The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Affirm Hldgs Inc Oct 13 2023 15 put | put | 00827B956 | 625 | 250 | PRN | Put | SOLE | 0 | 0 | 0 | ||
Amerant Bancorp CL A | common | 023576101 | 1,500,363 | 86,030 | SH | SOLE | 0 | 0 | 0 | |||
Banc of California Inc | common | 05990K106 | 1,709,888 | 138,117 | SH | SOLE | 0 | 0 | 0 | |||
B. Riley Financial Oct 20 2023 25 put | put | 05580M108 | 11,000 | 400 | PRN | Put | SOLE | 0 | 0 | 0 | ||
Coastal Financial Corp WA | common | 19046P209 | 5,008,069 | 116,711 | SH | SOLE | 0 | 0 | 0 | |||
East West Bancorp Inc | common | 27579R104 | 5,271 | 100 | SH | SOLE | 0 | 0 | 0 | |||
East West Bancorp Inc Dec 15 2023 50 call | call | 27579R904 | 94,500 | 180 | PRN | Call | SOLE | 0 | 0 | 0 | ||
FFB Bancorp | common | 20344D104 | 9,253,736 | 134,151 | SH | SOLE | 0 | 0 | 0 | |||
First Bancshares Inc MS | common | 318916103 | 3,918,768 | 145,301 | SH | SOLE | 0 | 0 | 0 | |||
First CTZNS Bancshares Inc CL A | common | 31946M103 | 276,020 | 200 | SH | SOLE | 0 | 0 | 0 | |||
First Horizon Corporation | common | 320517105 | 1,377,500 | 125,000 | SH | SOLE | 0 | 0 | 0 | |||
Gateway Bank FSB | common | 36758P102 | 480,000 | 3,000,000 | SH | SOLE | 0 | 0 | 0 | |||
Global X FDS FINTECH ETF Oct 20 2023 20 put | put | 37954Y954 | 12,000 | 300 | PRN | Put | SOLE | 0 | 0 | 0 | ||
Mainstreet Bancshares Inc | common | 56064Y100 | 1,111,933 | 54,135 | SH | SOLE | 0 | 0 | 0 | |||
McHenry Bancorp, Inc. | common | 580683209 | 2,506,681 | 68,209 | SH | SOLE | 0 | 0 | 0 | |||
Metropolitan Bk Hldg | common | 591774104 | 25,396 | 700 | SH | SOLE | 0 | 0 | 0 | |||
Metropolitan Bk Hldg Oct 27 2023 40 call | call | 591774904 | 2,025 | 18 | PRN | Call | SOLE | 0 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 4,155,123 | 366,413 | SH | SOLE | 0 | 0 | 0 | |||
Nuvei Corporation | SUB VTG SHS | 67079A102 | 375,000 | 25,000 | SH | SOLE | 0 | 0 | 0 | |||
Payoneer Global Inc | common | 70451X104 | 1,224,612 | 200,100 | SH | SOLE | 0 | 0 | 0 | |||
Popular Inc | common | 733174700 | 1,606,755 | 25,500 | SH | SOLE | 0 | 0 | 0 | |||
Financial Select Sector SPDR ETF Jan 19 2024 28 put | put | 81369Y955 | 115,000 | 5,000 | PRN | Put | SOLE | 0 | 0 | 0 | ||
Financial Select Sector SPDR ETF Jan 19 2024 31 put | put | 81369Y955 | 140,000 | 2,500 | PRN | Put | SOLE | 0 | 0 | 0 | ||
Shift4 PMTS Inc CL A | common | 82452J109 | 1,495,488 | 27,009 | SH | SOLE | 0 | 0 | 0 | |||
Southern Sts Bancshares Inc | common | 843878307 | 1,298,202 | 57,468 | SH | SOLE | 0 | 0 | 0 | |||
SPDR SER TR S&P BK ETF | common | 78464A797 | 4,511,160 | 108,000 | SH | SOLE | 0 | 0 | 0 | |||
United Community Banks Blairsvle GA | common | 90984P303 | 381,150 | 15,000 | SH | SOLE | 0 | 0 | 0 | |||
US Metro Bank | common | 90343B102 | 3,503,192 | 1,015,418 | SH | SOLE | 0 | 0 | 0 | |||
Western Alliance Bancorp | common | 957638109 | 3,111,617 | 67,688 | SH | SOLE | 0 | 0 | 0 | |||
World Accep Corpoaration Oct 20 2023 100 put | put | 981419954 | 5,550 | 60 | PRN | Put | SOLE | 0 | 0 | 0 |