0001493152-21-004556.txt : 20210223 0001493152-21-004556.hdr.sgml : 20210223 20210223072240 ACCESSION NUMBER: 0001493152-21-004556 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ONCOSEC MEDICAL Inc CENTRAL INDEX KEY: 0001444307 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980573252 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86770 FILM NUMBER: 21663061 BUSINESS ADDRESS: STREET 1: 24 N. MAIN STREET CITY: PENNINGTON STATE: NJ ZIP: 08534 BUSINESS PHONE: (858) 210-7333 MAIL ADDRESS: STREET 1: 24 N. MAIN STREET CITY: PENNINGTON STATE: NJ ZIP: 08534 FORMER COMPANY: FORMER CONFORMED NAME: NetVentory Solutions, Inc. DATE OF NAME CHANGE: 20080902 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Holdings, Inc. CENTRAL INDEX KEY: 0001755469 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: GANGNAM-GU APGUJEONG-RO 62-GIL 17-10 CITY: SEOUL STATE: M5 ZIP: 06016 BUSINESS PHONE: 011-8225178841 MAIL ADDRESS: STREET 1: GANGNAM-GU APGUJEONG-RO 62-GIL 17-10 CITY: SEOUL STATE: M5 ZIP: 06016 SC 13D/A 1 formsc13da.htm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Amendment No. 8

to

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

 

ONCOSEC MEDICAL INCORPORATED

(Name of Issuer)

 

Common Stock ($0.0001 par value per share)

(Title of Class of Securities)

 

68234L207

(CUSIP Number)

 

Hee Do Koo

CEO

Alpha Holdings, Inc.

Gangnam-gu Seolleung-ro 119-Gil 31

Seoul, KOREA

+82-2-517-8841

 

With a copy to:

 

Greg Kramer

Haynes and Boone, LLP

30 Rockefeller Plaza

New York, NY 10021

(212) 659-7300

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

February 18, 2021

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [  ]

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provision of the Act (however, see the Notes).

 

 

 

 

 

 

CUSIP No. 68234L207

 

  1. Names of Reporting Persons:
     
    Alpha Holdings, Inc.
     
  2. Check the Appropriate Box if a Member of a Group
    (a) [  ]
    (b) [  ]
     
  3. SEC Use Only
     
     
  4. Source of Funds (See instructions) WC
     
     
  5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
     
     
  6. Citizenship or Place of Organization:
    Republic of Korea

 

Number of 7. Sole Voting Power: 1,718,251
shares  
Beneficially 8. Shared Voting Power: 0
owned  
By each 9. Sole Dispositive Power: 1,718,251
reporting  
Person with: 10. Shared Dispositive Power: 0
   

 

  11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,718,251
     
     
  12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [  ]
     
     
  13. Percent of Class Represented by Amount in Row (11): 4.85% (1)
     
     
  14. Type of Reporting Person (See Instructions):
    CO

 

  (1) This percentage is calculated based on 35,405,888 shares of common stock outstanding.

 

1

 

 

CUSIP No. 68234L207

 

  1. Names of Reporting Persons:
     
    Alpha Biolabs, Inc.
     
  2. Check the Appropriate Box if a Member of a Group
    (a) [  ]
    (b) [  ]
     
  3. SEC Use Only
     
     
  4. Source of Funds (See instructions) WC
     
     
  5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
     
     
  6. Citizenship or Place of Organization:
    Republic of Korea

 

Number of 7. Sole Voting Power: 0
Shares  
Beneficially 8. Shared Voting Power: 1,718,251
Owned  
By each 9. Sole Dispositive Power: 0
reporting  
Person with: 10. Shared Dispositive Power: 1,718,251
   

 

  11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,718,251
     
     
  12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [  ]
     
     
  13. Percent of Class Represented by Amount in Row (11): 4.85% (1)
     
     
  14. Type of Reporting Person (See Instructions):
    CO

 

  (1) This percentage is calculated based on 35,405,888 shares of common stock outstanding.

 

2

 

 

The following constitutes Amendment No. 8 to the Schedule 13D filed by the undersigned. This Amendment No. 8 amends the Schedule 13D as specifically set forth herein:

 

Item 5. Interest in Securities of the Issuer.

 

Paragraphs (a), (b) and (c) of Item 5 of the Schedule 13D are amended as follows

 

  (a) The Reporting Persons are the beneficial owners of 1,718,251 shares of common stock, which represents 4.85% of all outstanding shares of common stock of the Issuer, based on 35,405,888 shares of common stock outstanding.

 

  (b) See rows 7-10 of each cover page.

 

  (c) The Reporting Persons exercised warrants to purchase 368,250 shares of common stock at an exercise price of $3.45 per share on February 18, 2021.

 

[The remainder of this page is intentionally left blank. The signature page follows.]

 

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SIGNATURE

 

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 22, 2021    
     
  ALPHA HOLDINGS, INC.
     
  By: /s/ Hee Do Koo
    Hee Do Koo
    Chief Executive Officer

 

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