0001209191-12-058560.txt : 20121219
0001209191-12-058560.hdr.sgml : 20121219
20121219123557
ACCESSION NUMBER: 0001209191-12-058560
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: 3C.3
FILED AS OF DATE: 20121219
DATE AS OF CHANGE: 20121219
EFFECTIVENESS DATE: 20121219
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co
CENTRAL INDEX KEY: 0001444597
IRS NUMBER: 061050034
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-181106
FILM NUMBER: 121273679
BUSINESS ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
BUSINESS PHONE: (877)778-2100
MAIL ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
D/A
1
primary_doc.xml
X0706
D/A
LIVE
0001444597
Prudential Retirement Insurance & Annuity Co
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
(732)482-6816
CONNECTICUT
None
None
Corporation
true
Christine
C.
Marcks
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Director
Director and President
Michael
J.
Brandt
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Director
Director, Senior Vice President and Chief Financial Officer
Bernard
J.
Jacob
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Director
Director
John
J.
Kalamarides
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Director
Director and Senior Vice President
James
M.
O'Connor
200 Wood Avenue South
Iselin
NJ
NEW JERSEY
08830-2706
Executive Officer
Director
Director, Senior Vice President and Chief Actuary
Timothy
L.
Schmidt
2 Gateway Center
Newark
NJ
NEW JERSEY
07102-5005
Executive Officer
Director
Director and Senior Vice President
George
P.
Waldeck
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Director
Director and Senior Vice President
Scott
G.
Sleyster
2 Gateway Center
Newark
NJ
NEW JERSEY
07102-5005
Executive Officer
Executive Vice President
Robert
H.
Tyndall
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Senior Vice President
Robert
M.
Falzon
751 Broad Street
Newark
NJ
NEW JERSEY
07102-3714
Executive Officer
Treasurer
Craig
R.
Gardner
2 Gateway Center
Newark
NJ
NEW JERSEY
07102-5005
Executive Officer
Senior Investment Risk Officer
Richard
R.
Hrabchak
2 Gateway Center
Newark
NJ
NEW JERSEY
07102-5005
Executive Officer
Chief Investment Officer and Vice President
Robert
McLaughlin
280 Trumbull Street
Hartford
CT
CONNECTICUT
06103-3509
Executive Officer
Controller and Vice President
Stephen
E.
Wieler
200 Wood Avenue South
Iselin
NJ
NEW JERSEY
08830-2706
Executive Officer
Secretary
Insurance
Over $100,000,000
- 06
- 3C.3
- 3C
true
0001209191-12-037917
2012-12-13
true
true
true
Funding agreement issued by Prudential Retirement Insurance and Annuity Company to voluntary employees' beneficiary associations. Product pays a fixed interest rate that fluctuates, but once announced, is guaranteed for the succeeding six month period.
false
500000
Various Agents
None
Prudential Investment Management Services LLC
18353
Three Gateway Center, 14th Floor
Newark
NJ
NEW JERSEY
07101-4077
CA
CALIFORNIA
CT
CONNECTICUT
IL
ILLINOIS
MD
MARYLAND
MA
MASSACHUSETTS
NJ
NEW JERSEY
NY
NEW YORK
PA
PENNSYLVANIA
TN
TENNESSEE
John Schmitt
None
None
None
2 Mayflower Road
Brookville
NY
NEW YORK
11545
NJ
NEW JERSEY
NY
NEW YORK
120000000
1127892
118872108
The above "Total Amount Sold" represents the total amount of Fixed Rate Fund sales in 2012. Projected sales for 2013 remain $120 million. There is no specified end date to this offering nor limit on amount that may be sold.
false
1
160
true
0
The above "Sales Commissions" and "Finders' Fees" were paid with respect to 2012 sales. In 2013, we estimate $306,000 in sales commissions in conjunction with $120 million in projected sales. Finders' fee compensation subject to future negotiation.
0
Listed officers/directors of Prudential Retirement Insurance and Annuity Company receive a regular salary and potential bonus from the corporate parent. None of such officers/directors are representatives selling this funding agreement.
false
Prudential Retirement Insurance & Annuity Co
/s/ Timothy M. Hopkin
Timothy M. Hopkin
Second Vice President
2012-12-19