0000921895-13-001092.txt : 20130515 0000921895-13-001092.hdr.sgml : 20130515 20130515160846 ACCESSION NUMBER: 0000921895-13-001092 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Raging Capital Management, LLC CENTRAL INDEX KEY: 0001444376 IRS NUMBER: 204306350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14727 FILM NUMBER: 13847043 BUSINESS ADDRESS: STREET 1: TEN PRINCETON AVENUE CITY: ROCKY HILL STATE: NJ ZIP: 08553 BUSINESS PHONE: 6099100954 MAIL ADDRESS: STREET 1: TEN PRINCETON AVENUE CITY: ROCKY HILL STATE: NJ ZIP: 08553 13F-HR 1 form13fhr07738_03312013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager filing this Report: Name: Raging Capital Management, LLC Address: Ten Princeton Avenue Rocky Hill, New Jersey 08553 Form 13F File Number: 28-14727 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Frederick C. Wasch Title: Chief Financial Officer Phone: (609) 228-6225 Signature, Place, and Date of Signing: /s/ Frederick C. Wasch, Rocky Hill, New Jersey, May 15, 2013 Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 ----------------------------- Form 13F Information Table Entry Total: 42 ----------------------------- Form 13F Information Table Value Total: $429,957 ----------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-14728 William C. Martin 2 28-15387 Raging Capital Fund (QP), LP
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- -------- ------------------ ---------- -------- ----------------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- --------- --------- ACXIOM CORP COM 005125109 8,637 423,376 SH OTHER 1 0 423,376 0 ANADIGICS INC COM 032515108 3,841 1,925,112 SH OTHER 1 0 1,925,112 0 ATMI INC COM 00207R101 16,845 751,000 SH OTHER 1 0 751,000 0 BLUCORA INC COM 095229100 14,217 918,397 SH OTHER 1 0 918,397 0 CASTLE A M & CO COM 148411101 37,298 2,131,300 SH OTHER 1 0 2,131,300 0 CASTLE A M & CO COM 148411101 2,952 168,700 SH CALL OTHER 1 0 168,700 0 CITIGROUP INC COM NEW 172967424 2,212 50,000 SH CALL OTHER 1 0 50,000 0 COMPUGEN LTD ORD M25722105 8,993 1,773,860 SH OTHER 1 0 1,773,860 0 DERMA SCIENCES INC COM PAR $.01 249827502 16,097 1,332,557 SH OTHER 1 0 1,332,557 0 EMERSON RADIO CORP COM NEW 291087203 1,611 976,322 SH OTHER 1 0 976,322 0 EQT CORP COM 26884L109 15,948 235,400 SH OTHER 1 0 235,400 0 EQT CORP COM 26884L109 13,550 200,000 SH CALL OTHER 1 0 200,000 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 29,501 540,600 SH OTHER 1 0 540,600 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 2,003 36,700 SH CALL OTHER 1 0 36,700 0 EXTREME NETWORKS INC COM 30226D106 21,383 6,345,018 SH OTHER 1 0 6,345,018 0 FACEBOOK INC CL A 30303M102 7,674 300,000 SH CALL OTHER 1 0 300,000 0 FIRST MARBLEHEAD CORP COM 320771108 1,049 1,038,946 SH OTHER 1 0 1,038,946 0 GAMESTOP CORP NEW CL A 36467W109 4,442 158,800 SH PUT OTHER 1 0 158,800 0 GRAND CANYON ED INC COM 38526M106 1,810 71,300 SH PUT OTHER 1 0 71,300 0 GSI TECHNOLOGY COM 36241U106 3,398 515,683 SH OTHER 1 0 515,683 0 HARTFORD FINL SVCS GROUP INC *W EXP 416515120 9,589 561,065 SH OTHER 1 0 561,065 0 06/26/201 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 22,622 1,212,968 SH OTHER 1 0 1,212,968 0 INTERMOLECULAR INC COM 45882D109 12,616 1,236,864 SH OTHER 1 0 1,236,864 0 ISHARES TR DJ US REAL 464287739 20,844 300,000 SH PUT OTHER 1 0 300,000 0 EST MERCURY SYS INC COM 589378108 8,668 1,176,179 SH OTHER 1 0 1,176,179 0 MICROVISION INC DEL *W EXP 594960163 9 854,500 SH OTHER 1 0 854,500 0 07/23/201 MOTORCAR PTS AMER INC COM 620071100 8,788 1,433,660 SH OTHER 1 0 1,433,660 0 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 3,296 1,323,851 SH OTHER 1 0 1,323,851 0 PENNEY J C INC COM 708160106 756 50,000 SH OTHER 1 0 50,000 0 RENTECH INC COM 760112102 5,051 2,149,523 SH OTHER 1 0 2,149,523 0 RESOURCE AMERICA INC CL A 761195205 14,076 1,413,218 SH OTHER 1 0 1,413,218 0 SARATOGA INVT CORP COM NEW 80349A208 7,599 461,673 SH OTHER 1 0 461,673 0 SHILOH INDS INC COM 824543102 9,794 909,345 SH OTHER 1 0 909,345 0 SIGMA DESIGNS INC COM 826565103 9,111 1,870,751 SH OTHER 1 0 1,870,751 0 SPLUNK INC COM 848637104 4,003 100,000 SH PUT OTHER 1 0 100,000 0 STEEL PARTNERS HLDGS L P LTD PRTRSHIP 85814R107 1,131 83,008 SH OTHER 1 0 83,008 0 U TARO PHARMACEUTICAL INDS LTD SHS M8737E108 26,269 447,583 SH OTHER 1 0 447,583 0 THESTREET INC COM 88368Q103 7,684 4,023,067 SH OTHER 1 0 4,023,067 0 VITESSE SEMICONDUCTOR CORP COM NEW 928497304 14,021 6,491,127 SH OTHER 1 0 6,491,127 0 VONAGE HLDGS CORP COM 92886T201 25,946 8,977,956 SH OTHER 1 0 8,977,956 0 WORTHINGTON INDS INC COM 981811102 3,098 100,000 SH PUT OTHER 1 0 100,000 0 ZILLOW INC CL A 98954A107 1,525 27,900 SH PUT OTHER 1 0 27,900 0