0001062993-23-014973.txt : 20230718 0001062993-23-014973.hdr.sgml : 20230718 20230718095515 ACCESSION NUMBER: 0001062993-23-014973 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230718 EFFECTIVENESS DATE: 20230718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 231093216 BUSINESS ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001445891 XXXXXXXX 06-30-2023 06-30-2023 Eagle Ridge Investment Management

4 HIGH RIDGE PARK 3RD FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 07-17-2023 0 150 952654688 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 1105394 11044 SH SOLE 11044 0 0 ABBOTT LABS COM 002824100 11417002 104724 SH SOLE 104724 0 0 ABBVIE INC COM 00287Y109 9741226 72302 SH SOLE 72302 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 932837 3023 SH SOLE 3023 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 28988305 59282 SH SOLE 55209 0 4073 ALPHABET INC CAP STK CL A 02079K305 27866878 232806 SH SOLE 222111 0 10695 ALPHABET INC CAP STK CL C 02079K107 3131067 25883 SH SOLE 25623 0 260 ALTIMMUNE INC COM NEW 02155H200 36617 10373 SH SOLE 10373 0 0 ALTRIA GROUP INC COM 02209S103 231382 5108 SH SOLE 5108 0 0 AMAZON COM INC COM 023135106 528697 4056 SH SOLE 4056 0 0 AMERICAN EXPRESS CO COM 025816109 546814 3139 SH SOLE 3139 0 0 APPLE INC COM 037833100 11419251 58871 SH SOLE 43224 0 15647 APPLIED MATLS INC COM 038222105 320012 2214 SH SOLE 2214 0 0 ARISTA NETWORKS INC COM 040413106 389106 2401 SH SOLE 2401 0 0 BANK AMERICA CORP COM 060505104 6713259 233993 SH SOLE 233993 0 0 BECTON DICKINSON & CO COM 075887109 493762 1870 SH SOLE 1870 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 517810 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14021238 41118 SH SOLE 37472 0 3646 BLACKROCK INC COM 09247X101 10366450 14999 SH SOLE 14999 0 0 BROADCOM INC COM 11135F101 41014766 47283 SH SOLE 42772 0 4511 BROWN FORMAN CORP CL B 115637209 250425 3750 SH SOLE 3750 0 0 CANADIAN NATL RY CO COM 136375102 269260 2224 SH SOLE 2224 0 0 CARLISLE COS INC COM 142339100 2158198 8413 SH SOLE 8413 0 0 SCHWAB CHARLES CORP COM 808513105 20285432 357894 SH SOLE 338553 0 19341 CHUBB LIMITED COM H1467J104 17063704 88615 SH SOLE 83427 0 5188 CISCO SYS INC COM 17275R102 757370 14638 SH SOLE 14638 0 0 CME GROUP INC COM 12572Q105 12802798 69096 SH SOLE 63484 0 5612 COCA COLA CO COM 191216100 1006276 16710 SH SOLE 16710 0 0 COLGATE PALMOLIVE CO COM 194162103 1337183 17357 SH SOLE 7700 0 9657 CONOCOPHILLIPS COM 20825C104 282648 2728 SH SOLE 2728 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 508815 2996 SH SOLE 2996 0 0 CORTEVA INC COM 22052L104 304721 5318 SH SOLE 2277 0 3041 CVS HEALTH CORP COM 126650100 5614884 81222 SH SOLE 81222 0 0 DEERE & CO COM 244199105 931937 2300 SH SOLE 2300 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 331802 12221 SH SOLE 12221 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 206962 1193 SH SOLE 1193 0 0 DOMINION ENERGY INC COM 25746U109 455182 8789 SH SOLE 8789 0 0 DOVER CORP COM 260003108 839243 5684 SH SOLE 5684 0 0 DOW INC COM 260557103 252080 4733 SH SOLE 1677 0 3056 DUPONT DE NEMOURS INC COM 26614N102 299977 4199 SH SOLE 968 0 3231 EBAY INC. COM 278642103 288474 6455 SH SOLE 6455 0 0 ECOLAB INC COM 278865100 3527508 18895 SH SOLE 18895 0 0 EMERSON ELEC CO COM 291011104 919447 10172 SH SOLE 10172 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 447818 16995 SH SOLE 16995 0 0 EQUIFAX INC COM 294429105 665428 2828 SH SOLE 2828 0 0 EVGO INC CL A COM 30052F100 57056 14264 SH SOLE 14264 0 0 EXXON MOBIL CORP COM 30231G102 452327 4218 SH SOLE 4218 0 0 FEDEX CORP COM 31428X106 249243 1005 SH SOLE 1005 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 222385 6597 SH SOLE 6597 0 0 FIRST SOLAR INC COM 336433107 533963 2809 SH SOLE 1009 0 1800 FLEX LTD ORD Y2573F102 804794 29117 SH SOLE 29117 0 0 GARMIN LTD SHS H2906T109 8931500 85641 SH SOLE 77765 0 7876 GENTHERM INC COM 37253A103 336574 5956 SH SOLE 5956 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 1115345 12776 SH SOLE 12765 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 12249826 68542 SH SOLE 61872 0 6670 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 511037 3850 SH SOLE 3850 0 0 HOLOGIC INC COM 436440101 14817996 183006 SH SOLE 161747 0 21259 HOME DEPOT INC COM 437076102 14651781 47166 SH SOLE 47166 0 0 HONEYWELL INTL INC COM 438516106 237588 1145 SH SOLE 1145 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 12137908 53330 SH SOLE 53330 0 0 IDEXX LABS INC COM 45168D104 862329 1717 SH SOLE 1717 0 0 ILLINOIS TOOL WKS INC COM 452308109 1378632 5511 SH SOLE 5511 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 330448 3079 SH SOLE 3079 0 0 INTEL CORP COM 458140100 362490 10840 SH SOLE 10840 0 0 INTUIT COM 461202103 264376 577 SH SOLE 577 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 243549 11840 SH SOLE 11840 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 253422 686 SH SOLE 686 0 0 IRON MTN INC DEL COM 46284V101 1119468 19702 SH SOLE 19702 0 0 ISHARES TR 0-3 MNTH TREASRY 46436E718 11213805 111436 SH SOLE 109806 0 1630 ISHARES TR CALIF MUN BD ETF 464288356 627988 11027 SH SOLE 10287 0 740 ISHARES TR CORE S&P500 ETF 464287200 689959 1548 SH SOLE 1548 0 0 ISHARES TR CORE S&P MCP ETF 464287507 326850 1250 SH SOLE 1250 0 0 ISHARES TR MBS ETF 464288588 18372740 196995 SH SOLE 194004 0 2991 ISHARES TR NEW YORK MUN ETF 464288323 2323148 43619 SH SOLE 43619 0 0 ISHARES TR RUS 1000 ETF 464287622 663948 2724 SH SOLE 2724 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 15763933 151518 SH SOLE 149883 0 1635 ISHARES TR TIPS BD ETF 464287176 10467353 97262 SH SOLE 96053 0 1209 ITT INC COM 45073V108 14285233 153259 SH SOLE 138687 0 14572 JOHNSON & JOHNSON COM 478160104 6754940 40810 SH SOLE 40810 0 0 JOHNSON CTLS INTL PLC SHS G51502105 512958 7528 SH SOLE 7528 0 0 JPMORGAN CHASE & CO COM 46625H100 10523986 72360 SH SOLE 72360 0 0 KULICKE & SOFFA INDS INC COM 501242101 361218 6076 SH SOLE 6076 0 0 LAMB WESTON HLDGS INC COM 513272104 344850 3000 SH SOLE 3000 0 0 LILLY ELI & CO COM 532457108 827750 1765 SH SOLE 1765 0 0 LOCKHEED MARTIN CORP COM 539830109 631181 1371 SH SOLE 1371 0 0 LOWES COS INC COM 548661107 4464572 19781 SH SOLE 19781 0 0 MARATHON PETE CORP COM 56585A102 1091842 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 13584189 34539 SH SOLE 34539 0 0 MCDONALDS CORP COM 580135101 1102028 3693 SH SOLE 3693 0 0 MERCK & CO INC COM 58933Y105 908581 7874 SH SOLE 7874 0 0 META PLATFORMS INC CL A 30303M102 27306434 95151 SH SOLE 87490 0 7661 MICROSOFT CORP COM 594918104 51058369 149934 SH SOLE 141482 0 8452 NATIONAL BANKSHARES INC VA COM 634865109 205935 7055 SH SOLE 7055 0 0 NIKE INC CL B 654106103 419737 3803 SH SOLE 3803 0 0 NORFOLK SOUTHN CORP COM 655844108 23546758 103840 SH SOLE 98898 0 4942 NOVA LTD COM M7516K103 405154 3454 SH SOLE 3454 0 0 NOVO-NORDISK A S ADR 670100205 254882 1575 SH SOLE 1575 0 0 ORACLE CORP COM 68389X105 476360 4000 SH SOLE 4000 0 0 ORANGE CNTY BANCORP INC COM 68417L107 525400 14200 SH SOLE 14200 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 38579791 40385 SH SOLE 37720 0 2665 PEPSICO INC COM 713448108 861474 4651 SH SOLE 4651 0 0 PFIZER INC COM 717081103 950306 25908 SH SOLE 25908 0 0 PROCTER AND GAMBLE CO COM 742718109 1604195 10572 SH SOLE 10572 0 0 PUBLIC STORAGE COM 74460D109 22638797 77562 SH SOLE 71981 0 5581 RAYTHEON TECHNOLOGIES CORP COM 75513E101 12308586 125649 SH SOLE 125649 0 0 RELX PLC SPONSORED ADR 759530108 10540111 315289 SH SOLE 291084 0 24205 REYNOLDS CONSUMER PRODS INC COM 76171L106 10496740 371566 SH SOLE 333852 0 37714 ROPER TECHNOLOGIES INC COM 776696106 5741714 11942 SH SOLE 11942 0 0 SANOFI SPONSORED ADR 80105N105 10956630 203277 SH SOLE 185157 0 18120 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2887984 39768 SH SOLE 39768 0 0 SEMPRA COM 816851109 10652092 73165 SH SOLE 73165 0 0 SOUTHERN CO COM 842587107 12367857 176055 SH SOLE 157685 0 18370 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 2260700 24621 SH SOLE 24621 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 1583473 34304 SH SOLE 34304 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 28103942 954618 SH SOLE 941265 0 13353 SPDR SER TR PORTFOLIO SH TSR 78468R101 488278 16960 SH SOLE 16960 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 211445 477 SH SOLE 477 0 0 STANLEY BLACK & DECKER INC COM 854502101 372029 3970 SH SOLE 3970 0 0 STRYKER CORPORATION COM 863667101 28085670 92057 SH SOLE 89206 0 2851 PRICE T ROWE GROUP INC COM 74144T108 1148093 10249 SH SOLE 10249 0 0 TARGET CORP COM 87612E106 853129 6468 SH SOLE 6468 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 629547 3621 SH SOLE 3621 0 0 TESLA INC COM 88160R101 707826 2704 SH SOLE 2704 0 0 TEXAS INSTRS INC COM 882508104 920982 5116 SH SOLE 5116 0 0 TRAVELERS COMPANIES INC COM 89417E109 243298 1401 SH SOLE 1401 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 642796 1232 SH SOLE 1232 0 0 THOR INDS INC COM 885160101 10954026 105836 SH SOLE 92429 0 13407 TJX COS INC NEW COM 872540109 12904614 152195 SH SOLE 152195 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 8019567 129327 SH SOLE 122849 0 6478 TRACTOR SUPPLY CO COM 892356106 14446453 65339 SH SOLE 65339 0 0 UFP TECHNOLOGIES INC COM 902673102 516223 2663 SH SOLE 2663 0 0 UNION PAC CORP COM 907818108 1241634 6068 SH SOLE 2868 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 10165990 56714 SH SOLE 56714 0 0 UNITEDHEALTH GROUP INC COM 91324P102 33366029 69420 SH SOLE 64670 0 4750 URSTADT BIDDLE PPTYS INC CL A 917286205 428176 20140 SH SOLE 20140 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 211182 3227 SH SOLE 3227 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 369117 6784 SH SOLE 6784 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 461800 10000 SH SOLE 10000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 363845 5897 SH SOLE 5897 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 226630 2995 SH SOLE 2995 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 9134847 192637 SH SOLE 189837 0 2800 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 43925949 760886 SH SOLE 752709 0 8177 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 11610713 231197 SH SOLE 229412 0 1785 VANGUARD INDEX FDS TOTAL STK MKT 922908769 450693 2046 SH SOLE 2046 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 23675229 636602 SH SOLE 601791 0 34811 VISA INC COM CL A 92826C839 18444834 77669 SH SOLE 71409 0 6260 WALGREENS BOOTS ALLIANCE INC COM 931427108 1319087 46300 SH SOLE 46300 0 0 WALMART INC COM 931142103 494174 3144 SH SOLE 3144 0 0 DISNEY WALT CO COM 254687106 9063821 101521 SH SOLE 92422 0 9099 BERKLEY W R CORP COM 084423102 267007 4483 SH SOLE 4483 0 0