The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amerant Bancorp CL B | common | 023576200 | 2,745 | 97,630 | SH | SOLE | 97,630 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 2,257 | 56,180 | SH | SOLE | 56,180 | 0 | 0 | ||
Bancorp Inc Del | common | 05969A105 | 2 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Bank of NT Butterfield & Son | common | G0772R208 | 1,122 | 35,968 | SH | SOLE | 35,968 | 0 | 0 | ||
Bay Community Bancorp | common | 072205107 | 1,352 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
Block Inc CL A | common | 852234103 | 6 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Cadence Bank | common | 12740C103 | 1,855 | 79,000 | SH | SOLE | 79,000 | 0 | 0 | ||
Citigroup | common | 172967424 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Citigroup Jan 20 2023 75 call | call | 172967904 | 1 | 100 | PRN | Call | SOLE | 100 | 0 | 0 | |
Coastal Financial Corp WA | common | 19046P209 | 2,762 | 72,448 | SH | SOLE | 72,448 | 0 | 0 | ||
Colony Bankcorp Inc | common | 19623P101 | 1,811 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
Columbia BKG SYS Inc | common | 197236102 | 716 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 8,150 | 147,646 | SH | SOLE | 147,646 | 0 | 0 | ||
Corecard Corporation | common | 45816D100 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
Credit Accep Corp Mich August 19 2022 480 put | put | 225310951 | 88 | 20 | PRN | Put | SOLE | 20 | 0 | 0 | |
Curo Group Holdings Oct 21 2022 12.50 put | put | 23131L957 | 36 | 49 | PRN | Put | SOLE | 49 | 0 | 0 | |
East West Bancorp Inc | common | 27579R104 | 71 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
East West Bancorp Inc Jul 15 2022 60 put | put | 27579R954 | 4 | 50 | PRN | Put | SOLE | 50 | 0 | 0 | |
FB Financial Corp | common | 30257X104 | 1,421 | 36,225 | SH | SOLE | 36,225 | 0 | 0 | ||
Fidelity National INFO Jul 15 2022 125 call | call | 31620M906 | 8 | 334 | PRN | Call | SOLE | 334 | 0 | 0 | |
Fidelity National INFO Jul 15 2022 140 call | call | 31620M906 | 2 | 600 | PRN | Call | SOLE | 600 | 0 | 0 | |
Finwise Bancorp | common | 31813A109 | 165 | 17,697 | SH | SOLE | 17,697 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 2,326 | 66,653 | SH | SOLE | 66,653 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 5,045 | 176,399 | SH | SOLE | 176,399 | 0 | 0 | ||
First Business FINL SVCS Inc | common | 319390100 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
First Internet Bancorp | common | 320557101 | 1,748 | 47,462 | SH | SOLE | 47,462 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 305 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
First Northwest Bancorp | common | 335834107 | 1,761 | 112,905 | SH | SOLE | 112,905 | 0 | 0 | ||
Flushing Financial | common | 343873105 | 533 | 25,054 | SH | SOLE | 25,054 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 1,005 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
Goldman Sachs Group | common | 38141G104 | 1 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Goldman Sachs Group Sep 16 2022 270 put | put | 38141G954 | 95 | 100 | PRN | Put | SOLE | 100 | 0 | 0 | |
Grandsouth Bancorporation | common | 386627301 | 3,856 | 123,600 | SH | SOLE | 123,600 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 1,486 | 139,049 | SH | SOLE | 139,049 | 0 | 0 | ||
Invesco QQQ TR July 8 2022 245 put | put | 46090E953 | 14 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
Invesco QQQ TR July 8 2022 275 put | put | 46090E953 | 352 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES 20 YEAR TREAS July 15 2022 125 call | call | 464287902 | 28 | 2,509 | PRN | Call | SOLE | 2,509 | 0 | 0 | |
ISHARES IBOXX HIGH YD Oct 21 2022 71 put | put | 464288953 | 217 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
ISHARES TR US BR DEL SE ETF | common | 464288794 | 3,443 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
Lakeland Bancorp Inc | common | 511637100 | 1,127 | 77,062 | SH | SOLE | 77,062 | 0 | 0 | ||
Mainstreet Bancshares Inc | common | 56064Y100 | 1,524 | 66,937 | SH | SOLE | 66,937 | 0 | 0 | ||
Marqeta Inc CL A | common | 57142B104 | 957 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
Marqeta Inc July 15 2022 7.50 put | put | 57142B954 | 8 | 250 | PRN | Put | SOLE | 250 | 0 | 0 | |
Mastercard Incorporated CL A | common | 57636Q104 | 3 | 10 | SH | SOLE | 10 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683209 | 1,910 | 68,209 | SH | SOLE | 68,209 | 0 | 0 | ||
Metropolitan Bk Hldg | common | 591774104 | 2,825 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 1,260 | 73,667 | SH | SOLE | 73,667 | 0 | 0 | ||
MVB Financial | common | 553810102 | 901 | 28,951 | SH | SOLE | 28,951 | 0 | 0 | ||
NCINO Inc | common | 63947X101 | 390 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
New York Cmnty Bancorp Inc | common | 649445103 | 64 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
New York Cmnty Bancorp Inc Jan 19 2024 8 call | call | 649445903 | 321 | 1,760 | PRN | Call | SOLE | 1,760 | 0 | 0 | |
Nuvei Corporation | SUB VTG SHS | 67079A102 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
Nuvei Corporation Sep 16 2022 45 call | call | 67079A902 | 58 | 250 | PRN | Call | SOLE | 250 | 0 | 0 | |
Oceanfirst Financial | common | 675234108 | 210 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
Onemain Hldgs Inc July 15 2022 45 call | call | 68268W903 | 1 | 4 | PRN | Call | SOLE | 4 | 0 | 0 | |
Pacific Premier Bancorp | common | 69478X105 | 2,074 | 70,945 | SH | SOLE | 70,945 | 0 | 0 | ||
Pacific West Bank West Linn | common | 69506W202 | 1,444 | 109,627 | SH | SOLE | 109,627 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 3,207 | 120,300 | SH | SOLE | 120,300 | 0 | 0 | ||
Paya Holdings Inc | common | 70434P103 | 434 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
Payoneer Global Inc | common | 70451X104 | 710 | 181,100 | SH | SOLE | 181,100 | 0 | 0 | ||
Paysafe Limited Jul 15 2022 3 call | call | G6964L907 | 2 | 1,540 | PRN | Call | SOLE | 1,540 | 0 | 0 | |
Paysign Inc | common | 70451A104 | 468 | 308,116 | SH | SOLE | 308,116 | 0 | 0 | ||
Paysign Inc Jan 20 2023 2.50 call | call | 70451A904 | 10 | 590 | PRN | Call | SOLE | 590 | 0 | 0 | |
PCB Bancorp | common | 69320M109 | 290 | 15,529 | SH | SOLE | 15,529 | 0 | 0 | ||
Popular Inc | common | 733174700 | 1,700 | 22,100 | SH | SOLE | 22,100 | 0 | 0 | ||
Riverview Bancorp Inc | common | 769397100 | 3,449 | 524,181 | SH | SOLE | 524,181 | 0 | 0 | ||
Financial Select Sector SPDR ETF July 8 2022 30 put | put | 81369Y955 | 55 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF July 15 2022 34 call | call | 81369Y905 | 22 | 4,000 | PRN | Call | SOLE | 4,000 | 0 | 0 | |
Financial Select Sector SPDR ETF July 15 2022 35 call | call | 81369Y905 | 30 | 15,000 | PRN | Call | SOLE | 15,000 | 0 | 0 | |
Financial Select Sector SPDR ETF July 15 2022 28 put | put | 81369Y955 | 28 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Financial Select Sector SPDR ETF July 15 2022 30 put | put | 81369Y955 | 133 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Shift4 PMTS Inc CL A | common | 82452J109 | 1 | 9 | SH | SOLE | 9 | 0 | 0 | ||
Shift4 PMTS Inc July 15 2022 50 call | call | 82452J909 | 3 | 220 | PRN | Call | SOLE | 220 | 0 | 0 | |
Shift4 PMTS Inc Oct 21 2022 40 call | call | 82452J909 | 86 | 240 | PRN | Call | SOLE | 240 | 0 | 0 | |
Signature BK New York | common | 82669G104 | 108 | 600 | SH | SOLE | 600 | 0 | 0 | ||
Southern Sts Bancshares Inc | common | 843878307 | 3,390 | 150,755 | SH | SOLE | 150,755 | 0 | 0 | ||
SVB Financial Group | common | 78486Q101 | 39 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPDR SER TR S&P REGL BKG July 8 2022 55 put | put | 78464A958 | 50 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
SPDR SER TR S&P REGL BKG July 8 2022 56 put | put | 78464A958 | 200 | 5,000 | PRN | Put | SOLE | 5,000 | 0 | 0 | |
Synchrony Financial July 15 2022 27 put | put | 87165B953 | 18 | 200 | PRN | Put | SOLE | 200 | 0 | 0 | |
Synchrony Financial July 22 2022 27 put | put | 87165B953 | 12 | 100 | PRN | Put | SOLE | 100 | 0 | 0 | |
Triumph Bancorp Inc | common | 89679E300 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
United Community Banks Blairsvle GA | common | 90984P303 | 3,132 | 103,756 | SH | SOLE | 103,756 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 4,675 | 1,165,925 | SH | SOLE | 1,165,925 | 0 | 0 | ||
Valley Natl Bancorp | common | 919794107 | 231 | 22,200 | SH | SOLE | 22,200 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 2,628 | 37,221 | SH | SOLE | 37,221 | 0 | 0 | ||
World Acceptance Corp Aug 19 2022 110 put | put | 981419954 | 19 | 20 | PRN | Put | SOLE | 20 | 0 | 0 | |
ZIONS Bancorporation NA | common | 989701107 | 25 | 500 | SH | SOLE | 500 | 0 | 0 |