0001209191-12-058560.txt : 20121219 0001209191-12-058560.hdr.sgml : 20121219 20121219123557 ACCESSION NUMBER: 0001209191-12-058560 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: 3C.3 FILED AS OF DATE: 20121219 DATE AS OF CHANGE: 20121219 EFFECTIVENESS DATE: 20121219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 IRS NUMBER: 061050034 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-181106 FILM NUMBER: 121273679 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 D/A 1 primary_doc.xml X0706 D/A LIVE 0001444597 Prudential Retirement Insurance & Annuity Co 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 (732)482-6816 CONNECTICUT None None Corporation true Christine C. Marcks 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and President Michael J. Brandt 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director, Senior Vice President and Chief Financial Officer Bernard J. Jacob 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Director Director John J. Kalamarides 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President James M. O'Connor 200 Wood Avenue South Iselin NJ NEW JERSEY 08830-2706 Executive Officer Director Director, Senior Vice President and Chief Actuary Timothy L. Schmidt 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Director Director and Senior Vice President George P. Waldeck 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Director Director and Senior Vice President Scott G. Sleyster 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Executive Vice President Robert H. Tyndall 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Senior Vice President Robert M. Falzon 751 Broad Street Newark NJ NEW JERSEY 07102-3714 Executive Officer Treasurer Craig R. Gardner 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Senior Investment Risk Officer Richard R. Hrabchak 2 Gateway Center Newark NJ NEW JERSEY 07102-5005 Executive Officer Chief Investment Officer and Vice President Robert McLaughlin 280 Trumbull Street Hartford CT CONNECTICUT 06103-3509 Executive Officer Controller and Vice President Stephen E. Wieler 200 Wood Avenue South Iselin NJ NEW JERSEY 08830-2706 Executive Officer Secretary Insurance Over $100,000,000 06 3C.3 3C true 0001209191-12-037917 2012-12-13 true true true Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period. false 500000 Various Agents None Prudential Investment Management Services LLC 18353 Three Gateway Center, 14th Floor Newark NJ NEW JERSEY 07101-4077 CA CALIFORNIA CT CONNECTICUT IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA TN TENNESSEE John Schmitt None None None 2 Mayflower Road Brookville NY NEW YORK 11545 NJ NEW JERSEY NY NEW YORK 120000000 1127892 118872108 The above "Total Amount Sold" represents the total amount of Fixed Rate Fund sales in 2012. Projected sales for 2013 remain $120 million. There is no specified end date to this offering nor limit on amount that may be sold. false 1 160 true 0 The above "Sales Commissions" and "Finders' Fees" were paid with respect to 2012 sales. In 2013, we estimate $306,000 in sales commissions in conjunction with $120 million in projected sales. Finders' fee compensation subject to future negotiation. 0 Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling this funding agreement. false Prudential Retirement Insurance & Annuity Co /s/ Timothy M. Hopkin Timothy M. Hopkin Second Vice President 2012-12-19