The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Altabancorp | common | 021347109 | 847 | 42,100 | SH | SOLE | 42,100 | 0 | 0 | ||
Ameris Bancorp | common | 03076K108 | 1,708 | 74,980 | SH | SOLE | 74,980 | 0 | 0 | ||
Bank of Fincastle | common | 062113105 | 1,162 | 563,917 | SH | SOLE | 563,917 | 0 | 0 | ||
Berkshire Hill Bancorp | common | 084680107 | 752 | 74,401 | SH | SOLE | 74,401 | 0 | 0 | ||
Boston Private Financial Holdings | common | 101119105 | 552 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Capital One Financial | common | 14040H105 | 862 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
Cecil Bancorp, Inc. | common | 149841306 | 945 | 367,500 | SH | SOLE | 367,500 | 0 | 0 | ||
Citigroup | common | 172967424 | 1,957 | 45,400 | SH | SOLE | 45,400 | 0 | 0 | ||
Communities First Financial Corp | common | 20344D104 | 4,155 | 173,647 | SH | SOLE | 173,647 | 0 | 0 | ||
FB Financial Corp | common | 30257X104 | 3,281 | 130,625 | SH | SOLE | 130,625 | 0 | 0 | ||
First Bancorp NC | common | 318910106 | 2,310 | 110,353 | SH | SOLE | 110,353 | 0 | 0 | ||
First Bancshares Inc MS | common | 318916103 | 4,392 | 209,450 | SH | SOLE | 209,450 | 0 | 0 | ||
First Busey Corp | common | 319383204 | 477 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
First Intst Bancsystem CL A | common | 32055Y201 | 2,183 | 68,531 | SH | SOLE | 68,531 | 0 | 0 | ||
First Midwest Bancorp DEL | common | 320867104 | 1,588 | 147,333 | SH | SOLE | 147,333 | 0 | 0 | ||
Gateway Bank FSB | common | 36758P102 | 1,110 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
Grandsouth Bancorporation | common | 386627301 | 4,470 | 321,847 | SH | SOLE | 321,847 | 0 | 0 | ||
Heritage Commerce Corp | common | 426927109 | 1,697 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
Invesco Exchange Traded Sr Ln ETF Oct 16 2020 17 | put | 46138G958 | 1 | 300 | PRN | Put | SOLE | 300 | 0 | 0 | |
Investar Holding Corp | common | 46134L105 | 2,009 | 156,747 | SH | SOLE | 156,747 | 0 | 0 | ||
iShares Trust IBOXX HI YD ETF Mar 19 2021 78 | put | 464288953 | 92 | 500 | PRN | Put | SOLE | 500 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Jun 18 2021 79 | put | 464288953 | 308 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
iShares Trust IBOXX HI YD ETF Oct 16 2020 79 | put | 464288953 | 17 | 1,000 | PRN | Put | SOLE | 1,000 | 0 | 0 | |
iShares Trust 20plus TRSY Oct 16 2020 155 | put | 464287952 | 13 | 800 | PRN | Put | SOLE | 800 | 0 | 0 | |
Lakeland Bancorp Inc | common | 511637100 | 867 | 87,162 | SH | SOLE | 87,162 | 0 | 0 | ||
MainStreet Bancshares Inc | common | 56064Y100 | 2,358 | 192,663 | SH | SOLE | 192,663 | 0 | 0 | ||
McHenry Bancorp, Inc. | common | 580683100 | 1,107 | 15,000,000 | SH | SOLE | 15,000,000 | 0 | 0 | ||
Metro Phoenix Bank | common | 59165E106 | 1,737 | 176,667 | SH | SOLE | 176,667 | 0 | 0 | ||
Old Natl Bancorp IND | common | 680033107 | 1,256 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Oregon Pacific Bancorp | common | 686040205 | 1,398 | 358,334 | SH | SOLE | 358,334 | 0 | 0 | ||
Pacific Premier Bancorp | common | 69478X105 | 2,759 | 137,000 | SH | SOLE | 137,000 | 0 | 0 | ||
Pacific West Bank | common | 69506W202 | 1,710 | 164,390 | SH | SOLE | 164,390 | 0 | 0 | ||
Pacwest Bancorp DEL | common | 695263103 | 854 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Popular Inc | common | 733174700 | 725 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Reliant Bancorp | common | 75956B101 | 1,757 | 121,171 | SH | SOLE | 121,171 | 0 | 0 | ||
Seacoast Commerce Banc Holdings | common | 81171B108 | 2,382 | 172,000 | SH | SOLE | 172,000 | 0 | 0 | ||
Financial Select Sector SPDR ETF Jan 1 2022 35 | call | 81369Y905 | 81 | 4,057 | SH | Call | SOLE | 4,057 | 0 | 0 | |
Financial Select Sector SPDR ETF Jun 18 2021 30 | call | 81369Y905 | 140 | 3,577 | SH | Call | SOLE | 3,577 | 0 | 0 | |
Financial Select Sector SPDR ETF Oct 16 2020 25 | call | 81369Y905 | 59 | 3,000 | SH | Call | SOLE | 3,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Oct 16 2020 26 | call | 81369Y905 | 19 | 3,500 | SH | Call | SOLE | 3,500 | 0 | 0 | |
Financial Select Sector SPDR ETF Oct 16 2020 27 | call | 81369Y905 | 18 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
Financial Select Sector SPDR ETF Oct 30 2020 26 | call | 81369Y905 | 15 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
South State Corp | common | 840441109 | 1,204 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Southcrest Financial Group | common | 84129X107 | 970 | 147,840 | SH | SOLE | 147,840 | 0 | 0 | ||
SPDR S&P Regional Banking ETF | common | 78464A698 | 8,884 | 249,000 | SH | SOLE | 249,000 | 0 | 0 | ||
SPDR S&P Regional Banking ETF Oct 16 2020 45 | call | 78464A908 | 10 | 2,000 | PRN | Call | SOLE | 2,000 | 0 | 0 | |
United Bancorporation Ala CL A | common | 90944R100 | 5,423 | 281,348 | SH | SOLE | 281,348 | 0 | 0 | ||
United Bankshares Inc | common | 909907107 | 859 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
United Community Banks Inc | common | 90984P303 | 1,693 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
US Metro Bank | common | 90343B102 | 2,224 | 1,059,015 | SH | SOLE | 1,059,015 | 0 | 0 | ||
Veritex Holdings Inc | common | 923451108 | 1,661 | 97,550 | SH | SOLE | 97,550 | 0 | 0 | ||
Western Alliance Bancorp | common | 957638109 | 3,087 | 97,621 | SH | SOLE | 97,621 | 0 | 0 |