0001444363-17-000028.txt : 20170317 0001444363-17-000028.hdr.sgml : 20170317 20170317162246 ACCESSION NUMBER: 0001444363-17-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Nigel CENTRAL INDEX KEY: 0001656645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 17698340 MAIL ADDRESS: STREET 1: 34TH FLOOR (GCG, 34-03) STREET 2: 25 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E14 5LQ 4 1 wf-form4_148978214065965.xml FORM 4 X0306 4 2017-03-15 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001656645 Rose Nigel 135 US HWY 202/206 GAIN CAPITAL, BEDMINSTER ONE, BEDMINSTER NJ 07921 0 1 0 0 Chief Financial Officer Common Stock 2017-03-15 4 A 0 36275 0 A 87746 D Restricted stock units, which vest at a rate of 25% annually over four years commencing on the first anniversary of the date of grant. Nigel Rose 2017-03-17