0001444363-15-000048.txt : 20150310 0001444363-15-000048.hdr.sgml : 20150310 20150310164430 ACCESSION NUMBER: 0001444363-15-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150310 DATE AS OF CHANGE: 20150310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc. CENTRAL INDEX KEY: 0001444363 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 204568600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 908-731-0700 MAIL ADDRESS: STREET 1: BEDMINSTER ONE, SUITE 11 STREET 2: 135 US HWY 202/206 CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Emerson Jason CENTRAL INDEX KEY: 0001601909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35008 FILM NUMBER: 15689679 MAIL ADDRESS: STREET 1: C/O GAIN CAPITAL HOLDINGS, INC. STREET 2: 135 US HWY 202/206, BEDMINSTER ONE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 wf-form4_142602026041914.xml FORM 4 X0306 4 2015-03-06 0 0001444363 GAIN Capital Holdings, Inc. GCAP 0001601909 Emerson Jason C/O GAIN CAPITAL HOLDINGS, INC., BEDMINSTER ONE, 135 US HWY 202/206 BEDMINSTER NJ 07921 0 1 0 0 Chief Financial Officer Common Stock 2015-03-06 4 S 0 2545 9.8935 D 27203 D The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Jason Emerson 2015-03-10