0001062993-22-020913.txt : 20221018 0001062993-22-020913.hdr.sgml : 20221018 20221018170002 ACCESSION NUMBER: 0001062993-22-020913 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221018 DATE AS OF CHANGE: 20221018 EFFECTIVENESS DATE: 20221018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 221316451 BUSINESS ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001445891 XXXXXXXX 09-30-2022 09-30-2022 Eagle Ridge Investment Management

4 HIGH RIDGE PARK 3RD FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 10-17-2022 0 148 796290 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 1220 11044 SH SOLE 11044 0 0 ABBOTT LABS COM 002824100 10276 106206 SH SOLE 106206 0 0 ABBVIE INC COM 00287Y109 9953 74158 SH SOLE 74158 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 774 3010 SH SOLE 3010 0 0 ALPHABET INC CAP STK CL A 02079K305 21648 226322 SH SOLE 215627 0 10695 ALPHABET INC CAP STK CL C 02079K107 2585 26880 SH SOLE 26620 0 260 ALTIMMUNE INC COM NEW 02155H200 132 10373 SH SOLE 10373 0 0 AMAZON COM INC COM 023135106 385 3404 SH SOLE 3404 0 0 AMDOCS LTD SHS G02602103 12143 152836 SH SOLE 139333 0 13503 AMERICAN ELEC PWR CO INC COM 025537101 205 2366 SH SOLE 2366 0 0 AMERICAN EXPRESS CO COM 025816109 397 2939 SH SOLE 2939 0 0 APPLE INC COM 037833100 6588 47673 SH SOLE 32026 0 15647 ARISTA NETWORKS INC COM 040413106 303 2684 SH SOLE 2684 0 0 BK OF AMERICA CORP COM 060505104 8159 270175 SH SOLE 270175 0 0 BECTON DICKINSON & CO COM 075887109 439 1970 SH SOLE 1970 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 406 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12821 48015 SH SOLE 44045 0 3970 BEST BUY INC COM 086516101 232 3665 SH SOLE 3665 0 0 BLACKROCK INC COM 09247X101 9809 17825 SH SOLE 17825 0 0 BOOKING HOLDINGS INC COM 09857L108 5551 3378 SH SOLE 3378 0 0 BROADCOM INC COM 11135F101 12370 27860 SH SOLE 23345 0 4515 BROWN FORMAN CORP CL B 115637209 250 3750 SH SOLE 3750 0 0 CANADIAN NATL RY CO COM 136375102 245 2265 SH SOLE 2265 0 0 CARLISLE COS INC COM 142339100 2454 8752 SH SOLE 8752 0 0 SCHWAB CHARLES CORP COM 808513105 26151 363872 SH SOLE 344522 0 19350 CISCO SYS INC COM 17275R102 616 15388 SH SOLE 15388 0 0 CME GROUP INC COM 12572Q105 9975 56313 SH SOLE 51276 0 5037 COCA COLA CO COM 191216100 945 16877 SH SOLE 16877 0 0 COLGATE PALMOLIVE CO COM 194162103 1163 16557 SH SOLE 6900 0 9657 CONOCOPHILLIPS COM 20825C104 277 2706 SH SOLE 2706 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 427 2996 SH SOLE 2996 0 0 CORTEVA INC COM 22052L104 290 5081 SH SOLE 1850 0 3231 CVS HEALTH CORP COM 126650100 7839 82197 SH SOLE 82197 0 0 DEERE & CO COM 244199105 768 2300 SH SOLE 2300 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 272 12221 SH SOLE 12221 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 258 1521 SH SOLE 1521 0 0 DOMINION ENERGY INC COM 25746U109 581 8409 SH SOLE 8409 0 0 DOVER CORP COM 260003108 659 5649 SH SOLE 5649 0 0 DOW INC COM 260557103 216 4906 SH SOLE 1850 0 3056 EBAY INC. COM 278642103 233 6327 SH SOLE 6327 0 0 ECOLAB INC COM 278865100 8049 55735 SH SOLE 55735 0 0 EMERSON ELEC CO COM 291011104 857 11707 SH SOLE 11707 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 404 16995 SH SOLE 16995 0 0 EQUIFAX INC COM 294429105 485 2828 SH SOLE 2828 0 0 EVGO INC CL A COM 30052F100 84 10620 SH SOLE 10620 0 0 EXXON MOBIL CORP COM 30231G102 370 4240 SH SOLE 4240 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 200 6597 SH SOLE 6597 0 0 FIRST SOLAR INC COM 336433107 400 3022 SH SOLE 1222 0 1800 FLEX LTD ORD Y2573F102 485 29117 SH SOLE 29117 0 0 GARMIN LTD SHS H2906T109 6296 78391 SH SOLE 70529 0 7862 GENTHERM INC COM 37253A103 294 5905 SH SOLE 5905 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 867 12202 SH SOLE 12191 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 9184 72438 SH SOLE 65547 0 6891 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 469 3872 SH SOLE 3872 0 0 HOLOGIC INC COM 436440101 11968 185496 SH SOLE 164237 0 21259 HOME DEPOT INC COM 437076102 13071 47367 SH SOLE 47367 0 0 HONEYWELL INTL INC COM 438516106 239 1430 SH SOLE 1430 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 12180 54989 SH SOLE 54989 0 0 ILLINOIS TOOL WKS INC COM 452308109 996 5511 SH SOLE 5511 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 255 3079 SH SOLE 3079 0 0 INTEL CORP COM 458140100 11419 443094 SH SOLE 443094 0 0 INTUIT COM 461202103 223 575 SH SOLE 575 0 0 IRON MTN INC DEL COM 46284V101 866 19702 SH SOLE 19702 0 0 ISHARES TR CALIF MUN BD ETF 464288356 605 11150 SH SOLE 10410 0 740 ISHARES TR CORE S&P500 ETF 464287200 596 1661 SH SOLE 1661 0 0 ISHARES TR CORE S&P MCP ETF 464287507 291 1327 SH SOLE 1327 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 10528 209428 SH SOLE 206190 0 3238 ISHARES TR MBS ETF 464288588 17740 193707 SH SOLE 190699 0 3008 ISHARES TR NEW YORK MUN ETF 464288323 1991 39354 SH SOLE 39354 0 0 ISHARES TR RUS 1000 ETF 464287622 427 2166 SH SOLE 2166 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 14765 143820 SH SOLE 142185 0 1635 ISHARES TR TIPS BD ETF 464287176 9382 89435 SH SOLE 88219 0 1216 ISHARES TR SHORT TREAS BD 464288679 556 5059 SH SOLE 5059 0 0 ITT INC COM 45073V108 10230 156564 SH SOLE 141992 0 14572 JOHNSON & JOHNSON COM 478160104 7302 44701 SH SOLE 41816 0 2885 JPMORGAN CHASE & CO COM 46625H100 8130 77799 SH SOLE 77799 0 0 KULICKE & SOFFA INDS INC COM 501242101 234 6076 SH SOLE 6076 0 0 LAMB WESTON HLDGS INC COM 513272104 232 3000 SH SOLE 3000 0 0 LILLY ELI & CO COM 532457108 619 1915 SH SOLE 1915 0 0 LOCKHEED MARTIN CORP COM 539830109 517 1338 SH SOLE 1338 0 0 LOWES COS INC COM 548661107 3738 19904 SH SOLE 19904 0 0 MARATHON PETE CORP COM 56585A102 930 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 10029 35270 SH SOLE 35270 0 0 MCDONALDS CORP COM 580135101 848 3676 SH SOLE 3676 0 0 MERCK & CO INC COM 58933Y105 661 7677 SH SOLE 7677 0 0 META PLATFORMS INC CL A 30303M102 12860 94783 SH SOLE 87012 0 7771 MICROSOFT CORP COM 594918104 35583 152781 SH SOLE 144087 0 8694 NATIONAL BANKSHARES INC VA COM 634865109 238 7055 SH SOLE 7055 0 0 NIKE INC CL B 654106103 313 3771 SH SOLE 3771 0 0 NORFOLK SOUTHN CORP COM 655844108 10350 49367 SH SOLE 49367 0 0 NOVA LTD COM M7516K103 295 3454 SH SOLE 3454 0 0 ORACLE CORP COM 68389X105 269 4400 SH SOLE 4400 0 0 ORANGE CNTY BANCORP INC COM 68417L107 547 14200 SH SOLE 14200 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 30110 42809 SH SOLE 40102 0 2707 PAYPAL HLDGS INC COM 70450Y103 20427 237329 SH SOLE 224972 0 12357 PEPSICO INC COM 713448108 710 4351 SH SOLE 4351 0 0 PFIZER INC COM 717081103 1363 31154 SH SOLE 31154 0 0 PROCTER AND GAMBLE CO COM 742718109 1373 10876 SH SOLE 10876 0 0 PUBLIC STORAGE COM 74460D109 13954 47656 SH SOLE 42072 0 5584 RAYTHEON TECHNOLOGIES CORP COM 75513E101 10147 123954 SH SOLE 123954 0 0 RELX PLC SPONSORED ADR 759530108 7146 293958 SH SOLE 270418 0 23540 REYNOLDS CONSUMER PRODS INC COM 76171L106 9225 354658 SH SOLE 316944 0 37714 ROPER TECHNOLOGIES INC COM 776696106 4295 11942 SH SOLE 11942 0 0 SANOFI SPONSORED ADR 80105N105 13139 345581 SH SOLE 327717 0 17864 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2159 32506 SH SOLE 32506 0 0 SEMPRA COM 816851109 11077 73874 SH SOLE 73874 0 0 SIMPSON MFG INC COM 829073105 10677 136184 SH SOLE 122378 0 13806 SOUTHERN CO COM 842587107 10368 152475 SH SOLE 141967 0 10508 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 499 5450 SH SOLE 5450 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 2557 58119 SH SOLE 58119 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 26866 919423 SH SOLE 906088 0 13335 SPDR SER TR PORTFOLIO SH TSR 78468R101 729 25206 SH SOLE 25206 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 213 597 SH SOLE 597 0 0 STANLEY BLACK & DECKER INC COM 854502101 201 2675 SH SOLE 2675 0 0 STRYKER CORPORATION COM 863667101 18991 93766 SH SOLE 90924 0 2842 PRICE T ROWE GROUP INC COM 74144T108 1187 11299 SH SOLE 11299 0 0 TARGET CORP COM 87612E106 1028 6925 SH SOLE 6925 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 535 4508 SH SOLE 4508 0 0 TESLA INC COM 88160R101 716 2700 SH SOLE 2700 0 0 TEXAS INSTRS INC COM 882508104 792 5119 SH SOLE 5119 0 0 TRAVELERS COMPANIES INC COM 89417E109 215 1401 SH SOLE 1401 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 650 1282 SH SOLE 1282 0 0 THOR INDS INC COM 885160101 7009 100156 SH SOLE 86749 0 13407 TJX COS INC NEW COM 872540109 9616 154804 SH SOLE 154804 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 7028 114592 SH SOLE 108207 0 6385 TRACTOR SUPPLY CO COM 892356106 12355 66467 SH SOLE 66467 0 0 TRIMBLE INC COM 896239100 7699 141867 SH SOLE 141867 0 0 UFP TECHNOLOGIES INC COM 902673102 238 2769 SH SOLE 2769 0 0 UNION PAC CORP COM 907818108 1215 6238 SH SOLE 3038 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 9050 56024 SH SOLE 56024 0 0 UNITEDHEALTH GROUP INC COM 91324P102 34957 69217 SH SOLE 63927 0 5290 URSTADT BIDDLE PPTYS INC CL A 917286205 312 20140 SH SOLE 20140 0 0 US BANCORP DEL COM NEW 902973304 9960 247033 SH SOLE 221545 0 25488 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 211 3227 SH SOLE 3227 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 291 6560 SH SOLE 6560 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 364 10000 SH SOLE 10000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 217 4704 SH SOLE 4704 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 212 2848 SH SOLE 2848 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 7657 159164 SH SOLE 156425 0 2739 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 41302 714689 SH SOLE 706791 0 7898 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 10218 212265 SH SOLE 210490 0 1775 VANGUARD INDEX FDS TOTAL STK MKT 922908769 327 1824 SH SOLE 1824 0 0 VIRTU FINL INC CL A 928254101 202 9715 SH SOLE 9715 0 0 VISA INC COM CL A 92826C839 13794 77646 SH SOLE 71382 0 6264 WALGREENS BOOTS ALLIANCE INC COM 931427108 1454 46300 SH SOLE 46300 0 0 WALMART INC COM 931142103 462 3563 SH SOLE 3563 0 0 DISNEY WALT CO COM 254687106 8005 84857 SH SOLE 76835 0 8022 BERKLEY W R CORP COM 084423102 304 4708 SH SOLE 4708 0 0