The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Axos Financial Inc. | common | 05465C100 | 1,891 | 54,980 | SH | SOLE | 54,980 | 0 | 0 | ||
Banc of California Inc January 18 2019 22 | call | 05990K106 | 16 | 1,080 | PRN | Call | SOLE | 1,080 | 0 | 0 | |
Banc of California Inc April 18 2019 21 | call | 05990K106 | 127 | 2,030 | PRN | Call | SOLE | 2,030 | 0 | 0 | |
Bank of Commerce Holdings | common | 06424J103 | 3,289 | 269,593 | SH | SOLE | 269,593 | 0 | 0 | ||
Bank of Fincastle | common | 062113105 | 1,292 | 486,486 | SH | SOLE | 486,486 | 0 | 0 | ||
Bank of the Ozarks Inc | common | 063904106 | 1,982 | 52,200 | SH | SOLE | 52,200 | 0 | 0 | ||
Bay Banks of Virginia, Inc. | common | 072035108 | 6,146 | 650,407 | SH | SOLE | 650,407 | 0 | 0 | ||
CalWest Bancorp | common | 13169Q102 | 1,427 | 3,518,105 | SH | SOLE | 3,518,105 | 0 | 0 | ||
Capital Commerce Bancorp, Inc. | common | 14005T102 | 1,360 | 289,000 | SH | SOLE | 289,000 | 0 | 0 | ||
Citizens Commerce Bancshares, Inc. | common | 17452P101 | 1,453 | 1,937,456 | SH | SOLE | 1,937,456 | 0 | 0 | ||
Columbia Bkg Sys Inc | common | 197236102 | 775 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Cullen Frost Bankers Inc | common | 229899109 | 2,089 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 7,016 | 149,440 | SH | SOLE | 149,440 | 0 | 0 | ||
FCB Financial Holdings Inc CL A | common | 30255G103 | 2,370 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 5,671 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 10,697 | 273,925 | SH | SOLE | 273,925 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 4,504 | 145,062 | SH | SOLE | 145,062 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 4,623 | 103,199 | SH | SOLE | 103,199 | 0 | 0 | ||
First South Bancorp, Inc. | common | 33646D102 | 1,677 | 1,597,246 | SH | SOLE | 1,597,246 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 7,742 | 198,000 | SH | SOLE | 198,000 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 6,468 | 342,661 | SH | SOLE | 342,661 | 0 | 0 | ||
Green Bancorp Inc | common | 39260X100 | 1,547 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 3,059 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
Highlands Bancorp, Inc. | common | 430887109 | 1,962 | 107,527 | SH | SOLE | 107,527 | 0 | 0 | ||
Home Bancshares, Inc. | common | 436893200 | 4,227 | 193,000 | SH | SOLE | 193,000 | 0 | 0 | ||
Home Bancshares, Inc. March 15 2019 22.50 | call | 436893900 | 10 | 80 | PRN | Call | SOLE | 80 | 0 | 0 | |
Hope Bancorp Inc | common | 43940T109 | 877 | 54,238 | SH | SOLE | 54,238 | 0 | 0 | ||
Lakeland Bancorp Inc April 18 2019 17.50 | call | 511637900 | 24 | 130 | PRN | Call | SOLE | 130 | 0 | 0 | |
Luther Burbank Corp | common | 550550107 | 556 | 51,112 | SH | SOLE | 51,112 | 0 | 0 | ||
MainStreet Bancshares Inc | common | 56064Y100 | 5,513 | 263,158 | SH | SOLE | 263,158 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 2,150 | 166,667 | SH | SOLE | 166,667 | 0 | 0 | ||
Northern States Financial Corp | common | 665751103 | 8,414 | 8,765,000 | SH | SOLE | 8,765,000 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 4,246 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
OP Bancorp | common | 67109R109 | 3,932 | 338,980 | SH | SOLE | 338,980 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 2,088 | 323,534 | SH | SOLE | 323,534 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 9,114 | 245,000 | SH | SOLE | 245,000 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 2,907 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
Pioneer Bancshares, Inc. | common | 72357G102 | 2,957 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
Prime Meridian Holding Company | common | 74164R107 | 1,445 | 63,375 | SH | SOLE | 63,375 | 0 | 0 | ||
SPDR S&P 500 ETF TR Nov 16 2018 277 | put | 78462F953 | 42 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
Sandy Spring Bancorp Inc. | common | 800363103 | 6,928 | 176,236 | SH | SOLE | 176,236 | 0 | 0 | ||
SB Financial Group Inc. | common | 78408D105 | 4,733 | 232,570 | SH | SOLE | 232,570 | 0 | 0 | ||
Select Bancorp Inc | common | 81617L108 | 6,045 | 487,500 | SH | SOLE | 487,500 | 0 | 0 | ||
Severn Bancorp Annapolis MD | common | 81811M100 | 1,167 | 119,082 | SH | SOLE | 119,082 | 0 | 0 | ||
Synovus Financial Corp | common | 87161C501 | 1,465 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
Synovus Financial Corp Feb 15 2019 50 | call | 87161C901 | 11 | 133 | PRN | Call | SOLE | 133 | 0 | 0 | |
Triumph Bancorp Inc | common | 89679E300 | 1,910 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 3,159 | 759,273 | SH | SOLE | 759,273 | 0 | 0 | ||
Virginia National Bankshares | common | 928031103 | 2,218 | 48,161 | SH | SOLE | 48,161 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 884 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
W.T.B Financial Corporation | common | 929334209 | 764 | 2,000 | SH | SOLE | 2,000 | 0 | 0 |