0001140361-23-052128.txt : 20231108
0001140361-23-052128.hdr.sgml : 20231108
20231108171915
ACCESSION NUMBER: 0001140361-23-052128
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231108
DATE AS OF CHANGE: 20231108
EFFECTIVENESS DATE: 20231108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 231389284
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
X0202
13F-HR
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0001444874
XXXXXXXX
09-30-2023
09-30-2023
false
Teton Advisors, Inc.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-13534
000105963
801-47568
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
10-31-2023
0
235
322909881
INFORMATION TABLE
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0
0
PARK AEROSPACE CORP
EQUITY
70014A104
941118
60600
SH
SOLE
60600
0
0
PARK-OHIO HOLDINGS CORP
EQUITY
700666100
3832675
192500
SH
SOLE
192500
0
0
PERFICIENT INC 0.125 11/15/26 CVT
BOND CONVERTIBLE
71375UAF8
804010
1000000
PRN
SOLE
1000000
0
0
PETIQ INC 4.000 06/01/26 CVT
BOND CONVERTIBLE
71639TAB2
624454
640000
PRN
SOLE
640000
0
0
PFSWEB INC
EQUITY
717098206
1316880
177000
SH
SOLE
177000
0
0
PITNEY BOWES INC
EQUITY
724479100
151000
50000
SH
SOLE
50000
0
0
PLAYAGS INC
EQUITY
72814N104
1545240
237000
SH
SOLE
237000
0
0
PLAYSTUDIOS INC
EQUITY
72815G108
95400
30000
SH
SOLE
30000
0
0
POST HOLDINGS INC 2.500 08/15/27 CVT
BOND CONVERTIBLE
737446AT1
273468
275000
PRN
SOLE
275000
0
0
PREFORMED LINE PRODUCTS CO
EQUITY
740444104
455224
2800
SH
SOLE
2800
0
0
PRIMIS FINANCIAL CORP
EQUITY
74167B109
163000
20000
SH
SOLE
20000
0
0
PRIMO WATER CORP
EQUITY
74167P108
207000
15000
SH
SOLE
15000
0
0
PROGRESS SOFTWARE CORP 1.000 04/15/26 CVT
BOND CONVERTIBLE
743312AB6
783902
760000
PRN
SOLE
760000
0
0
READING INTERNATIONAL INC-A
EQUITY
755408101
545900
257500
SH
SOLE
257500
0
0
READING INTERNATIONAL INC-B
EQUITY
755408200
1287120
74400
SH
SOLE
74400
0
0
REDWOOD TRUST INC 7.750 06/15/27 CVT
BOND CONVERTIBLE
758075AF2
225713
250000
PRN
SOLE
250000
0
0
RENASANT CORP
EQUITY
75970E107
799581
30530
SH
SOLE
30530
0
0
RGC RESOURCES INC
EQUITY
74955L103
1487973
86010
SH
SOLE
86010
0
0
RPC INC
EQUITY
749660106
536400
60000
SH
SOLE
60000
0
0
RUSH ENTERPRISES INC - CL B
EQUITY
781846308
5088332
112350
SH
SOLE
112350
0
0
RUSH ENTERPRISES INC-CL A
EQUITY
781846209
2061507
50490
SH
SOLE
50490
0
0
RUSH STREET INTERACTIVE INC
EQUITY
782011100
92400
20000
SH
SOLE
20000
0
0
S&W SEED CO
EQUITY
785135104
347200
310000
SH
SOLE
310000
0
0
SANDY SPRING BANCORP INC
EQUITY
800363103
728620
34000
SH
SOLE
34000
0
0
SILVERCREST ASSET MANAGEME-A
EQUITY
828359109
1079160
68000
SH
SOLE
68000
0
0
SINCLAIR INC
EQUITY
829242106
359040
32000
SH
SOLE
32000
0
0
SKYLINE CHAMPION CORP
EQUITY
830830105
3855060
60500
SH
SOLE
60500
0
0
SKYWATER TECHNOLOGY INC
EQUITY
83089J108
390861
64927
SH
SOLE
64927
0
0
SOUTHERN FIRST BANCSHARES
EQUITY
842873101
1104540
41000
SH
SOLE
41000
0
0
SOUTHSTATE CORP
EQUITY
840441109
619712
9200
SH
SOLE
9200
0
0
SOUTHWEST AIRLINES CO 1.250 05/01/25 CVT
BOND CONVERTIBLE
844741BG2
301068
300000
PRN
SOLE
300000
0
0
SPORTSMAN'S WAREHOUSE HOLDIN
EQUITY
84920Y106
269400
60000
SH
SOLE
60000
0
0
STANDARD MOTOR PRODS
EQUITY
853666105
1344800
40000
SH
SOLE
40000
0
0
STANDEX INTERNATIONAL CORP
EQUITY
854231107
2039660
14000
SH
SOLE
14000
0
0
STARRETT (L.S.) CO -CL A
EQUITY
855668109
752500
70000
SH
SOLE
70000
0
0
STEEL PARTNERS HOLDINGS LP
EQUITY UNIT
85814R107
416697
9800
SH
SOLE
9800
0
0
STELLAR BANCORP INC
EQUITY
858927106
1375140
64500
SH
SOLE
64500
0
0
STERIS PLC
EQUITY
G8473T100
285246
1300
SH
SOLE
1300
0
0
STONERIDGE INC
EQUITY
86183P102
1705950
85000
SH
SOLE
85000
0
0
STRIDE INC 1.125 09/01/27 CVT
BOND CONVERTIBLE
86333MAA6
634446
600000
PRN
SOLE
600000
0
0
SUNNOVA ENERGY INTL INC 2.625 02/15/28 CVT
BOND CONVERTIBLE
86745KAH7
433349
700000
PRN
SOLE
700000
0
0
SURMODICS INC
EQUITY
868873100
1488976
46400
SH
SOLE
46400
0
0
TEAM INC
EQUITY
878155308
69500
10000
SH
SOLE
10000
0
0
TEJON RANCH CO
EQUITY
879080109
1549010
95500
SH
SOLE
95500
0
0
TENNANT CO
EQUITY
880345103
1679498
22650
SH
SOLE
22650
0
0
TITAN INTERNATIONAL INC
EQUITY
88830M102
275315
20500
SH
SOLE
20500
0
0
TITAN MACHINERY INC
EQUITY
88830R101
1913760
72000
SH
SOLE
72000
0
0
TKO GROUP HOLDINGS INC
EQUITY
87256C101
1328148
15800
SH
SOLE
15800
0
0
TOWNSQUARE MEDIA INC - CL A
EQUITY
892231101
1308000
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC
EQUITY
892918103
208650
32500
SH
SOLE
32500
0
0
TREDEGAR CORP
EQUITY
894650100
1129067
208700
SH
SOLE
208700
0
0
TRINITY PLACE HOLDINGS INC
EQUITY
89656D101
96725
265000
SH
SOLE
265000
0
0
TRUSTCO BANK CORP NY
EQUITY
898349204
273173
10010
SH
SOLE
10010
0
0
TWIN DISC INC
EQUITY
901476101
1602496
116800
SH
SOLE
116800
0
0
TYLER TECHNOLOGIES INC
EQUITY
902252105
386140
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HOLDINGS INC
EQUITY
90385V107
2462610
83000
SH
SOLE
83000
0
0
ULTRALIFE CORP
EQUITY
903899102
1259040
129000
SH
SOLE
129000
0
0
UNITED BANKSHARES INC
EQUITY
909907107
234515
8500
SH
SOLE
8500
0
0
UNITED GUARDIAN INC
EQUITY
910571108
524171
69611
SH
SOLE
69611
0
0
UNIVERSAL TECHNICAL INSTITUT
EQUITY
913915104
796100
95000
SH
SOLE
95000
0
0
VALLEY NATIONAL BANCORP
EQUITY
919794107
383488
44800
SH
SOLE
44800
0
0
VALUE LINE INC
EQUITY
920437100
1390296
31800
SH
SOLE
31800
0
0
VIAD CORP
EQUITY
92552R406
1414800
54000
SH
SOLE
54000
0
0
VILLAGE SUPER MARKET-CLASS A
EQUITY
927107409
2043192
90247
SH
SOLE
90247
0
0
VISHAY PRECISION GROUP
EQUITY
92835K103
1813723
54012
SH
SOLE
54012
0
0
WABASH NATIONAL CORP
EQUITY
929566107
1098240
52000
SH
SOLE
52000
0
0
WASHINGTON TRUST BANCORP
EQUITY
940610108
1063995
40410
SH
SOLE
40410
0
0
WATERSTONE FINANCIAL INC
EQUITY
94188P101
783144
71520
SH
SOLE
71520
0
0
WESTERN NEW ENGLAND BANCORP
EQUITY
958892101
529454
81580
SH
SOLE
81580
0
0
WILLAMETTE VALLEY VINEYARDS
EQUITY
969136100
134205
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC
EQUITY
96924N100
1368810
67000
SH
SOLE
67000
0
0
WINNEBAGO INDUSTRIES
EQUITY
974637100
2163980
36400
SH
SOLE
36400
0
0
YORK WATER CO
EQUITY
987184108
1438116
38360
SH
SOLE
38360
0
0