0001444363-16-000251.txt : 20160509
0001444363-16-000251.hdr.sgml : 20160509
20160509203020
ACCESSION NUMBER: 0001444363-16-000251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rose Nigel
CENTRAL INDEX KEY: 0001656645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 161633403
MAIL ADDRESS:
STREET 1: 34TH FLOOR (GCG, 34-03)
STREET 2: 25 CANADA SQUARE
CITY: LONDON
STATE: X0
ZIP: E14 5LQ
4
1
wf-form4_146284020653696.xml
FORM 4
X0306
4
2016-05-05
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001656645
Rose Nigel
135 US HWY 202/206
GAIN CAPITAL, BEDMINSTER ONE,
BEDMINSTER
NJ
07921
0
1
0
0
Chief Financial Officer
Common Stock
2016-05-05
4
A
0
32544
0
A
51471
D
Stock Option (Right to Buy)
6.76
2016-05-05
4
A
0
22935
0
A
Common Stock
22935.0
22935
D
Restricted stock units, which vest at a rate of 25% annually over four years commencing on the first anniversary of the date of grant.
Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant. The stock options have a term of seven years.
Nigel Rose
2016-05-09