-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OxM2PTOG8aRzd6j6JeT3ArLkYBJpUreD+m9tJQ3A2LcTXN9eSp+ttmz7BmzIpDAo 73nZiCZhiAclsCTS84e5gQ== 0001011723-09-000057.txt : 20090903 0001011723-09-000057.hdr.sgml : 20090903 20090902191924 ACCESSION NUMBER: 0001011723-09-000057 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20090903 DATE AS OF CHANGE: 20090902 EFFECTIVENESS DATE: 20090903 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cypress Income Fund 9, LLC CENTRAL INDEX KEY: 0001446730 IRS NUMBER: 263239547 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-131610 FILM NUMBER: 091052020 BUSINESS ADDRESS: STREET 1: 188 THE EMBARCADERO, SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-281-3020 MAIL ADDRESS: STREET 1: 188 THE EMBARCADERO, SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D/A 1 primary_doc.xml X0502 D/A LIVE 0001446730 Cypress Income Fund 9, LLC 188 THE EMBARCADERO, SUITE 420 SAN FRANCISCO CA 94105 415-281-3020 None CALIFORNIA Limited Liability Company true 2008 Stephen Rogers Harwood 188 The Embarcadero, Suite 420 San Francisco CA 94105 Director Executive Officer Promoter Officer and Director of LLC Manager Cypress Equipment Management Corp V NA 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Promoter LLC Manager Kenneth Park 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Daniel Rael 188 The Embarcadero, Suite 420 San Francisco CA 94105 Executive Officer Officer of LLC Manager Other Banking and Financial Services Decline to Disclose 06 true 0001011723-09-000020 2009-06-05 true true false 25000 Cypress Capital Corporation 42618 Cypress Capital Corporation 42618 188 The Embarcadero, Suite 420 San Francisco CA 94105 AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MO NE NV NJ NY NC OH OR PA SC TN TX UT VT VA WA WI AFA Financial Group, LLC 127648 AFA Financial Group, LLC 127648 26637 W. Agoura Rd. Calabasas CA 91302 AL AK AZ AR CA CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Thomas Frannicola 2681122 Alternative Wealth Strategies, Inc. 130933 1814 RT 70 E. Suite 350 Cherry Hill NJ 08003 CO FL NJ PA Mark W. Kaplowitz 824379 Alternative Wealth Strategies, Inc. 130933 1948 Washington Valley Road Martinsville NJ 08836 AZ FL MA NJ NY Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 777 Old Saw Mill River Road Suite 240 Tarrytown NY 10591 CT FL HI MD MA NJ NY Kevin P. Fitzgerald 1754938 Bethel Fisher and Company Financial Services, Inc. 13609 701 Tama Street Building B Marion IA 52302 CA Michael L. Staines Jr. 5303142 Berthel Fisher and Company Financial Services, Inc. 13609 5701 Lonetree Blvd. #224 Rocklin CA 95765 AZ CA IL NJ NY PA TX Michael P. Magee 4888406 Calton and Associates, Inc. 20999 14497 N. Dale Mabry Hwy Suite 215 Tampa FL 33618 FL Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 725 Town and Country Road Suite 530 Orange CA 92868 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI David A. Harris 500413 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 AZ CA CO CT FL HI IL MD MI NJ NY NC VA Martin C. Harris 500745 David Harris and Co., Inc. 45670 222 Mamaroneck Avenue White Plains NY 10605 CA CT FL IL MA MS NJ NY NC PA TX Donald G. Dewaay Jr. 1297174 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AK AZ AR CA CO CT DC FL GA HI ID IL IN IA KS KY MA MI MN MO MT NE NV NM NY NC ND OH OK OR PA SC SD TX UT VT VA WA WI Joshua E. Cross 4522751 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AL AZ FL HI IL IA KS KY MA MN MS MO NE NV NC OH TX WA WI Brenton W. Collins 4915000 Dewaay Financial Network, LLC 30767 13001 University Avenue Clive IA 50325 AZ GA HI IL IN IA MN MO NE OH OK OR PA SD UT WA WI Michael D. Morrow 2364423 Dewaay Financial Network, LLC 30767 3216 Fox Fire Lane Southlake TX 76092 CA FL HI IL OK OR TX H. Beck, Inc. 1763 H. Beck, Inc. 1763 11140 Rockville Pike Suite 400 Rockville MD 20852 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Michael W. Newton 2185103 Investment Planners, Inc. 18557 191 W. Professional Park Ct. Suite 2-B Bowling Green KY 42104 AL AZ CT FL GA IN KY MD MI NC OH PA SC TN TX VA Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 1683 Novato Blvd. Suite 2 Novato CA 94949 AZ CA GA ID MO OR Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 555 S. Renton Village Pl. Suite 700 Renton WA 98057 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI Edmund J. Cody 600613 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 CA CO NC Jon E. Guay 2837453 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 CA NV Michael E. Tomren 2899318 QA3 Financial Corp. 14754 1908 Tice Valley Blvd. Suite C Walnut Creek CA 94595 AZ AR CA CO FL HI ID IL IN IA MI MN MT NV NM NY NC OR PA SD TX UT VT VA WA Donald A. Tessmer 1834222 Resource Horizons Group LLC 104368 1870 The Exchange Suite 100 Atlanta GA 30339 FL GA NC Norman G. Price 2406981 RP Capital LLC 134768 7191 Wagner Way NW Suite 302 Gig Harbor WA 98335 AL CA FL NV OR TX WA David L. Goodman 1429972 Transam Securities, Inc. 18923 1111 Douglas Avenue Altamonte Springs FL 32714 AZ CO FL GA IN NC OH Cheryl L. Knight 1854248 The Strategic Financial Alliance, Inc. 126514 27401 Los Altos Suite 285 Mission Viejo CA 92691 AL AZ AR CA CO FL GA ID IL KS MO MT NV NM NY OH OK PA TX VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 8620 W. 110th Street Suite 200 Overland Park KS 66210 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA SC SD TN TX UT VT VA WA WV WI 20000000 9142740 10857260 false 192 1500000 true 0 800000 true false Cypress Income Fund 9, LLC /s/ Daniel Rael Daniel Rael Vice President of Manager of Issuer 2009-09-02 -----END PRIVACY-ENHANCED MESSAGE-----