-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VPI7j2F483mXbC/tSHvHrTpOm7kbvQ/v89ffkuOW3pqTsNGaa3TRoUYBtMk5T6w5 6++r9D0kmTwrAoMiXe9r9A== 0001011723-10-000004.txt : 20100115 0001011723-10-000004.hdr.sgml : 20100115 20100114201422 ACCESSION NUMBER: 0001011723-10-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100114 EFFECTIVENESS DATE: 20100115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Income Fund 9, LLC CENTRAL INDEX KEY: 0001446730 IRS NUMBER: 263239547 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-131610 FILM NUMBER: 10528650 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO, SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO, SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D/A 1 primary_doc.xml X0603 D/A LIVE 0001446730 Cypress Income Fund 9, LLC 188 THE EMBARCADERO, SUITE 420 SAN FRANCISCO CA 94105 415-281-3020 CALIFORNIA None None Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero, Suite 420 San Francisco CA 94105 Director Executive Officer Promoter Officer and Director of LLC Manager Cypress Equipment Management Corp V NA 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000020 2009-06-05 false true false 25000 Cypress Capital Corporation 42618 Cypress Capital Corporation 42618 188 The Embarcadero, Suite 420 San Francisco CA 94105 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VT VA WA WI AFA Financial Group, LLC 127648 AFA Financial Group, LLC 127648 26637 W. Agoura Rd. Calabasas CA 91302 AL AK AZ AR CA CT DE DC FL GA ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Alternative Wealth Strategies, Inc. 130933 Alternative Wealth Strategies, Inc. 130933 1040 N. Kings Highway Suite 405 Cherry Hill NJ 08034 AZ CA CO CT DC FL GA HI IL IN KY MD MA MI MO NV NH NJ NY NC OH OK PA SC TX VA WA WV Bethel Fisher and Company Financial Services, Inc. 13609 Bethel Fisher and Company Financial Services, Inc. 13609 701 Tama Street Building B Marion IA 52302 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Bryan D. Myers 2527480 Chapin, Davis 28116 2 Village Square, Suite 200 Baltimore MD 21210 CA MD NY PA VA David P. Diehl 2604969 Workman Securities Corporation 31898 17295 Chesterfield Airport Road Suite 200 Chesterfield MO 63005 FL MO NC TX Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI David A. Harris 500413 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 AZ CA CO CT FL HI IL MD MI NJ NY NC VA Martin C. Harris 500745 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 CA CT FL IL MA MS NJ NY NC PA TX Dewaay Financial Network, LLC 30767 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Martin C. Harris 500745 Chester Harris & Company, Incorporated 7116 222 Mamaroneck Avenue White Plains NY 10605 CA CT FL IL MA MS NJ NY NC PA TX WI H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Michael W. Newton 2185103 Investment Planners, Inc. 18557 191 W. Professional Park Ct. Suite 2-B Bowling Green KY 42104 AL AZ CT FL GA IN KY MD MI NC OH PA SC TN TX VA Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl. Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Edmund J. Cody 600613 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 CA CO NC Jon E. Guay 2837453 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 CA NV Michael E. Tomren 2899318 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 AZ AR CA CO FL HI ID IL IN IA MI MN MT NV NM NY NC OR PA SD TX UT VT VA WA Donald A. Tessmer 1834222 Resource Horizons Group LLC 104368 1870 The Exchange Suite 100 Atlanta GA 30339 FL GA NC Norman G. Price 2406981 RP Capital LLC 134768 7191 Wagner Way NW Suite 302 Gig Harbor WA 98335 AL CA FL NV OR TX WA David L. Goodman 1429972 Transam Securities, Inc. 18923 1111 Douglas Avenue Altamonte Springs FL 32714 AZ CO FL GA NC OH Cheryl L. Knight 1854248 The Strategic Financial Alliance, Inc. 126514 27401 Los Altos Suite 285 Mission Viejo CA 92691 AL AZ AR CA CO FL ID IN KS MO NV NM NY OH OK PA TX VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W. 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Philip D. King 1839138 Calton & Associates, Inc. 20999 611 Hambley Blvd. Pikeville KY 41501 CA FL GA IN KY MI NC OH SC TN VA WV Shawn C. Spellacy 2275119 Calton & Associates, Inc. 20999 8035 Madison Ave, Bldg. B Citrus Heights CA 95610 CA CT DC FL IL IN NV WA George C. Gorman 1369839 Financial West Group 16668 4510 E. Thousand Oaks Blvd. Westlake Village CA 91362 CA GA MN NY PA Marla B. Malaspina 2728708 Financial West Group 16668 1010 B Street, No. 205 San Rafael CA 94901 CA DC FL GA MN NY Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 5116 Saddle Horn Trail Matthews NC 28104 CA CT NC Paul L. White II 4669396 Heritage Financial Systems, Inc. 133019 150 Broad Hollow Rd. Melville NY 11747 CT NJ NY PA John E. McKeon 5286647 Independent Financial Group, LLC 7717 1507 172nd St. NE, Ste. 201 Marysville WA 98271 AZ CO FL HI WA WI Jeffrey D. Barlow 2389890 J.P. Turner & Company, L.L.C. 43177 20371 Irvine Avenue, Suite 100 Newport Beach CA 92660 CA Larry J. Michaels 4351477 J.P. Turner & Company, L.L.C. 43177 20371 Irvine Avenue, Suite 100 Newport Beach CA 92660 AZ CA FL Joel A. Beyer 2515319 QA3 Financial Corp. 14754 16735 Rendon Valley Road Ramona CA 92065 CA FL MN John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 107 Weatherston Drive, Suite 520 Woodstock GA 30188 CA GA IL LA NC PA William E. Riley 1493287 Silver Oak Securities, Incorporated 46947 512 Main Street, Suite 1400 Fort Worth TX 76102 TX 20000000 19957735 42265 false 414 1500000 true 0 800000 true false Cypress Income Fund 9, LLC /s/ Daniel Rael Daniel Rael Vice President of Manager of Issuer 2010-01-14 -----END PRIVACY-ENHANCED MESSAGE-----