0001140361-23-039121.txt : 20230810
0001140361-23-039121.hdr.sgml : 20230810
20230810171037
ACCESSION NUMBER: 0001140361-23-039121
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230810
DATE AS OF CHANGE: 20230810
EFFECTIVENESS DATE: 20230810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Teton Advisors, Inc.
CENTRAL INDEX KEY: 0001444874
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 134008049
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13534
FILM NUMBER: 231160599
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: (914) 457-1070
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001444874
XXXXXXXX
06-30-2023
06-30-2023
false
Teton Advisors, Inc.
One Corporate Center
Rye
NY
10580
13F HOLDINGS REPORT
028-13534
000105963
801-47568
N
David Goldman
Counsel
914-921-7793
/s/ David Goldman
Rye
NY
08-02-2023
0
247
358757576
INFORMATION TABLE
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0
0
OIL-DRI CORP OF AMERICA
EQUITY
677864100
902547
15300
SH
SOLE
15300
0
0
OOMA INC
EQUITY
683416101
374250
25000
SH
SOLE
25000
0
0
OPENLANE INC
EQUITY
48238T109
496111
32596
SH
SOLE
32596
0
0
OPKO HEALTH INC
EQUITY
68375N103
412300
190000
SH
SOLE
190000
0
0
OPTION CARE HEALTH INC
EQUITY
68404L201
682290
21000
SH
SOLE
21000
0
0
ORTHOFIX MEDICAL INC
EQUITY
68752M108
1056510
58500
SH
SOLE
58500
0
0
OTONOMO TECHNOLOGIES LTD
EQUITY
M7571L103
18000
45000
SH
SOLE
45000
0
0
PACIFIC PREMIER BANCORP INC
EQUITY
69478X105
206800
10000
SH
SOLE
10000
0
0
PARATEK PHARMACEUTICALS INC
EQUITY
699374302
55250
25000
SH
SOLE
25000
0
0
PARK AEROSPACE CORP
EQUITY
70014A104
836280
60600
SH
SOLE
60600
0
0
PARK-OHIO HOLDINGS CORP
EQUITY
700666100
3657500
192500
SH
SOLE
192500
0
0
PERFICIENT INC 0.125 11/15/26 CVT
BOND CONVERTIBLE
71375UAF8
831750
1000000
PRN
SOLE
1000000
0
0
PETIQ INC 4.000 06/01/26 CVT
BOND CONVERTIBLE
71639TAB2
588934
640000
PRN
SOLE
640000
0
0
PFSWEB INC
EQUITY
717098206
935640
207000
SH
SOLE
207000
0
0
PITNEY BOWES INC
EQUITY
724479100
177000
50000
SH
SOLE
50000
0
0
PLAYAGS INC
EQUITY
72814N104
1339050
237000
SH
SOLE
237000
0
0
PLAYSTUDIOS INC
EQUITY
72815G108
147300
30000
SH
SOLE
30000
0
0
PREFORMED LINE PRODUCTS CO
EQUITY
740444104
437080
2800
SH
SOLE
2800
0
0
PRIMIS FINANCIAL CORP
EQUITY
74167B109
269440
32000
SH
SOLE
32000
0
0
PRIMO WATER CORP
EQUITY
74167P108
188100
15000
SH
SOLE
15000
0
0
PROGRESS SOFTWARE CORP 1.000 04/15/26 CVT
BOND CONVERTIBLE
743312AB6
839701
760000
PRN
SOLE
760000
0
0
QUIDELORTHO CORP
EQUITY
219798105
207150
2500
SH
SOLE
2500
0
0
READING INTERNATIONAL INC-A
EQUITY
755408101
750663
283269
SH
SOLE
283269
0
0
READING INTERNATIONAL INC-B
EQUITY
755408200
1714920
74400
SH
SOLE
74400
0
0
REDWOOD TRUST INC 7.750 06/15/27 CVT
BOND CONVERTIBLE
758075AF2
212100
250000
PRN
SOLE
250000
0
0
RENASANT CORP
EQUITY
75970E107
797749
30530
SH
SOLE
30530
0
0
RGC RESOURCES INC
EQUITY
74955L103
1682720
84010
SH
SOLE
84010
0
0
RPC INC
EQUITY
749660106
429000
60000
SH
SOLE
60000
0
0
RUSH ENTERPRISES INC - CL B
EQUITY
781846308
5335904
78400
SH
SOLE
78400
0
0
RUSH ENTERPRISES INC-CL A
EQUITY
781846209
2177043
35842
SH
SOLE
35842
0
0
RUSH STREET INTERACTIVE INC
EQUITY
782011100
62400
20000
SH
SOLE
20000
0
0
S&W SEED CO
EQUITY
785135104
451400
370000
SH
SOLE
370000
0
0
SANDY SPRING BANCORP INC
EQUITY
800363103
759780
33500
SH
SOLE
33500
0
0
SILVERCREST ASSET MANAGEME-A
EQUITY
828359109
1377000
68000
SH
SOLE
68000
0
0
SINCLAIR INC
EQUITY
829242106
442240
32000
SH
SOLE
32000
0
0
SKYLINE CHAMPION CORP
EQUITY
830830105
4144294
63320
SH
SOLE
63320
0
0
SKYWATER TECHNOLOGY INC
EQUITY
83089J108
507992
53927
SH
SOLE
53927
0
0
SOUTHERN FIRST BANCSHARES
EQUITY
842873101
1856498
75010
SH
SOLE
75010
0
0
SOUTHSTATE CORP
EQUITY
840441109
612137
9303
SH
SOLE
9303
0
0
SOUTHWEST AIRLINES CO 1.250 05/01/25 CVT
BOND CONVERTIBLE
844741BG2
346404
300000
PRN
SOLE
300000
0
0
SPORTSMAN'S WAREHOUSE HOLDIN
EQUITY
84920Y106
285000
50000
SH
SOLE
50000
0
0
STANDARD MOTOR PRODS
EQUITY
853666105
1500800
40000
SH
SOLE
40000
0
0
STANDEX INTERNATIONAL CORP
EQUITY
854231107
1980580
14000
SH
SOLE
14000
0
0
STARRETT (L.S.) CO -CL A
EQUITY
855668109
705375
67500
SH
SOLE
67500
0
0
STEEL PARTNERS HOLDINGS LP
EQUITY UNIT
85814R107
450395
9482
SH
SOLE
9482
0
0
STELLAR BANCORP INC
EQUITY
858927106
1476405
64500
SH
SOLE
64500
0
0
STERIS PLC
EQUITY
G8473T100
292474
1300
SH
SOLE
1300
0
0
STONERIDGE INC
EQUITY
86183P102
1677650
89000
SH
SOLE
89000
0
0
STRIDE INC 1.125 09/01/27 CVT
BOND CONVERTIBLE
86333MAA6
577302
600000
PRN
SOLE
600000
0
0
SUMMIT HOTEL PROPERTIES 1.500 02/15/26 CVT
BOND CONVERTIBLE
866082AA8
328417
385000
PRN
SOLE
385000
0
0
SURMODICS INC
EQUITY
868873100
1452784
46400
SH
SOLE
46400
0
0
TEAM INC
EQUITY
878155308
83000
10000
SH
SOLE
10000
0
0
TEJON RANCH CO
EQUITY
879080109
1686580
98000
SH
SOLE
98000
0
0
TENNANT CO
EQUITY
880345103
1837142
22650
SH
SOLE
22650
0
0
TERRITORIAL BANCORP INC
EQUITY
88145X108
368400
30000
SH
SOLE
30000
0
0
TITAN INTERNATIONAL INC
EQUITY
88830M102
235340
20500
SH
SOLE
20500
0
0
TITAN MACHINERY INC
EQUITY
88830R101
2124000
72000
SH
SOLE
72000
0
0
TOWNSQUARE MEDIA INC - CL A
EQUITY
892231101
1786500
150000
SH
SOLE
150000
0
0
TRANSACT TECHNOLOGIES INC
EQUITY
892918103
291200
32500
SH
SOLE
32500
0
0
TREDEGAR CORP
EQUITY
894650100
1567450
235000
SH
SOLE
235000
0
0
TRINITY PLACE HOLDINGS INC
EQUITY
89656D101
183600
340000
SH
SOLE
340000
0
0
TRUSTCO BANK CORP NY
EQUITY
898349204
286386
10010
SH
SOLE
10010
0
0
TWIN DISC INC
EQUITY
901476101
1315168
116800
SH
SOLE
116800
0
0
TYLER TECHNOLOGIES INC
EQUITY
902252105
416470
1000
SH
SOLE
1000
0
0
ULTRA CLEAN HOLDINGS INC
EQUITY
90385V107
3219102
83700
SH
SOLE
83700
0
0
ULTRALIFE CORP
EQUITY
903899102
638880
132000
SH
SOLE
132000
0
0
UNITED BANKSHARES INC
EQUITY
909907107
252195
8500
SH
SOLE
8500
0
0
UNITED GUARDIAN INC
EQUITY
910571108
575217
69611
SH
SOLE
69611
0
0
UNIVERSAL TECHNICAL INSTITUT
EQUITY
913915104
656450
95000
SH
SOLE
95000
0
0
VALLEY NATIONAL BANCORP
EQUITY
919794107
351532
45359
SH
SOLE
45359
0
0
VALUE LINE INC
EQUITY
920437100
1459620
31800
SH
SOLE
31800
0
0
VERINT SYSTEMS INC 0.250 04/15/26 CVT
BOND CONVERTIBLE
92343XAC4
817006
925000
PRN
SOLE
925000
0
0
VERITONE INC 1.750 11/15/26 CVT
BOND CONVERTIBLE
92347MAB6
694394
1056000
PRN
SOLE
1056000
0
0
VIAD CORP
EQUITY
92552R406
1451520
54000
SH
SOLE
54000
0
0
VILLAGE SUPER MARKET-CLASS A
EQUITY
927107409
2435967
106747
SH
SOLE
106747
0
0
VISHAY PRECISION GROUP
EQUITY
92835K103
2006546
54012
SH
SOLE
54012
0
0
WABASH NATIONAL CORP
EQUITY
929566107
1343536
52400
SH
SOLE
52400
0
0
WASHINGTON TRUST BANCORP
EQUITY
940610108
1085322
40482
SH
SOLE
40482
0
0
WATERSTONE FINANCIAL INC
EQUITY
94188P101
1036325
71520
SH
SOLE
71520
0
0
WESTERN NEW ENGLAND BANCORP
EQUITY
958892101
493947
84580
SH
SOLE
84580
0
0
WILLAMETTE VALLEY VINEYARDS
EQUITY
969136100
131100
23000
SH
SOLE
23000
0
0
WILLDAN GROUP INC
EQUITY
96924N100
1494480
78000
SH
SOLE
78000
0
0
WILLIAMS INDUSTRIAL SERVICES
EQUITY
96951A104
4218
11100
SH
SOLE
11100
0
0
WINNEBAGO INDUSTRIES
EQUITY
974637100
2427516
36400
SH
SOLE
36400
0
0
WORLD WRESTLING ENTERTAIN-A
EQUITY
98156Q108
1843990
17000
SH
SOLE
17000
0
0
YORK WATER CO
EQUITY
987184108
1583117
38360
SH
SOLE
38360
0
0