0001062993-22-010373.txt : 20220418 0001062993-22-010373.hdr.sgml : 20220418 20220418134603 ACCESSION NUMBER: 0001062993-22-010373 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220418 DATE AS OF CHANGE: 20220418 EFFECTIVENESS DATE: 20220418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eagle Ridge Investment Management CENTRAL INDEX KEY: 0001445891 IRS NUMBER: 232730112 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13340 FILM NUMBER: 22831759 BUSINESS ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2032274515 MAIL ADDRESS: STREET 1: 4 HIGH RIDGE PARK STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06905 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001445891 XXXXXXXX 03-31-2022 03-31-2022 Eagle Ridge Investment Management

4 HIGH RIDGE PARK 3RD FLOOR STAMFORD CT 06905

13F HOLDINGS REPORT 028-13340 N John J. Knox III 203-227-4515 John J. Knox III Stamford CT 04-12-2022 0 155 938614 true INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M CO COM 88579Y101 1674 11244 SH SOLE 11244 0 0 ABBOTT LABS COM 002824100 12374 104546 SH SOLE 104546 0 0 ABBVIE INC COM 00287Y109 11693 72132 SH SOLE 72132 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1015 3010 SH SOLE 3010 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 287 629 SH SOLE 629 0 0 ALPHABET INC CAP STK CL A 02079K305 31429 11300 SH SOLE 10762 0 538 ALPHABET INC CAP STK CL C 02079K107 3550 1271 SH SOLE 1258 0 13 AMAZON COM INC COM 023135106 727 223 SH SOLE 223 0 0 AMDOCS LTD SHS G02602103 12794 155625 SH SOLE 142122 0 13503 AMERICAN ELEC PWR CO INC COM 025537101 236 2366 SH SOLE 2366 0 0 AMERICAN EXPRESS CO COM 025816109 550 2939 SH SOLE 2939 0 0 APPLE INC COM 037833100 8203 46976 SH SOLE 31329 0 15647 APPLIED MATLS INC COM 038222105 264 2000 SH SOLE 2000 0 0 ARISTA NETWORKS INC COM 040413106 373 2684 SH SOLE 2684 0 0 ATRION CORP COM 049904105 287 402 SH SOLE 402 0 0 BK OF AMERICA CORP COM 060505104 10922 264971 SH SOLE 264971 0 0 BECTON DICKINSON & CO COM 075887109 263 990 SH SOLE 990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2116 4 SH SOLE 1 0 3 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 15456 43796 SH SOLE 43796 0 0 BEST BUY INC COM 086516101 333 3665 SH SOLE 3665 0 0 BLACKROCK INC COM 09247X101 13481 17641 SH SOLE 17641 0 0 BOOKING HOLDINGS INC COM 09857L108 7860 3347 SH SOLE 3347 0 0 BROADCOM INC COM 11135F101 17704 28116 SH SOLE 23579 0 4537 BROWN FORMAN CORP CL B 115637209 251 3750 SH SOLE 3750 0 0 CARLISLE COS INC COM 142339100 2163 8797 SH SOLE 8797 0 0 SCHWAB CHARLES CORP COM 808513105 30844 365839 SH SOLE 346489 0 19350 CISCO SYS INC COM 17275R102 663 11888 SH SOLE 11888 0 0 CME GROUP INC COM 12572Q105 13245 55684 SH SOLE 50647 0 5037 COCA COLA CO COM 191216100 1151 18560 SH SOLE 18560 0 0 COLGATE PALMOLIVE CO COM 194162103 1256 16557 SH SOLE 6900 0 9657 CONOCOPHILLIPS COM 20825C104 271 2706 SH SOLE 2706 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 554 2996 SH SOLE 2996 0 0 CORTEVA INC COM 22052L104 227 3942 SH SOLE 711 0 3231 COSTCO WHSL CORP NEW COM 22160K105 342 594 SH SOLE 594 0 0 CVS HEALTH CORP COM 126650100 7861 77670 SH SOLE 77670 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 337 12221 SH SOLE 12221 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 329 1621 SH SOLE 1621 0 0 DOMINION ENERGY INC COM 25746U109 744 8753 SH SOLE 8753 0 0 DOVER CORP COM 260003108 886 5649 SH SOLE 5649 0 0 DOW INC COM 260557103 229 3597 SH SOLE 541 0 3056 DUPONT DE NEMOURS INC COM 26614N102 290 3942 SH SOLE 711 0 3231 EBAY INC. COM 278642103 362 6327 SH SOLE 6327 0 0 ECOLAB INC COM 278865100 6960 39419 SH SOLE 39419 0 0 EMERSON ELEC CO COM 291011104 1135 11573 SH SOLE 11573 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 439 16995 SH SOLE 16995 0 0 EQUIFAX INC COM 294429105 671 2828 SH SOLE 2828 0 0 ESSENTIAL UTILS INC COM 29670G102 336 6580 SH SOLE 6580 0 0 EXXON MOBIL CORP COM 30231G102 286 3465 SH SOLE 3465 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 253 6597 SH SOLE 6597 0 0 FIRST SOLAR INC COM 336433107 253 3022 SH SOLE 1222 0 1800 FLEX LTD ORD Y2573F102 540 29117 SH SOLE 29117 0 0 GARMIN LTD SHS H2906T109 8937 75346 SH SOLE 67484 0 7862 GENTHERM INC COM 37253A103 431 5905 SH SOLE 5905 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 1000 11227 SH SOLE 11216 0 11 GRUPO AEROPUERTO DEL PACIFIC SPON ADR B 400506101 11929 73990 SH SOLE 66149 0 7841 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 530 3872 SH SOLE 3872 0 0 HOLOGIC INC COM 436440101 14338 186644 SH SOLE 165385 0 21259 HOME DEPOT INC COM 437076102 14001 46775 SH SOLE 46775 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 10915 54730 SH SOLE 54730 0 0 ILLINOIS TOOL WKS INC COM 452308109 858 4097 SH SOLE 4097 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 317 3079 SH SOLE 3079 0 0 INTEL CORP COM 458140100 21530 434423 SH SOLE 415608 0 18815 IRON MTN INC NEW COM 46284V101 1092 19702 SH SOLE 19702 0 0 ISHARES TR CALIF MUN BD ETF 464288356 425 7301 SH SOLE 6686 0 615 ISHARES TR CORE S&P500 ETF 464287200 690 1520 SH SOLE 1520 0 0 ISHARES TR CORE S&P MCP ETF 464287507 319 1190 SH SOLE 1190 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 11857 234709 SH SOLE 230791 0 3918 ISHARES TR MBS ETF 464288588 640 6279 SH SOLE 6279 0 0 ISHARES TR MSCI EAFE ETF 464287465 614 8342 SH SOLE 8342 0 0 ISHARES TR NEW YORK MUN ETF 464288323 2038 37366 SH SOLE 37366 0 0 ISHARES TR RUS 1000 ETF 464287622 552 2206 SH SOLE 2206 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 335 1633 SH SOLE 1633 0 0 ISHARES TR RUS MID CAP ETF 464287499 438 5609 SH SOLE 5609 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 516 9978 SH SOLE 9978 0 0 ISHARES TR TIPS BD ETF 464287176 11080 88944 SH SOLE 87773 0 1171 ITT INC COM 45073V108 11668 155138 SH SOLE 140566 0 14572 JOHNSON & JOHNSON COM 478160104 3635 20512 SH SOLE 17227 0 3285 JPMORGAN CHASE & CO COM 46625H100 10230 75044 SH SOLE 75044 0 0 KULICKE & SOFFA INDS INC COM 501242101 456 8146 SH SOLE 8146 0 0 LILLY ELI & CO COM 532457108 491 1715 SH SOLE 1715 0 0 LOCKHEED MARTIN CORP COM 539830109 569 1288 SH SOLE 1288 0 0 LOWES COS INC COM 548661107 3939 19484 SH SOLE 19484 0 0 MARATHON PETE CORP COM 56585A102 801 9364 SH SOLE 9364 0 0 MASTERCARD INCORPORATED CL A 57636Q104 12485 34936 SH SOLE 34936 0 0 MCDONALDS CORP COM 580135101 890 3601 SH SOLE 3601 0 0 MERCK & CO INC COM 58933Y105 293 3574 SH SOLE 3574 0 0 META PLATFORMS INC CL A 30303M102 310 1396 SH SOLE 1396 0 0 MICROSOFT CORP COM 594918104 47447 153895 SH SOLE 145027 0 8868 MILLERKNOLL INC COM 600544100 225 6500 SH SOLE 6500 0 0 NATIONAL BANKSHARES INC VA COM 634865109 262 7055 SH SOLE 7055 0 0 NIKE INC CL B 654106103 404 3000 SH SOLE 3000 0 0 NORFOLK SOUTHN CORP COM 655844108 13964 48959 SH SOLE 48959 0 0 NOVA LTD COM M7516K103 531 4874 SH SOLE 4874 0 0 ORACLE CORP COM 68389X105 471 5690 SH SOLE 5690 0 0 ORANGE CNTY BANCORP INC COM 68417L107 568 14200 SH SOLE 14200 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 33610 49068 SH SOLE 46234 0 2834 PAYPAL HLDGS INC COM 70450Y103 26886 232479 SH SOLE 220122 0 12357 PEPSICO INC COM 713448108 573 3426 SH SOLE 3426 0 0 PFIZER INC COM 717081103 1609 31083 SH SOLE 31083 0 0 PROCTER AND GAMBLE CO COM 742718109 1809 11840 SH SOLE 10850 0 990 PUBLIC STORAGE COM 74460D109 18989 48654 SH SOLE 42977 0 5677 RAYTHEON TECHNOLOGIES CORP COM 75513E101 12252 123669 SH SOLE 123431 0 238 RELX PLC SPONSORED ADR 759530108 9059 291300 SH SOLE 267760 0 23540 REYNOLDS CONSUMER PRODS INC COM 76171L106 10558 359863 SH SOLE 322149 0 37714 ROPER TECHNOLOGIES INC COM 776696106 5639 11942 SH SOLE 11942 0 0 SANOFI SPONSORED ADR 80105N105 17544 341729 SH SOLE 323865 0 17864 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 2564 32506 SH SOLE 32506 0 0 SEMPRA COM 816851109 12303 73178 SH SOLE 73178 0 0 SIMPSON MFG INC COM 829073105 14844 136131 SH SOLE 122325 0 13806 SLEEP NUMBER CORP COM 83125X103 203 4000 SH SOLE 4000 0 0 SOUTHERN CO COM 842587107 11196 154404 SH SOLE 143881 0 10523 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 498 5450 SH SOLE 5450 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 3207 141094 SH SOLE 138430 0 2664 SPDR SER TR NUVEEN BLMBRG SH 78468R739 9092 192096 SH SOLE 189806 0 2290 SPDR SER TR NUVEEN BLMBRG MU 78468R721 3116 65089 SH SOLE 65089 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 24075 799036 SH SOLE 786436 0 12600 SPDR SER TR PORTFOLIO SH TSR 78468R101 1708 57589 SH SOLE 57589 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 356 789 SH SOLE 789 0 0 SPDR SER TR MSCI USA STRTGIC 78468R812 204 1634 SH SOLE 1634 0 0 STANLEY BLACK & DECKER INC COM 854502101 308 2204 SH SOLE 2204 0 0 STRYKER CORPORATION COM 863667101 24896 93122 SH SOLE 90280 0 2842 PRICE T ROWE GROUP INC COM 74144T108 1708 11299 SH SOLE 11299 0 0 TARGET CORP COM 87612E106 1480 6975 SH SOLE 6975 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 716 4508 SH SOLE 4508 0 0 TESLA INC COM 88160R101 985 914 SH SOLE 914 0 0 TEXAS INSTRS INC COM 882508104 939 5119 SH SOLE 5119 0 0 TRAVELERS COMPANIES INC COM 89417E109 256 1401 SH SOLE 1401 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 601 1018 SH SOLE 1018 0 0 THOR INDS INC COM 885160101 7575 96251 SH SOLE 82844 0 13407 TJX COS INC NEW COM 872540109 9193 151745 SH SOLE 151745 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 8462 106544 SH SOLE 100159 0 6385 TRACTOR SUPPLY CO COM 892356106 15449 66199 SH SOLE 66199 0 0 TRIMBLE INC COM 896239100 10179 141098 SH SOLE 141098 0 0 UFP TECHNOLOGIES INC COM 902673102 292 4419 SH SOLE 4419 0 0 UNION PAC CORP COM 907818108 1598 5848 SH SOLE 2648 0 3200 UNITED PARCEL SERVICE INC CL B 911312106 11821 55118 SH SOLE 55118 0 0 UNITEDHEALTH GROUP INC COM 91324P102 39402 77264 SH SOLE 71970 0 5294 URSTADT BIDDLE PPTYS INC CL A 917286205 405 21540 SH SOLE 21540 0 0 US BANCORP DEL COM NEW 902973304 12843 241645 SH SOLE 216157 0 25488 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 240 3227 SH SOLE 3227 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 323 5605 SH SOLE 5605 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 300 4824 SH SOLE 4824 0 0 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 18491 369078 SH SOLE 363224 0 5854 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 228 1099 SH SOLE 1099 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 682 8736 SH SOLE 8736 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10373 202557 SH SOLE 199043 0 3514 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 38798 654712 SH SOLE 646749 0 7963 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 14197 275403 SH SOLE 273523 0 1880 VANGUARD INDEX FDS TOTAL STK MKT 922908769 469 2060 SH SOLE 2060 0 0 VIRTU FINL INC CL A 928254101 362 9715 SH SOLE 9715 0 0 VISA INC COM CL A 92826C839 17367 78310 SH SOLE 72046 0 6264 WALGREENS BOOTS ALLIANCE INC COM 931427108 2073 46300 SH SOLE 46300 0 0 WALMART INC COM 931142103 545 3663 SH SOLE 3663 0 0 DISNEY WALT CO COM 254687106 11360 82824 SH SOLE 74802 0 8022 BERKLEY W R CORP COM 084423102 314 4708 SH SOLE 4708 0 0