0000914760-15-000212.txt : 20150603
0000914760-15-000212.hdr.sgml : 20150603
20150603170933
ACCESSION NUMBER: 0000914760-15-000212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150601
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-2902
MAIL ADDRESS:
STREET 1: 999 18TH STREET, SUITE 3000
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLANK DONNA
CENTRAL INDEX KEY: 0001444306
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 15910848
MAIL ADDRESS:
STREET 1: C/O ZAIS GROUP, LLC.
STREET 2: TWO BRIDGE AVENUE, SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701
4
1
formfour.xml
X0306
4
2015-06-01
0
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001444306
BLANK DONNA
C/O ZAIS GROUP, LLC.
TWO BRIDGE AVENUE, SUITE 322
RED BANK
NJ
07701
0
1
0
0
Chief Financial Officer
Class B-O Units of ZAIS Group Parent, LLC
2015-06-01
4
A
0
50000
0
A
2017-03-17
Class A Common Stock
50000
50000
D
Each Class B-O Unit is convertible into one share of Class A Common Stock of ZAIS Group Holdings, Inc.
The Units are subject to limitations on transfer and forfeiture upon certain events as described in the Schedule 14A filed by HF2 Financial Management Inc. with the Securities and Exchange Commission on January 26, 2015.
/s/ Elliott Smith, as Attorney-in-Fact
2015-06-03