0001444597-19-000001.txt : 20191126
0001444597-19-000001.hdr.sgml : 20191126
20191126155019
ACCESSION NUMBER: 0001444597-19-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: 3C.3
FILED AS OF DATE: 20191126
DATE AS OF CHANGE: 20191126
EFFECTIVENESS DATE: 20191126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co
CENTRAL INDEX KEY: 0001444597
IRS NUMBER: 061050034
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-181106
FILM NUMBER: 191250625
BUSINESS ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
BUSINESS PHONE: (877)778-2100
MAIL ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001444597
Prudential Retirement Insurance & Annuity Co
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
(860) 534-8057
CONNECTICUT
None
None
Corporation
true
George
P.
Waldeck
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
Executive Officer
Director
Director, Chairman, and President
Robert
E.
Boyle
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Director
Director, Chief Financial Officer, and Senior Vice President
Harry
A.
Dalessio
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
Executive Officer
Director
Director and Senior Vice President
Yanela
C.
Frias
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Director
Director and Senior Vice President
Scott
D.
Kaplan
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Director
Director and Vice President
Kathleen
J.
Keefe
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Director
Director, Chief Actuary, and Senior Vice President
Elizabeth
Marin
1 Corporate Drive
Shelton
CT
CONNECTICUT
06484
Executive Officer
Director
Director and Asst. Treasurer
Timothy
L.
Schmidt
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Director
Director, PFI Chief Investment Officer, and Senior Vice President
Brent
Walder
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
Executive Officer
Director
Director and Senior Vice President
Nandini
Mongia
751 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Treasurer
Eva
S.
Brezin
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Legal Entity Risk Officer
Stanley
Lezon
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
Executive Officer
Controller and Vice President
Karen
M.
Sills
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103
Executive Officer
Secretary
Charles
H.
Smith
3 Gateway Center
Newark
NJ
NEW JERSEY
07102
Executive Officer
Anti-Money Laundering Officer and Vice President
Sara
Bonesteel
655 Broad Street
Newark
NJ
NEW JERSEY
07102
Executive Officer
Chief Investment Officer and Vice President
Suzanne
Manganiello
200 Wood Ave. South
Iselin
NJ
NEW JERSEY
08830
Executive Officer
Senior Vice President
Thomas
W.
Doughty
55 Livingston Ave.
Roseland
NJ
NEW JERSEY
07068
Executive Officer
Chief Information Security Officer and Vice President
Insurance
Over $100,000,000
- 06b
- 3C
- 3C.3
true
0001209191-12-037917
2012-12-13
true
true
Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period.
false
500000
Various Agents
None
Prudential Investment Management Services LLC
18353
655 Broad Street
19th Floor
Newark
NJ
NEW JERSEY
07102
CA
CALIFORNIA
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
OK
OKLAHOMA
PA
PENNSYLVANIA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WI
WISCONSIN
false
Indefinite
555103406
Indefinite
"Total Amount Sold" represents total sales as of 10/31/19 plus estimated sales amounts through 11/30/19. There is no specified end date to this offering nor limit on amount that may be sold.
false
31
1600904
true
0
The above "Sales Commissions" are an estimate with respect to sales through 11/30/19.
0
None of the gross proceeds received from the offering will be paid to or used for any payments to the persons identified in Item 3; such persons receive a regular salary from The Prudential Insurance Company of America or an affiliate.
false
Prudential Retirement Insurance & Annuity Co
/s/ James V. Diskin
James V. Diskin
Second Vice President
2019-11-26