0001445305-23-000067.txt : 20230309 0001445305-23-000067.hdr.sgml : 20230309 20230309162554 ACCESSION NUMBER: 0001445305-23-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230308 FILED AS OF DATE: 20230309 DATE AS OF CHANGE: 20230309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Klindt Jill CENTRAL INDEX KEY: 0001626102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36773 FILM NUMBER: 23720086 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD CITY: AMES STATE: IA ZIP: 50010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WORKIVA INC CENTRAL INDEX KEY: 0001445305 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 472509828 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 BUSINESS PHONE: (515) 817-6100 MAIL ADDRESS: STREET 1: 2900 UNIVERSITY BLVD. CITY: AMES STATE: IA ZIP: 50010 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA INC. DATE OF NAME CHANGE: 20141212 FORMER COMPANY: FORMER CONFORMED NAME: WORKIVA LLC DATE OF NAME CHANGE: 20140701 FORMER COMPANY: FORMER CONFORMED NAME: WEBFILINGS LLC DATE OF NAME CHANGE: 20091013 4 1 wf-form4_167839714217915.xml FORM 4 X0306 4 2023-03-08 0 0001445305 WORKIVA INC WK 0001626102 Klindt Jill 2900 UNIVERSITY BOULEVARD AMES IA 50010 0 1 0 0 EVP, CFO, CAO & Treasurer Class A Common Stock 2023-03-08 4 S 0 15000 90.20 D 84399 D Employee Stock Option to Purchase Class A Common Stock 18.6 2018-07-03 2027-07-02 Class A Common Stock 25000.0 25000 D The price reported in Column 4 is a weighted-average price. The price actually received ranges from $89.72 to $90.74. For all transactions reported in this Form 4 utilizing a weighted-average price, the Reporting Person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Granted pursuant to the 2014 Equity Incentive Plan. Vests as to 25% of the shares on the first anniversary of the grant date and then 6.25% of the shares at the end of each three-month period thereafter. /s/ Brandon E. Ziegler as attorney-in-fact for Jill E. Klindt 2023-03-09