0001637655-15-000047.txt : 20150818 0001637655-15-000047.hdr.sgml : 20150818 20150818214449 ACCESSION NUMBER: 0001637655-15-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150815 FILED AS OF DATE: 20150818 DATE AS OF CHANGE: 20150818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Global Corp CENTRAL INDEX KEY: 0001637655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 39400 WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2485938820 MAIL ADDRESS: STREET 1: 39400 WOODWARD AVENUE STREET 2: SUITE 100 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zeffiro A Mark CENTRAL INDEX KEY: 0001446066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 151062789 MAIL ADDRESS: STREET 1: 39400 WOODWARD AVENUE STREET 2: SUITE 130 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 wf-form4_143994867920555.xml FORM 4 X0306 4 2015-08-15 0 0001637655 Horizon Global Corp HZN 0001446066 Zeffiro A Mark 39400 WOODWARD AVENUE SUITE 100 BLOOMFIELD HILLS MI 48304 1 1 0 0 President Common Stock 2015-08-15 4 A 0 84473 0 A 197485 D Common Stock 2015-08-15 4 A 0 11813 0 A 209298 D Common Stock 15091 I See Footnote Employee Stock Option Right to Purchase 11.02 2015-08-15 4 A 0 84499 0 A 2025-08-15 Common Stock 84499.0 84499 D Includes 113,012 shares of common stock of the Issuer acquired in a pro rata distribution of Issuer common stock from TriMas Corporation ("TriMas") in connection with the spinoff of the Issuer from TriMas on June 30, 2015. Such amount of shares is estimated as of June 30, 2015 based on preliminary information regarding the spin-off. Final amounts, if different, will be reported in a subsequent filing. Includes 124,825 shares of common stock of the Issuer acquired in a pro rata distribution of Issuer common stock from TriMas in connection with the spinoff of the Issuer from TriMas on June 30, 2015. Such amount of shares is estimated as of June 30, 2015 based on preliminary information regarding the spin-off. Final amounts, if different, will be reported in a subsequent filing. Through the Aldo Mark Zeffiro Living Trust under the agreement dated October 8, 2010. This option generally vests in three substantially equal installments on March 1, 2016, March 1, 2017 and March 1, 2018. /s/ Paula Reno, Attorney-in-Fact 2015-08-18