0001444363-17-000101.txt : 20171005
0001444363-17-000101.hdr.sgml : 20171005
20171005190615
ACCESSION NUMBER: 0001444363-17-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171003
FILED AS OF DATE: 20171005
DATE AS OF CHANGE: 20171005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Calhoun Christopher Warren
CENTRAL INDEX KEY: 0001506926
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 171125518
MAIL ADDRESS:
STREET 1: 15 SANDY RIDGE ROAD
CITY: STOCKTON
STATE: NJ
ZIP: 08559
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_150724476185387.xml
FORM 4
X0306
4
2017-10-03
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001506926
Calhoun Christopher Warren
C/O GAIN CAPITAL HOLDINGS, INC.
BEDMINSTER ONE, 135 US HWY. 202/206
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2017-10-03
4
A
0
3129
0
A
28278
D
Restricted stock units issued to the reporting person as compensation for service as a non-executive director of the issuer. 25% of the RSUs granted will vest on October 8, 2017, with the remainder vesting in nine equal monthly installments commencing on November 8, 2017.
/s/ Christopher Warren Calhoun
2017-10-05