-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PyNJwBf3mpHO751PQelYelTIZi+qH89iE+M7moNaUts1NNO2ok1iTJH6PGIt9nsA aZMOXOshJOp+OQVh8WyedQ== 0001157523-09-008573.txt : 20091214 0001157523-09-008573.hdr.sgml : 20091214 20091214170615 ACCESSION NUMBER: 0001157523-09-008573 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091031 FILED AS OF DATE: 20091214 DATE AS OF CHANGE: 20091214 EFFECTIVENESS DATE: 20091214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL INFOTAINMENT SYSTEMS CORP CENTRAL INDEX KEY: 0001444914 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: 1934 Act SEC FILE NUMBER: 333-154227 FILM NUMBER: 091239582 BUSINESS ADDRESS: STREET 1: 25533 NORTH CARSON ST CITY: CARSON CITY STATE: NV ZIP: 89706 BUSINESS PHONE: 1-888-281-9126 MAIL ADDRESS: STREET 1: 25533 NORTH CARSON ST CITY: CARSON CITY STATE: NV ZIP: 89706 NT 10-Q 1 a6120406.txt UNIVERSAL INFOTAINMENT SYSTEMS CORPORATION NT 10-Q SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING SEC File Number: CUSIP Number: 91359N105 Check One: |_| Form 10-K |_| Form 20-F |_| Form 11-K |X| Form 10-Q |_| Form NSAR For the period ended: October 31, 2009 |_| Transition Report on Form 10-K |_| Transition Report on Form 20-F |_| Transition Report on Form 11-K |_| Transition Report on Form 10-Q |_| Transition Report on Form NSAR For the transition period ended: Not Applicable Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: Not Applicable - -------------------------------------------------------------------------------- PART I - REGISTRANT INFORMATION Full Name of Registrant: Universal Infotainment Systems Corporation Former Name if Applicable: N/A Address of Principal Executive Office: East West Corporate Center 1771 Diehl Road, Suite 330 Naperville, Illinois 60563 PART II - RULES 12b-25(b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) - -------------------------------------------------------------------------------- (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense. (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth |X| calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. - -------------------------------------------------------------------------------- PART III - NARRATIVE State below in reasonable detail the reasons why the Form 10-K, 20-F, 11-K, 10-Q, or N-SAR, or the transition report or portion thereof, could not be filed within the prescribed time period. Universal Infotainment Systems Corporation (the "Company") could not complete the filing of its Quarterly Report on Form 10-Q for the quarter ended October 31, 2009 due to a delay in obtaining and compiling information required to be included in the Company's Form 10-Q, which delay could not be eliminated by the Company without unreasonable effort and expense. In accordance with Rule 12b-25 of the Securities Exchange Act of 1934, the Company will file its Form 10-Q no later than the fifth calendar day following the prescribed due date. PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Michael T. Williams, Esq. 813 831-9348 - ------------------------------- ----------------- ------------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 for Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? Yes |X| No |_| If answer is no, identify report(s): Not Applicable - -------------------------------------------------------------------------------- (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal years will be reflected by the earning statements to be included in the subject report or portion thereof? Yes |_| No |X| If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. - -------------------------------------------------------------------------------- Universal Infotainment Systems Corporation --------------------------------------------- (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Dated: December 14, 2009 Universal Infotainment Systems Corporation By: /s/ James Clark Beattie ----------------------------------- Name: James Clark Beattie Title: Chief Executive Officer ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----