0001444363-18-000085.txt : 20180529
0001444363-18-000085.hdr.sgml : 20180529
20180529174645
ACCESSION NUMBER: 0001444363-18-000085
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180524
FILED AS OF DATE: 20180529
DATE AS OF CHANGE: 20180529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stevens Glenn Henry
CENTRAL INDEX KEY: 0001472938
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 18865802
MAIL ADDRESS:
STREET 1: 550 HILLS DRIVE, SUITE 210
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
FORMER NAME:
FORMER CONFORMED NAME: Stevens Glenn H
DATE OF NAME CHANGE: 20090923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_152763034249157.xml
FORM 4
X0306
4
2018-05-24
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001472938
Stevens Glenn Henry
135 US HWY. 202/206
BEDMNISTER
NJ
07921
1
1
0
0
President, CEO & Director
Common Stock
2018-05-24
4
A
0
75000
0
A
1666034
D
Compensatory grant of restricted stock units ("RSUs"), which vests in three equal annual installments commencing on the first anniversary of the date of grant. The reporting person also received a compensatory grant of performance-based RSUs whose vesting is dependent on the issuer's operating performance. The performance-based RSU grant shall be reported separately once the number of shares to be issued has been finally determined.
/s/ Glenn Henry Stevens
2018-05-29