0001444363-16-000239.txt : 20160509 0001444363-16-000239.hdr.sgml : 20160509 20160509194919 ACCESSION NUMBER: 0001444363-16-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160505 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bevilacqua Thomas A CENTRAL INDEX KEY: 0001514367 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 161633294 MAIL ADDRESS: STREET 1: 1001 BAYHILL DRIVE, SUITE 300 STREET 2: C/O VANTAGEPOINT VENTURE PARTNERS CITY: SAN BRUNO STATE: CA ZIP: 94066 4 1 wf-form4_146283774477985.xml FORM 4 X0306 4 2016-05-05 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001514367 Bevilacqua Thomas A C/O VANTAGEPOINT CAPITAL PARTNERS 1001 BAYHILL DRIVE, SUITE 300 SAN BRUNO CA 1 0 0 0 Common Stock 2016-05-05 4 A 0 12573 0 A 69596 D Restricted stock units, which vest monthly over one year, beginning on the day immediately following the Company's 2016 Annual Meeting of Stockholders. Includes 8,937 restricted stock units, which vest monthly over one year, beginning on the day immediately after the Company's 2015 Annual Meeting of Stockholders. As of the date of this report, 3,723 shares are vested and 5,214 are unvested. Mr. Bevilacqua, one of the Issuer's directors, is a managing director of VantagePoint Capital Partners. VantagePoint Management, Inc. has voting and investment control over these shares. Mr. Bevilacqua disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Thomas A. Bevilacqua 2016-05-09