0001444363-16-000251.txt : 20160509 0001444363-16-000251.hdr.sgml : 20160509 20160509203020 ACCESSION NUMBER: 0001444363-16-000251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Nigel CENTRAL INDEX KEY: 0001656645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 161633403 MAIL ADDRESS: STREET 1: 34TH FLOOR (GCG, 34-03) STREET 2: 25 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E14 5LQ 4 1 wf-form4_146284020653696.xml FORM 4 X0306 4 2016-05-05 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001656645 Rose Nigel 135 US HWY 202/206 GAIN CAPITAL, BEDMINSTER ONE, BEDMINSTER NJ 07921 0 1 0 0 Chief Financial Officer Common Stock 2016-05-05 4 A 0 32544 0 A 51471 D Stock Option (Right to Buy) 6.76 2016-05-05 4 A 0 22935 0 A Common Stock 22935.0 22935 D Restricted stock units, which vest at a rate of 25% annually over four years commencing on the first anniversary of the date of grant. Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years. Nigel Rose 2016-05-09