0001444363-16-000250.txt : 20160509 0001444363-16-000250.hdr.sgml : 20160509 20160509203002 ACCESSION NUMBER: 0001444363-16-000250 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rose Nigel CENTRAL INDEX KEY: 0001656645 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 161633402 MAIL ADDRESS: STREET 1: 34TH FLOOR (GCG, 34-03) STREET 2: 25 CANADA SQUARE CITY: LONDON STATE: X0 ZIP: E14 5LQ 3 1 wf-form3_146284018911173.xml FORM 3 X0206 3 2015-10-01 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001656645 Rose Nigel 135 US HWY 202/206 GAIN CAPITAL, BEDMINSTER ONE, BEDMINSTER NJ 07921 0 1 0 0 Chief Financial Officer Common Stock 51471 D Stock Option (Right to Buy) 9.51 Common Stock 13119.0 D Restricted stock units, which vest at a rate of 25% annually over four years commencing on the first anniversary of the date of grant, May 26, 2015 Such stock options vest 25% annually over four years commencing on the first anniversary of the date of grant, May 26, 2015. The stock options have a term of seven years. Nigel Rose 2016-05-09