The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FCB Financial Holdings Inc CL A | common | 30255G103 | 3,816 | 80,000 | SH | SOLE | 0 | 0 | 0 | ||
Bank of Commerce Holdings | common | 06424J103 | 1,764 | 185,716 | SH | SOLE | 0 | 0 | 0 | ||
Bank of Marin Bancorp | common | 063425102 | 558 | 8,000 | SH | SOLE | 0 | 0 | 0 | ||
Bank of the Ozarks Inc | common | 063904106 | 2,892 | 55,000 | SH | SOLE | 0 | 0 | 0 | ||
BOFI Hldg Inc | common | 05566U108 | 2,855 | 100,000 | SH | SOLE | 0 | 0 | 0 | ||
California Bank of Commerce CA | common | 13005C101 | 393 | 25,461 | SH | SOLE | 0 | 0 | 0 | ||
Carolina Bk Hldgs Greensboro | common | 143785103 | 6,096 | 236,005 | SH | SOLE | 0 | 0 | 0 | ||
Columbia Bkg Sys Inc | common | 197236102 | 1,117 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
CU Bancorp Calif | common | 126534106 | 7,160 | 200,000 | SH | SOLE | 0 | 0 | 0 | ||
Cullen Frost Bankers Inc | common | 229899109 | 4,412 | 50,000 | SH | SOLE | 0 | 0 | 0 | ||
Direxion SHS ETF Tr Dly S&P 500 Bear | common | 25459Y371 | 11 | 1,000 | SH | SOLE | 0 | 0 | 0 | ||
Evans Bancorp Inc | common | 29911Q208 | 5,641 | 178,786 | SH | SOLE | 0 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 9,445 | 343,457 | SH | SOLE | 0 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 5,233 | 170,000 | SH | SOLE | 0 | 0 | 0 | ||
First Mid Ill Bancshares, Inc. | common | 320866106 | 2,312 | 68,000 | SH | SOLE | 0 | 0 | 0 | ||
Franklin Financial Network | common | 35352P104 | 7,952 | 190,000 | SH | SOLE | 0 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 1,678 | 125,000 | SH | SOLE | 0 | 0 | 0 | ||
Green Bancorp Inc | common | 39260X100 | 2,950 | 194,053 | SH | SOLE | 0 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 5,325 | 369,000 | SH | SOLE | 0 | 0 | 0 | ||
Hope Bancorp Inc | common | 43940T109 | 1,187 | 54,238 | SH | SOLE | 0 | 0 | 0 | ||
MB Financial Inc New | common | 55264U108 | 1,086 | 23,000 | SH | SOLE | 0 | 0 | 0 | ||
Northern States Financial Corp | common | 665751103 | 3,109 | 4,347,685 | SH | SOLE | 0 | 0 | 0 | ||
Northwest Bancorporation | common | 667337109 | 3,675 | 356,821 | SH | SOLE | 0 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 5,445 | 300,000 | SH | SOLE | 0 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 10,605 | 300,000 | SH | SOLE | 0 | 0 | 0 | ||
Pacific Premier Bancorp Jan 20 2017 35.00 | put | 69478X955 | 32 | 301 | PRN | Put | SOLE | 0 | 0 | 0 | |
Servisfirst Bancshares Inc | common | 81768T108 | 3,744 | 100,000 | SH | SOLE | 0 | 0 | 0 | ||
Servisfirst Bancshares Inc Jan 20 2017 37.50 | put | 81768T958 | 60 | 500 | PRN | Put | SOLE | 0 | 0 | 0 | |
SPDR RGNL BKG Jan 27 2017 55.00 | put | 78464A958 | 59 | 500 | PRN | Put | SOLE | 0 | 0 | 0 | |
Stonegate Bank FT Lauderdale FLA | common | 861811107 | 2,798 | 67,059 | SH | SOLE | 0 | 0 | 0 | ||
Sunshine Bancorp Inc | common | 86777J108 | 1,550 | 90,440 | SH | SOLE | 0 | 0 | 0 | ||
Triumph Bancorp Inc | common | 89679E300 | 4,707 | 180,000 | SH | SOLE | 0 | 0 | 0 | ||
Webster Financial Corp Conn | common | 947890109 | 1,357 | 25,000 | SH | SOLE | 0 | 0 | 0 | ||
ZIONS Bancorporation | common | 989701107 | 1,722 | 40,000 | SH | SOLE | 0 | 0 | 0 | ||
ZIONS Bancorporation Jan 20 2017 20.00 | call | 989701907 | 1,489 | 650 | PRN | Call | SOLE | 0 | 0 | 0 |