0000899243-16-032635.txt : 20161102 0000899243-16-032635.hdr.sgml : 20161102 20161102173235 ACCESSION NUMBER: 0000899243-16-032635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEOSTASIS THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001445283 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 200 TECHNOLOGY SQUARE CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-225-0096 MAIL ADDRESS: STREET 1: 200 TECHNOLOGY SQUARE CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: PROTEOSTASIS THERAPEUTICS INC DATE OF NAME CHANGE: 20080916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gilmartin Greffrey S. CENTRAL INDEX KEY: 0001688268 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37695 FILM NUMBER: 161969188 MAIL ADDRESS: STREET 1: 200 TECHNOLOGY SQUARE STREET 2: 4TH FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-01 0 0001445283 PROTEOSTASIS THERAPEUTICS, INC. PTI 0001688268 Gilmartin Greffrey S. 200 TECHNOLOGY SQUARE, 4TH FLOOR CAMBRIDGE MA 02139 0 1 0 0 See Remarks Employee Stock Option (Right to Buy) 6.98 2016-11-01 4 A 0 75000 0.00 A 2026-08-25 Common Stock 75000 75000 D These securities shall vest and become exercisable in a series of installments, with the first installment to become exercisable for 25% of the underlying common stock on August 25, 2017, and thereafter vesting and becoming exercisable in quarterly installments as nearly equal as practicable (as determined by the Issuer in its reasonable discretion), until such stock option becomes fully exercisable on August 25, 2020, provided that the Reporting Person remains an employee of Issuer at all times during the applicable vesting period of such securities. Chief Development Officer /s/ Jeffrey M. Held, Attorney-in-Fact 2016-11-02