0001637655-17-000056.txt : 20170920 0001637655-17-000056.hdr.sgml : 20170920 20170920171614 ACCESSION NUMBER: 0001637655-17-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170918 FILED AS OF DATE: 20170920 DATE AS OF CHANGE: 20170920 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeffiro A Mark CENTRAL INDEX KEY: 0001446066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 171094590 MAIL ADDRESS: STREET 1: 2600 W. BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Global Corp CENTRAL INDEX KEY: 0001637655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 BUSINESS PHONE: 2485938820 MAIL ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 4 1 wf-form4_150594215907227.xml FORM 4 X0306 4 2017-09-18 0 0001637655 Horizon Global Corp HZN 0001446066 Zeffiro A Mark 2600 WEST BIG BEAVER ROAD SUITE 555 TROY MI 48084 1 1 0 0 President, CEO Common Stock 2017-09-18 4 S 0 17130 16.45 D 42750 I See Footnote Common Stock 2017-09-19 4 S 0 9870 16.26 D 32880 I See Footnote Common Stock 238284 D Shares sold pursuant to a predefined Rule 10b5-1 plan, for tax and planning purposes. Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $17.06 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010. Represents the weighted average sale price rounded to the nearest hundredths. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.42 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4. /s/ Paula Reno, Attorney-in-Fact 2017-09-20