOLE 25800 0 0 ROYAL GOLD INC COM 780287108 788 12300 SH SOLE 12300 0 0 TRANSOCEAN LTD COM 004826551 243 5100 SH SOLE 5100 0 0 RESEARCH IN MOTION LTD COM NPV 760975102 881 43400 SH SOLE 43400 0 0 RIO TINTO GROUP (GBP) SPON ADR 767204100 1067 24200 SH SOLE 24200 0 0 RALPH LAUREN CORP CL A COM 751212101 571 4400 SH SOLE 4400 0 0 ROSS STORES INC COM 778296103 559 7100 SH SOLE 7100 0 0 STARBUCKS CORP COM NPV 855244109 268 7200 SH SOLE 7200 0 0 SCHLUMBERGER LTD COM 806857108 914 15300 SH SOLE 15300 0 0 SILVER WHEATON CORP COM 828336107 1057 35900 SH SOLE 35900 0 0 SCRIPPS NETWORKS INTERACTIVE CL A COM 811065101 431 11600 SH SOLE 11600 0 0 SIMON PROPERTY GROUP INC COM 828806109 440 4000 SH SOLE 4000 0 0 ST JUDE MEDICAL INC COM 790849103 2139 59100 SH SOLE 59100 0 0 SUNOCO INC COM 86764P109 366 11800 SH SOLE 11800 0 0 STANLEY BLACK & DECKER INC COM 854502101 388 7900 SH SOLE 7900 0 0 SAFEWAY INC COM NPV 786514208 243 14600 SH SOLE 14600 0 0 SYSCO CORP COM 871829107 267 10300 SH SOLE 10300 0 0 TECK RESOURCES LTD Cl B Com Npv Svtg 878742204 1232 42200 SH SOLE 42200 0 0 TEVA PHARMACEUTICALS ADR 881624209 670 18000 SH SOLE 18000 0 0 TARGET CORP COM 87612E106 211 4300 SH SOLE 4300 0 0 TIFFANY & CO COM 886547108 505 8300 SH SOLE 8300 0 0 TALISMAN ENERGY INC COM NPV 87425E103 231 18800 SH SOLE 18800 0 0 TENARIS SA SPONSORED ADR 88031M109 211 8300 SH SOLE 8300 0 0 UNITEDHEALTH GROUP INC COM 91324P102 572 12400 SH SOLE 12400 0 0 URBAN OUTFITTERS INC COM 917047102 290 13000 SH SOLE 13000 0 0 VISA INC CL A COM 92826C839 343 4000 SH SOLE 4000 0 0 VALE SA SPONSORED ADR 91912E105 914 40100 SH SOLE 40100 0 0 VIACOM INC CL B COM 92553P201 980 25300 SH SOLE 25300 0 0 VALERO ENERGY CORP COM 91913Y100 1012 56900 SH SOLE 56900 0 0 VORNADO REALTY TRUST SH BEN INT 929042109 291 3900 SH SOLE 3900 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 271 6100 SH SOLE 6100 0 0 WALGREEN CO COM 931422109 1006 30600 SH SOLE 30600 0 0 WEATHERFORD INTERNATIONAL COM 003883839 1582 129600 SH SOLE 129600 0 0 WINDSTREAM CORP COM 97381W104 400 34300 SH SOLE 34300 0 0 WESTERN UNION CO COM 959802109 677 44300 SH SOLE 44300 0 0 WEYERHAEUSER CO COM 962166104 297 19100 SH SOLE 19100 0 0 WYNN RESORTS LTD COM 983134107 794 6900 SH SOLE 6900 0 0 XILINX INC COM 983919101 241 8800 SH SOLE 8800 0 0 YAHOO INC COM 984332106 1512 114800 SH SOLE 114800 0 0 YUM BRANDS INC COM NPV 988498101 632 12800 SH SOLE 12800 0 0