0001444363-16-000239.txt : 20160509
0001444363-16-000239.hdr.sgml : 20160509
20160509194919
ACCESSION NUMBER: 0001444363-16-000239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160505
FILED AS OF DATE: 20160509
DATE AS OF CHANGE: 20160509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bevilacqua Thomas A
CENTRAL INDEX KEY: 0001514367
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 161633294
MAIL ADDRESS:
STREET 1: 1001 BAYHILL DRIVE, SUITE 300
STREET 2: C/O VANTAGEPOINT VENTURE PARTNERS
CITY: SAN BRUNO
STATE: CA
ZIP: 94066
4
1
wf-form4_146283774477985.xml
FORM 4
X0306
4
2016-05-05
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001514367
Bevilacqua Thomas A
C/O VANTAGEPOINT CAPITAL PARTNERS
1001 BAYHILL DRIVE, SUITE 300
SAN BRUNO
CA
1
0
0
0
Common Stock
2016-05-05
4
A
0
12573
0
A
69596
D
Restricted stock units, which vest monthly over one year, beginning on the day immediately following the Company's 2016 Annual Meeting of Stockholders.
Includes 8,937 restricted stock units, which vest monthly over one year, beginning on the day immediately after the Company's 2015 Annual Meeting of Stockholders. As of the date of this report, 3,723 shares are vested and 5,214 are unvested.
Mr. Bevilacqua, one of the Issuer's directors, is a managing director of VantagePoint Capital Partners. VantagePoint Management, Inc. has voting and investment control over these shares. Mr. Bevilacqua disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
/s/ Thomas A. Bevilacqua
2016-05-09