0001444597-19-000001.txt : 20191126 0001444597-19-000001.hdr.sgml : 20191126 20191126155019 ACCESSION NUMBER: 0001444597-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 EFFECTIVENESS DATE: 20191126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181106 FILM NUMBER: 191250625 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D/A 1 primary_doc.xml X0708 D/A LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103 (860) 534-8057 CONNECTICUT None None Corporation true George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director, Chairman, and President Robert E. Boyle 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director, Chief Financial Officer, and Senior Vice President Harry A. Dalessio 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and Senior Vice President Yanela C. Frias 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director and Senior Vice President Scott D. Kaplan 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director and Vice President Kathleen J. Keefe 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director, Chief Actuary, and Senior Vice President Elizabeth Marin 1 Corporate Drive Shelton CT CONNECTICUT 06484 Executive Officer Director Director and Asst. Treasurer Timothy L. Schmidt 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Director Director, PFI Chief Investment Officer, and Senior Vice President Brent Walder 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Director Director and Senior Vice President Nandini Mongia 751 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Treasurer Eva S. Brezin 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Legal Entity Risk Officer Stanley Lezon 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Controller and Vice President Karen M. Sills 280 Trumbull Street Hartford CT CONNECTICUT 06103 Executive Officer Secretary Charles H. Smith 3 Gateway Center Newark NJ NEW JERSEY 07102 Executive Officer Anti-Money Laundering Officer and Vice President Sara Bonesteel 655 Broad Street Newark NJ NEW JERSEY 07102 Executive Officer Chief Investment Officer and Vice President Suzanne Manganiello 200 Wood Ave. South Iselin NJ NEW JERSEY 08830 Executive Officer Senior Vice President Thomas W. Doughty 55 Livingston Ave. Roseland NJ NEW JERSEY 07068 Executive Officer Chief Information Security Officer and Vice President Insurance Over $100,000,000 06b 3C 3C.3 true 0001209191-12-037917 2012-12-13 true true Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 655 Broad Street 19th Floor Newark NJ NEW JERSEY 07102 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NJ NEW JERSEY NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WI WISCONSIN false Indefinite 555103406 Indefinite "Total Amount Sold" represents total sales as of 10/31/19 plus estimated sales amounts through 11/30/19. There is no specified end date to this offering nor limit on amount that may be sold. false 31 1600904 true 0 The above "Sales Commissions" are an estimate with respect to sales through 11/30/19. 0 None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America or an affiliate. false Prudential Retirement Insurance & Annuity Co /s/ James V. Diskin James V. Diskin Second Vice President 2019-11-26