0001444363-15-000048.txt : 20150310
0001444363-15-000048.hdr.sgml : 20150310
20150310164430
ACCESSION NUMBER: 0001444363-15-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150306
FILED AS OF DATE: 20150310
DATE AS OF CHANGE: 20150310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAIN Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001444363
STANDARD INDUSTRIAL CLASSIFICATION: [6221]
IRS NUMBER: 204568600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 908-731-0700
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE, SUITE 11
STREET 2: 135 US HWY 202/206
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emerson Jason
CENTRAL INDEX KEY: 0001601909
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35008
FILM NUMBER: 15689679
MAIL ADDRESS:
STREET 1: C/O GAIN CAPITAL HOLDINGS, INC.
STREET 2: 135 US HWY 202/206, BEDMINSTER ONE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
wf-form4_142602026041914.xml
FORM 4
X0306
4
2015-03-06
0
0001444363
GAIN Capital Holdings, Inc.
GCAP
0001601909
Emerson Jason
C/O GAIN CAPITAL HOLDINGS, INC.,
BEDMINSTER ONE, 135 US HWY 202/206
BEDMINSTER
NJ
07921
0
1
0
0
Chief Financial Officer
Common Stock
2015-03-06
4
S
0
2545
9.8935
D
27203
D
The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Jason Emerson
2015-03-10